DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Platinum Wealth Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert William FraileyCapitalrock Investments, LLC unclassifiedPlatinum Wealth Partners otherOtherAug 16, 2017Sep 23, 2016
John Joseph CampbellCapitalrock Investments, LLC unclassifiedPlatinum Wealth Partners otherOtherAug 4, 2017Jun 14, 2016
Tracy Aaron ZulloWells Fargo Advisors wirehousePlatinum Wealth Partners otherOtherMay 30, 2017May 22, 2017
Sandra Jean Galdieri KosibaWells Fargo Advisors wirehousePlatinum Wealth Partners otherOtherMay 23, 2017May 19, 2017
Troy M MaillouxCapitalrock Financial, LLC independent RIAPlatinum Wealth Partners otherOtherJan 31, 2017Jun 10, 2016
Kenneth K JobsonMorgan Stanley wirehousePlatinum Wealth Partners otherOtherJan 13, 2017Jan 10, 2017
Douglas Michael SheahanConcert Wealth Management otherPlatinum Wealth Partners otherOtherJan 3, 2017Oct 20, 2016
David A GulacsyMorgan Stanley wirehousePlatinum Wealth Partners otherOtherDec 12, 2016Dec 16, 2016
John Michael HinksonMorgan Stanley wirehousePlatinum Wealth Partners otherOtherAug 22, 2016Aug 11, 2016
Rose Alyssa BernardoMorgan Stanley wirehousePlatinum Wealth Partners otherOtherJun 30, 2016Aug 5, 2016 (36 d)
Nicholas Anthony BernardoMorgan Stanley wirehousePlatinum Wealth Partners otherOtherJun 30, 2016Aug 5, 2016 (36 d)
Anthony Bernardo JrMorgan Stanley wirehousePlatinum Wealth Partners otherOtherJun 30, 2016Aug 5, 2016 (36 d)
Jenee C PetersOppenheimer & Co. Inc. otherPlatinum Wealth Partners otherOtherJun 1, 2016Jun 3, 2016
William John RothThe Centurion Group, LLC otherPlatinum Wealth Partners otherOtherMay 26, 2016Aug 5, 2016 (71 d)
Dale Joseph BoettcherMorgan Stanley wirehousePlatinum Wealth Partners otherOtherMar 30, 2016Oct 6, 2017 (555 d)
Charles Bradley CampbellQuantitative Investment Decisions LLC no RAUMPlatinum Wealth Partners otherOtherMar 23, 2016Jun 14, 2016 (83 d)
Nicholas Edward DayQuantitative Investment Decisions LLC no RAUMPlatinum Wealth Partners otherOtherMar 23, 2016Jun 7, 2016 (76 d)
John Martin PadillaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePlatinum Wealth Partners otherOtherNov 17, 2015Nov 13, 2015
Randall Scott KarlLucia Capital Group otherPlatinum Wealth Partners otherOtherSep 24, 2015Oct 15, 2015
David Richard HoferAmeriprise Financial Services, LLC national BDPlatinum Wealth Partners otherOtherMar 16, 2015Oct 22, 2015 (220 d)
Curtis Scott BurnsMorgan Stanley wirehousePlatinum Wealth Partners otherOtherOct 23, 2013Oct 11, 2013
Todd David BlackburnMorgan Stanley wirehousePlatinum Wealth Partners otherOtherOct 23, 2013Oct 11, 2013
Louis David DworskyMorgan Stanley wirehousePlatinum Wealth Partners otherOtherAug 5, 2013Oct 17, 2013 (73 d)
David Reilly HendersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePlatinum Wealth Partners otherOtherFeb 24, 2012Mar 13, 2012
Alexander James CrossMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePlatinum Wealth Partners otherOtherFeb 24, 2012Mar 14, 2012
Anthony Jacob GarciaMorgan Stanley wirehousePlatinum Wealth Partners otherOtherFeb 8, 2012Mar 1, 2012
Barry Scott GreenMorgan Stanley wirehousePlatinum Wealth Partners otherOtherJan 6, 2012Feb 8, 2012 (33 d)
Robert Adam KokolEquitable Advisors, LLC national BDPlatinum Wealth Partners otherOtherJun 1, 2011May 31, 2011
Thomas Frances AlessiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePlatinum Wealth Partners otherOtherDec 15, 2010Sep 8, 2011 (267 d)
Andrew (Nmn) KaneMorgan Stanley wirehousePlatinum Wealth Partners otherOtherNov 19, 2010Jun 2, 2011 (195 d)
Scott Christopher JacksonMorgan Stanley wirehousePlatinum Wealth Partners otherOtherApr 8, 2010Jul 25, 2011 (473 d)
Robert Lomax DobbsWells Fargo Advisors wirehousePlatinum Wealth Partners otherOtherDec 3, 2009Mar 3, 2011 (455 d)
Keith Leon GlaserMorgan Stanley & Co. LLC unclassifiedPlatinum Wealth Partners otherOtherDec 17, 2008Aug 28, 2009 (254 d)
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33 moves match.