DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chelsea Advisory Services, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Doug Scott Graumann | Dominion Portfolio Management, Inc. independent RIA | Chelsea Advisory Services, Inc independent RIA | RIA to RIA | Sep 10, 2026 | Aug 27, 2026 |
| Wesley Andrew Steed | Wells Fargo Advisors wirehouse | Chelsea Advisory Services, Inc independent RIA | Wirehouse to independent RIA | Jun 18, 2026 | Jul 22, 2026 (34 d) |
| Richard Brian Stewart | Rb Stewart Financial LLC unclassified | Chelsea Advisory Services, Inc independent RIA | Other | Nov 3, 2025 | Nov 6, 2025 |
| Russell George Luce | Silver Oak Securities, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 13, 2025 |
| Ori William Pagovich | Osaic Wealth, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 3, 2025 |
| Daniel W Goggins | Davinci Capital Management Inc. state registered | Chelsea Advisory Services, Inc independent RIA | Other | Jun 1, 2023 | Mar 13, 2024 (286 d) |
| Andrew James Cilento | Voya Investment Management Co. LLC other | Chelsea Advisory Services, Inc independent RIA | Other | May 2, 2023 | May 1, 2023 |
| Scott Martin Bresky | Scf Investment Advisors, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 17, 2023 |
| James Stephenson | J. W. Cole Advisors, Inc. independent RIA | Chelsea Advisory Services, Inc independent RIA | RIA to RIA | Sep 27, 2021 | Sep 30, 2021 |
| Scott Vanderlinden | Osaic Wealth, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 4, 2021 |
| Saralynn Deer Golob | Park Avenue Securities LLC BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2020 | Feb 11, 2020 |
| Sandra Ohehir Keir | Pruco Securities, LLC BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Jul 15, 2021 (554 d) |
| Randi Allgood | Saxony Capital Management, LLC independent RIA | Chelsea Advisory Services, Inc independent RIA | RIA to RIA | Dec 31, 2019 | Jan 6, 2020 |
| John J Kalendek | Corecap Advisors BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2019 | Sep 23, 2021 (645 d) |
| Ardis Owens | Advice And Planning Services BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2019 | Sep 30, 2021 (721 d) |
| Tony Earl Mcneill | Osaic Wealth, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2019 | Jan 2, 2020 (92 d) |
| Christopher Lee Giles Tave | Td Ameritrade, Inc. no RAUM | Chelsea Advisory Services, Inc independent RIA | Other | Sep 11, 2019 | Sep 12, 2019 |
| Stephen Raphael Sebold | Equitable Advisors, LLC national BD | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2019 | Mar 30, 2020 (272 d) |
| Odalis Mercedes Lopez | Sb Advisory, LLC BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2019 | Aug 16, 2019 (151 d) |
| David Andrew Medlin | LPL Financial LLC independent RIA | Chelsea Advisory Services, Inc independent RIA | RIA to RIA | Nov 6, 2018 | Dec 8, 2018 (32 d) |
| Paul Michael Balog | Foresters Equity Services, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 7, 2018 |
| Nicholas Spangler | Securities America Advisors, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2018 | Apr 26, 2018 |
| Michael Kogan | Cetera Advisor Networks LLC other | Chelsea Advisory Services, Inc independent RIA | Other | Dec 31, 2017 | Oct 18, 2023 (2117 d) |
| Ryan Christopher Keller | Equitable Advisors, LLC national BD | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2017 | Jul 31, 2017 (68 d) |
| Baron Thomas Willis | Monticello Investment Services, Inc. no RAUM | Chelsea Advisory Services, Inc independent RIA | Other | Feb 18, 2016 | Jun 19, 2017 (487 d) |
| Matthew Robert Nugent | Msi Financial Services, Inc. other | Chelsea Advisory Services, Inc independent RIA | Other | Feb 17, 2016 | May 17, 2016 (90 d) |
| David Russell Lamb | Monticello Investment Services, Inc. no RAUM | Chelsea Advisory Services, Inc independent RIA | Other | Dec 2, 2015 | May 4, 2016 (154 d) |
| Roseann Palermo | Ic Advisory Services, Inc. other | Chelsea Advisory Services, Inc independent RIA | Other | Oct 26, 2012 | May 17, 2016 (1299 d) |
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28 moves match.