DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Innovation Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Lon BiedermanIp Financial Advisory Services LLC independent RIAInnovation Partners LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 12, 2025Aug 20, 2021
David Wayne KarinWestern International Securities BD affiliatedInnovation Partners LLC no RAUMOtherMay 14, 2025May 16, 2025
Ryan Michael FiliaggiNfsg Corporation BD affiliatedInnovation Partners LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 24, 2020May 27, 2020 (33 d)
David HolmesWestern International Securities independent RIAInnovation Partners LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 3, 2019Aug 23, 2019 (51 d)
Steven Kim MitchellSecurities America Advisors, Inc. BD affiliatedInnovation Partners LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2018May 18, 2018
Roman InochovskyRegal Investment Advisors LLC BD affiliatedInnovation Partners LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2018May 25, 2018
Paul Woodson AbeleDfpg Investments, LLC independent RIAInnovation Partners LLC otherOtherNov 30, 2017Jan 18, 2018 (49 d)
James C ByersPruco Securities, LLC otherInnovation Partners LLC otherOtherOct 25, 2017Oct 10, 2017
Leslie GarnerPruco Securities, LLC otherInnovation Partners LLC otherOtherOct 4, 2017Oct 10, 2017
Larry SfinasUnited Planners' Financial Services Of America A Limited Partner otherInnovation Partners LLC otherOtherAug 25, 2017Aug 29, 2017
Cynthia PellegrinoUnited Planners' Financial Services Of America A Limited Partner otherInnovation Partners LLC otherOtherFeb 21, 2017Feb 21, 2017
Tracey DeanLegend Advisory, LLC otherInnovation Partners LLC otherOtherJan 24, 2017Jan 13, 2017
Clinton Wayne CopelandCape Investment Advisory, Inc. otherInnovation Partners LLC otherOtherSep 2, 2016Aug 25, 2016
Timothy Ballard WhiteModern Capital Advisors, LLC otherInnovation Partners LLC otherOtherJun 30, 2016Jul 28, 2016
Craig Arnold Sorenson1st Consumer Advisory Group LLC otherInnovation Partners LLC otherOtherJan 25, 2016Apr 27, 2016 (93 d)
Sharon Elaine Sykes1st Consumer Advisory Group LLC otherInnovation Partners LLC otherOtherJan 25, 2016Apr 15, 2016 (81 d)
Lawrence Andrew SalbergWells Fargo Advisors wirehouseInnovation Partners LLC otherOtherFeb 7, 2014Apr 14, 2014 (66 d)
Gregory Fuller KiteTransamerica Financial Advisors, LLC otherInnovation Partners LLC otherOtherDec 31, 2013Mar 20, 2014 (79 d)
Hugo Cesar MerazMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInnovation Partners LLC otherOtherApr 16, 2013Mar 23, 2015 (706 d)
Scott Mons BroadbentGlobal Financial Private Capital, Inc. otherInnovation Partners LLC otherOtherMar 9, 2012Apr 9, 2012 (31 d)
Daniel Matthew VinsonInvestment Advisors International, Inc. unclassifiedInnovation Partners LLC otherOtherSep 12, 2011Sep 20, 2013 (739 d)
Kenneth Harold AulbachInvestors Capital Advisory otherInnovation Partners LLC otherOtherMar 2, 2011Mar 1, 2012 (365 d)
Erik Robert DoddsWorld Capital Advisors, LLC otherInnovation Partners LLC otherOtherMay 24, 2010Apr 4, 2012 (681 d)
Terrence Patrick CunninghamDws Investment Management Americas, Inc. otherInnovation Partners LLC otherOtherFeb 5, 2008Feb 14, 2017 (3297 d)
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24 moves match.