DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ria Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam CervantesAvior Wealth Management, LLC independent RIARia Advisors independent RIARIA to RIAJun 26, 2026Jul 15, 2026
Devoda D OwensPrime Capital Financial mixed wealthRia Advisors independent RIARIA to RIAApr 28, 2025Jul 10, 2025 (73 d)
Sarah Darlene BuengerTraditions Wealth Advisors, LLC. state registeredRia Advisors independent RIAOtherMay 25, 2023May 18, 2023
Jonathan Earle MccartyFca Corp independent RIARia Advisors independent RIARIA to RIAOct 13, 2022Feb 23, 2023 (133 d)
Christopher BehanHaven Wealth Group independent RIARia Advisors independent RIARIA to RIANov 11, 2021Jan 14, 2022 (64 d)
Thomas George AllenMcmill Cpa And Advisors independent RIARia Advisors independent RIARIA to RIAMar 29, 2021May 4, 2021 (36 d)
Jonathan Lee PennPin Oak Investment Advisors Inc independent RIARia Advisors independent RIARIA to RIAAug 20, 2020Sep 25, 2020 (36 d)
John Edward LeveeIntegrated Advisors Network LLC independent RIARia Advisors independent RIARIA to RIAJan 2, 2020Jan 2, 2020
Derek Brandt LeveeIntegrated Advisors Network LLC independent RIARia Advisors independent RIARIA to RIAJan 2, 2020Jan 2, 2020
Christopher Kingsley LarochelleIntegrated Advisors Network LLC independent RIARia Advisors independent RIARIA to RIAJan 2, 2020Jan 2, 2020
Frank Joseph MarroneFieldstone Financial Management Group, LLC independent RIARia Advisors independent RIARIA to RIANov 27, 2018Nov 20, 2018
Craig Alan SeverinLPL Financial LLC independent RIARia Advisors independent RIARIA to RIANov 8, 2018Nov 20, 2018
James Daniel RatliffJ.P. Morgan Securities LLC wirehouseRia Advisors otherOtherJun 22, 2017Jul 11, 2017
Lance Eric RobertsAvidian Wealth Solutions otherRia Advisors otherOtherDec 3, 2015Dec 22, 2015
John Nicholas CoumarianosHamilton Research And Management, LLC unclassifiedRia Advisors independent RIAOtherJan 31, 2014Apr 23, 2018 (1543 d)
Nancy A HetrickPortfolio Wealth Advisors otherRia Advisors otherOtherOct 1, 2012Oct 1, 2012
Richard Michael RossoCharles Schwab & Co., Inc. national BDRia Advisors otherOtherSep 28, 2012Nov 19, 2012 (52 d)
Mark Layne BlomSchwab Wealth Advisory, Inc. otherRia Advisors otherOtherMay 2, 2012May 7, 2012
Connie Nmn MackCharles Schwab & Co., Inc. national BDRia Advisors otherOtherSep 11, 2009Nov 6, 2009 (56 d)
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19 moves match.