DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Learnvest Planning Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sean M GriffethElevated Capital Advisors, LLC otherLearnvest Planning Services, LLC no RAUMOtherSep 26, 2017Jan 5, 2018 (101 d)
Jonathan VanderwerffEdelman Financial Engines otherLearnvest Planning Services, LLC no RAUMOtherMay 15, 2017Aug 9, 2017 (86 d)
Enpo TuEquitable Advisors, LLC national BDLearnvest Planning Services, LLC no RAUMOtherMay 9, 2017Aug 9, 2017 (92 d)
Nicholas Anthony ParisiEdelman Financial Engines otherLearnvest Planning Services, LLC no RAUMOtherApr 26, 2017Aug 9, 2017 (105 d)
Steven Scott LelandAdvice And Planning Services otherLearnvest Planning Services, LLC no RAUMOtherApr 14, 2017Aug 9, 2017 (117 d)
Stanley Eugene PoormanMonroe Wealth Management, LLC unclassifiedLearnvest Planning Services, LLC no RAUMOtherApr 6, 2015Aug 10, 2015 (126 d)
Maria Irene GagneEdelman Financial Engines otherLearnvest Planning Services, LLC no RAUMOtherDec 12, 2014Sep 1, 2015 (263 d)
Matt Scott ShermanLPL Financial LLC otherLearnvest Planning Services, LLC no RAUMOtherSep 5, 2014Jan 21, 2015 (138 d)
Dillon Pryor FergusonWells Fargo Advisors wirehouseLearnvest Planning Services, LLC no RAUMOtherMay 1, 2014Jan 21, 2015 (265 d)
Christopher Stephen PimpoUsaa Financial Planning Services no RAUMLearnvest Planning Services, LLC no RAUMOtherOct 17, 2013Jan 21, 2015 (461 d)
Matthew James GraffagninoHaviland & Sams, LLC state registeredLearnvest Planning Services, LLC no RAUMOtherOct 1, 2013Jan 21, 2015 (477 d)
James RussellUsaa Financial Planning Services no RAUMLearnvest Planning Services, LLC no RAUMOtherJul 25, 2013Jan 21, 2015 (545 d)
Natalie Ann TaylorAmeriprise Financial Services, LLC national BDLearnvest Planning Services, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 11, 2013Jan 24, 2013
Katie Ward BrewerPlacemark Investments, Inc. otherLearnvest Planning Services, LLC no RAUMOtherJan 4, 2013Jan 23, 2013
Rachel Jean Brown LawrenceFinancial Focus, Inc. otherLearnvest Planning Services, LLC no RAUMOtherSep 4, 2012Jan 17, 2013 (135 d)
Samantha Craig VientCraig Advisors, Incorporated unclassifiedLearnvest Planning Services, LLC no RAUMOtherJul 1, 2012Jan 30, 2013 (213 d)
Brandie Farnam KnebelMorgan Stanley wirehouseLearnvest Planning Services, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 10, 2012Jan 18, 2013 (283 d)
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17 moves match.