DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Newfront Retirement Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Byron Samuel PogirGlobal Retirement Partners LLC institutionalNewfront Retirement Services, Inc. institutionalOtherApr 25, 2024May 28, 2024 (33 d)
Khirstine Lumban LesserWorld Investment Advisors, LLC institutionalNewfront Retirement Services, Inc. institutionalOtherSep 7, 2023Sep 21, 2023
Mickey SakataThree Bell Capital LLC mixed wealthNewfront Retirement Services, Inc. institutionalOtherAug 15, 2023Aug 7, 2023
Zachary Alexander NelsonFidelity Personal And Workplace Advisors BD affiliatedNewfront Retirement Services, Inc. institutionalOtherJul 26, 2023Jul 26, 2023
Richard Sidney SchainkerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewfront Retirement Services, Inc. institutionalOtherApr 30, 2022May 17, 2022
Jacob DalyEmpower Advisory Group, LLC institutionalNewfront Retirement Services, Inc. institutionalOtherJul 7, 2020Jul 24, 2020
Camille Joanne BouvetYeske Buie Inc. otherNewfront Retirement Services, Inc. no RAUMOtherSep 29, 2017Feb 6, 2018 (130 d)
Christian Michael BretzFinancial Telesis, Inc. otherNewfront Retirement Services, Inc. no RAUMOtherDec 1, 2014Dec 3, 2014
Christopher James CallFinancial Telesis, Inc. otherNewfront Retirement Services, Inc. no RAUMOtherDec 1, 2014Dec 3, 2014
Melissa Jean EugenioFinancial Telesis, Inc. otherNewfront Retirement Services, Inc. no RAUMOtherDec 1, 2014Dec 4, 2014
Clay Dean William StaffordFinancial Telesis, Inc. otherNewfront Retirement Services, Inc. no RAUMOtherDec 1, 2014Dec 4, 2014
Scott Bartlett MccloskeyFinancial Telesis, Inc. otherNewfront Retirement Services, Inc. no RAUMOtherDec 1, 2014Dec 4, 2014
Nicole Sabrina Venuti GriffithsCommonwealth Financial Network national BDNewfront Retirement Services, Inc. institutionalOtherDec 19, 2012Feb 22, 2021 (2987 d)
Abiy FissehaInvestorlogic, LLC unclassifiedNewfront Retirement Services, Inc. no RAUMOtherJul 17, 2007Feb 24, 2017 (3510 d)
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14 moves match.