DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nova Financial Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David L AllenKestra Private Wealth Services, LLC otherNova Financial Services otherOtherApr 19, 2017Mar 16, 2017
Blake Alan BjordahlMinistry Partners Securities, LLC state registeredNova Financial Services otherOtherFeb 28, 2017Apr 5, 2016
Adam L WadeWestern Wealth Management LLC otherNova Financial Services otherOtherFeb 9, 2017Feb 1, 2017
Michelle Lynn FordWaddell & Reed otherNova Financial Services otherOtherNov 15, 2016Dec 13, 2016
Jeffrey Michael JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNova Financial Services otherOtherMar 8, 2016Mar 31, 2016
John Richard NeighboursSagepoint Financial, Inc. otherNova Financial Services otherOtherJul 9, 2015Jul 28, 2015
Christopher John ChaffonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNova Financial Services otherOtherJun 24, 2015Jun 26, 2015
Garrett Pierce SmithFirst Financial Equity Corporation otherNova Financial Services otherOtherJun 15, 2015Jun 15, 2015
Michael Stephan MareNew England Securities Corporation otherNova Financial Services otherOtherNov 10, 2014Nov 3, 2014
Marcos Antonio MadrilNew England Securities Corporation otherNova Financial Services otherOtherDec 17, 2013Jan 21, 2014 (35 d)
Justin Thomas PierceBrookstone Capital Management LLC otherNova Financial Services otherOtherNov 21, 2012Dec 4, 2012
Guillermo Hector MongePnc Managed Account Solutions, Inc. otherNova Financial Services otherOtherAug 10, 2012Nov 15, 2012 (97 d)
Ronald Edward WilsonStifel, Nicolaus & Company, Incorporated national BDNova Financial Services otherOtherOct 12, 2011Dec 21, 2011 (70 d)
Constance A VelanderChase Investment Services Corp. otherNova Financial Services otherOtherJan 25, 2011Jun 9, 2011 (135 d)
Thomas Michael FischerOsaic Fa, Inc. otherNova Financial Services otherOtherDec 7, 2010Jan 3, 2011
Todd Edward DesbergWoodbury Financial Services, Inc. otherNova Financial Services otherOtherNov 15, 2010Nov 19, 2010
Jacob Ray KageleWells Fargo Advisors wirehouseNova Financial Services otherOtherMay 19, 2009May 18, 2009
David Raymond KeefeEquitable Advisors, LLC national BDNova Financial Services otherOtherJan 17, 2003Jan 24, 2014 (4025 d)
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18 moves match.