DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Investor Fan
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Francois Roger Bigot | Edward Jones national BD | Investor Fan independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2026 | Feb 23, 2026 |
| Margaret Hoffmaster Connelly | Equita Financial Network, Inc. independent RIA | Investor Fan independent RIA | RIA to RIA | Jan 20, 2026 | Dec 15, 2025 |
| Michael S Ellis | Northwestern Mutual Investment Services,LLC no RAUM | Investor Fan independent RIA | Other | Jan 2, 2026 | Nov 17, 2025 |
| Andrea Susan Stiernstrand | Equita Financial Network, Inc. independent RIA | Investor Fan independent RIA | RIA to RIA | Dec 18, 2025 | Dec 15, 2025 |
| Kenneth Robinson Clark | American Independent Securities Group, LLC independent RIA | Investor Fan independent RIA | RIA to RIA | Apr 1, 2025 | Apr 4, 2025 |
| Kyle Richard Hunter | Morgan Stanley wirehouse | Investor Fan independent RIA | Wirehouse to independent RIA | Sep 19, 2024 | Sep 10, 2024 |
| Brian Kirby Stallcop | Sherpa Wealth Strategies, LLC unclassified | Investor Fan independent RIA | Other | Aug 6, 2024 | Aug 1, 2024 |
| Erin Lea Weber | Sherpa Wealth Strategies, LLC unclassified | Investor Fan independent RIA | Other | Aug 6, 2024 | Aug 1, 2024 |
| Scott Philbrick Bowhay | Msh Capital Advisors LLC independent RIA | Investor Fan independent RIA | RIA to RIA | Dec 14, 2022 | Jan 1, 2025 (749 d) |
| Brian Dat Nguyen | LPL Financial LLC BD affiliated | Investor Fan independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Nov 18, 2021 |
| Patrick Bauzon | LPL Financial LLC BD affiliated | Investor Fan independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Nov 18, 2021 |
| Deborah Weis Ellis | Origin Investment Advisory LLC no RAUM | Investor Fan independent RIA | Other | Oct 15, 2021 | Dec 14, 2023 (790 d) |
| Todd William Carter | Trutina Financial mixed wealth | Investor Fan independent RIA | RIA to RIA | Feb 15, 2021 | Jul 1, 2024 (1232 d) |
| Techi Pugeda Carreon | Raymond James Financial Services Advisors, Inc BD affiliated | Investor Fan independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2018 | Oct 18, 2018 (37 d) |
| Vincent Luke Donivan | LPL Financial LLC other | Investor Fan other | Other | Dec 27, 2016 | Feb 9, 2017 (44 d) |
| Coleman Williams Pollard | Northwestern Mutual Investment Services,LLC no RAUM | Investor Fan independent RIA | Other | Sep 14, 2016 | Nov 17, 2025 (3351 d) |
| Jeffrey Steven Hughes | Cetera Advisors LLC other | Investor Fan other | Other | Apr 8, 2014 | Jun 25, 2014 (78 d) |
| Melissa Davis | Sca other | Investor Fan other | Other | Feb 14, 2013 | Feb 15, 2013 |
| Dale Russell Teachout | Cetera Advisors LLC other | Investor Fan other | Other | Jan 28, 2013 | Jan 30, 2013 |
| Robert John Blanusa | Charles Schwab & Co., Inc. national BD | Investor Fan other | Other | Jul 16, 2012 | Oct 31, 2012 (107 d) |
| Margo Ruth Porter-Panfili | Pacific West Financial Consultants Inc other | Investor Fan other | Other | Feb 7, 2012 | Feb 9, 2012 |
| Rod D Ehrlich | Pacific West Financial Consultants Inc other | Investor Fan other | Other | Jan 17, 2012 | Jan 24, 2012 |
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22 moves match.