DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Promontory Financial Planning, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Theresa BondAegis Wealth Management, Inc. independent RIAPromontory Financial Planning, LLC independent RIARIA to RIAApr 4, 2025Apr 28, 2025
David Michael GoarResearch Financial Strategies independent RIAPromontory Financial Planning, LLC independent RIARIA to RIAApr 5, 2022Apr 5, 2022
Paul Otto GelorminiLiberty Wealth Management, LLC otherPromontory Financial Planning, LLC independent RIAOtherJan 22, 2019Jan 1, 2025 (2171 d)
John Dudley HouckVoya Financial Advisors, Inc. otherPromontory Financial Planning, LLC independent RIAOtherOct 12, 2017Oct 16, 2017
Robyn D SimonsBfc Planning, Inc. otherPromontory Financial Planning, LLC independent RIAOtherSep 27, 2017Oct 5, 2017
Ron Robertson ValentineBfc Planning, Inc. otherPromontory Financial Planning, LLC independent RIAOtherSep 27, 2017Oct 4, 2017
Ross Morrell BowenForesight Wealth Management, LLC otherPromontory Financial Planning, LLC independent RIAOtherMay 11, 2016May 17, 2016
Brock Don WilliamsonSei Investments Management Corp otherPromontory Financial Planning, LLC independent RIAOtherJul 16, 2015Jul 17, 2015
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8 moves match.