DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bangerter Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Thatcher Tudor | Concorde Asset Management, LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 27, 2024 | Mar 21, 2024 |
| Raymond Cripps De Witt | Concorde Asset Management, LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 22, 2023 | Oct 13, 2021 |
| Andrew Jerome Kraffert-Gora | Emerson Equity LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 14, 2022 | Dec 1, 2022 (78 d) |
| Kaana Smith | Fidelity Personal And Workplace Advisors BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 31, 2022 | Mar 18, 2022 (46 d) |
| David L Ediger | Main Street Advisors, LLC other | Bangerter Financial Services, Inc. state registered | Other | Jan 11, 2022 | Feb 15, 2022 (35 d) |
| Aaron Oborn | Wells Fargo Advisors wirehouse | Bangerter Financial Services, Inc. state registered | Wirehouse to a state-registered adviser | Nov 5, 2021 | Jun 14, 2022 (221 d) |
| Isaiah M Souza | MML Investors Services, LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 20, 2021 | Jun 7, 2021 (48 d) |
| Johnny Borrelli | Eagle Strategies LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 2, 2020 | Nov 12, 2020 |
| Patricia Ledbetter | National Wealth Partners LLC unclassified | Bangerter Financial Services, Inc. state registered | Other | May 20, 2020 | Aug 20, 2021 (457 d) |
| Rikki Jr Foster | Hornor, Townsend & Kent, LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 19, 2018 | May 7, 2018 |
| Jeffrey Lynn Bangerter | Global Financial Private Capital, Inc. other | Bangerter Financial Services, Inc. state registered | Other | Oct 29, 2014 | Oct 20, 2014 |
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11 moves match.