DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Synergy Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ralph James RomanoSpc BD affiliatedCapital Synergy Partners independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 1, 2025 (1462 d)
Matthew R HennQuestar Asset Management, Inc. BD affiliatedCapital Synergy Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2019Feb 28, 2019
Gilbert Lance TalbertForesters Equity Services, Inc. BD affiliatedCapital Synergy Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2018Nov 2, 2018
Charles Michael TaylorInvest Financial Corporation otherCapital Synergy Partners independent RIAOtherDec 12, 2016Jan 3, 2017
Manfred Dieter WunderlichFinancial West Group otherCapital Synergy Partners independent RIAOtherSep 15, 2014Sep 16, 2014
Cory James ChristiansenFinancial West Group otherCapital Synergy Partners independent RIAOtherJul 28, 2014Jul 23, 2014
Agustin Jay MolinaFinancial West Group otherCapital Synergy Partners independent RIAOtherApr 25, 2014Apr 28, 2014
Richard William GreeneQuestar Asset Management, Inc. otherCapital Synergy Partners independent RIAOtherMar 28, 2014Feb 27, 2019 (1797 d)
Marianne Rechelle DurhamOneamerica Securities, Inc. otherCapital Synergy Partners independent RIAOtherMar 13, 2014Jul 15, 2014 (124 d)
Matthew Michael MelendezInnovatum Capital Partners, LLC otherCapital Synergy Partners independent RIAOtherFeb 20, 2014Aug 29, 2019 (2016 d)
Anthony Christopher RossiInnovatum Capital Partners, LLC otherCapital Synergy Partners independent RIAOtherFeb 20, 2014May 21, 2014 (90 d)
Jonathon Paul SoucierInnovatum Capital Partners, LLC otherCapital Synergy Partners independent RIAOtherFeb 20, 2014Oct 25, 2012
Gregory Allen BerstlerRaymond James Financial Services Advisors, Inc otherCapital Synergy Partners independent RIAOtherFeb 12, 2014Feb 12, 2014
Michael Anthony VidalWells Fargo Advisors wirehouseCapital Synergy Partners independent RIAWirehouse to independent RIAOct 19, 2012Jan 21, 2014 (459 d)
Tod Leighton LenhoffFinancial West Group otherCapital Synergy Partners independent RIAOtherAug 8, 2012Aug 9, 2012
Lorraine A DimartinoFinancial West Group otherCapital Synergy Partners independent RIAOtherDec 31, 2011Jan 10, 2026 (5124 d)
Bradley James KingsburyFinancial West Group otherCapital Synergy Partners independent RIAOtherDec 31, 2011Jan 31, 2012 (31 d)
Mark Stevan Guillod1st Global Advisors Inc otherCapital Synergy Partners independent RIAOtherDec 31, 2011Feb 4, 2012 (35 d)
William George RappFinancial West Group otherCapital Synergy Partners independent RIAOtherNov 7, 2011Jan 1, 2025 (4804 d)
Stephen Andrew RipicFinancial West Group otherCapital Synergy Partners independent RIAOtherNov 4, 2011May 23, 2011
Ronald Jay BlauEsi Financial Advisors otherCapital Synergy Partners independent RIAOtherJun 2, 2011Jun 8, 2012 (372 d)
Steven Robert SeibelFinancial West Group otherCapital Synergy Partners independent RIAOtherDec 31, 2010Oct 15, 2012 (654 d)
Larry Dale PeregrineFinancial West Group otherCapital Synergy Partners independent RIAOtherDec 31, 2010Jan 3, 2012 (368 d)
Paul Cameron MacdonaldFinancial West Group otherCapital Synergy Partners independent RIAOtherDec 31, 2010Jun 2, 2011 (153 d)
Shane Patrick BrosnanFinancial West Group otherCapital Synergy Partners independent RIAOtherDec 31, 2010Nov 18, 2013 (1053 d)
Bradley Tyson FerneyCetera Advisors LLC otherCapital Synergy Partners independent RIAOtherDec 31, 2010Jan 12, 2012 (377 d)
John Angelo BivensWells Fargo Investments, LLC unclassifiedCapital Synergy Partners independent RIAOtherSep 21, 2010Jan 12, 2026 (5592 d)
Ronald Edward SniderFinancial West Group otherCapital Synergy Partners independent RIAOtherDec 31, 2009Feb 22, 2011 (418 d)
Stephen Christopher CliffordQa3 Financial LLC unclassifiedCapital Synergy Partners independent RIAOtherSep 21, 2009Jun 22, 2012 (1005 d)
Eric Robert LudvigsenUBS Financial Services Inc. wirehouseCapital Synergy Partners independent RIAWirehouse to independent RIAMay 13, 2009Jul 10, 2013 (1519 d)
Walter Samuel LapovichPruco Securities, LLC otherCapital Synergy Partners independent RIAOtherJul 11, 2005Aug 21, 2024 (6981 d)
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31 moves match.