DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tlwm Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jorge Haddad Mestre | Alliancebernstein L.P. other | Tlwm Financial independent RIA | Other | May 11, 2026 | Sep 11, 2026 (123 d) |
| Juan Chavez | Charles Schwab & Co., Inc. national BD | Tlwm Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2024 | Jun 11, 2024 |
| Michael Clyde Corales | Edelman Financial Engines mixed wealth | Tlwm Financial independent RIA | RIA to RIA | Aug 12, 2022 | Nov 9, 2022 (89 d) |
| Brian Neil Tobin | Vanguard Advisers, Inc. BD affiliated | Tlwm Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Feb 18, 2022 |
| Melissa Schuessler Mendez | LPL Financial LLC BD affiliated | Tlwm Financial other | Other | Oct 28, 2019 | Jul 19, 2017 |
| Preston James Vaught | S Harris Financial Group, LLC independent RIA | Tlwm Financial independent RIA | RIA to RIA | Mar 28, 2018 | Mar 7, 2018 |
| Teshay Deon Flowers | Ameriprise Financial Services, LLC national BD | Tlwm Financial other | Other | Feb 24, 2016 | Mar 1, 2016 |
| Victoria C Printz | LPL Financial LLC other | Tlwm Financial other | Other | Jun 25, 2015 | Jun 29, 2015 |
| Peter Joseph Coulchinsky | Investment Professionals, Inc. other | Tlwm Financial other | Other | Aug 20, 2013 | Aug 6, 2013 |
| Robert Scott Bowerman | Householder Group Financial Advisors, LLC other | Tlwm Financial other | Other | Apr 19, 2012 | Apr 8, 2016 (1450 d) |
| Simon James Thompson | Fisher Investments other | Tlwm Financial other | Other | Aug 25, 2009 | Nov 11, 2011 (808 d) |
| Michael James Klorer | Usaa Financial Planning Services no RAUM | Tlwm Financial other | Other | Sep 25, 2008 | Nov 7, 2016 (2965 d) |
| Enzo Thomas Pellegrino | Raymond James Financial Services, Inc. unclassified | Tlwm Financial other | Other | Aug 31, 2005 | Nov 1, 2011 (2253 d) |
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13 moves match.