DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Crowell, Weedon & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Mcpherson Fitzhugh	Maxwell Noll Investment Advisors other	Crowell, Weedon & Co. other	Other	Mar 4, 2013	Mar 12, 2013
John Taylor Somerville	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Jun 12, 2012	May 29, 2012
James William Filippi	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Mar 28, 2012	Mar 26, 2012
Tiffany Mondori Ledesma	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Sep 22, 2011	Sep 19, 2011
Katherine Erin Ehlers	Stone & Youngberg LLC other	Crowell, Weedon & Co. other	Other	Jun 30, 2011	Jul 1, 2011
Carmelo Anthony Battaglia	Wells Fargo Advisors wirehouse	Crowell, Weedon & Co. other	Other	Mar 21, 2011	Mar 21, 2011
Ann Marie Doty-Mitchell	RBC Capital Markets, LLC national BD	Crowell, Weedon & Co. other	Other	Feb 3, 2011	Jul 13, 2011 (160 d)
John Cordell Clay	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	Dec 7, 2010	Dec 7, 2010
John T Distad	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	Dec 7, 2010	Dec 7, 2010
Howard Evan Kreutzinger	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	Nov 26, 2010	Nov 19, 2010
Stephen Lee Mar	Wells Fargo Advisors wirehouse	Crowell, Weedon & Co. other	Other	Nov 4, 2010	Oct 15, 2010
Stan Howard Dreyfuss	RBC Capital Markets, LLC national BD	Crowell, Weedon & Co. other	Other	Sep 2, 2010	Aug 19, 2010
Mark Larry Delgadillo	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Aug 31, 2010	Aug 20, 2010
Jeffrey Andrew Grange	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Aug 27, 2010	Aug 23, 2010
Kathleen M White	U.S. Bancorp Advisors, LLC other	Crowell, Weedon & Co. other	Other	Jun 7, 2010	Feb 17, 2011 (255 d)
Steven Andrea Anderson	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Jan 27, 2010	Jan 21, 2010
Sheryl Diane Rados	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Jan 27, 2010	Jan 20, 2010
William Murphy Noonan	Wedbush Securities Inc. other	Crowell, Weedon & Co. other	Other	Nov 13, 2009	Oct 16, 2009
Donalee Marie Gonzales	Wedbush Securities Inc. other	Crowell, Weedon & Co. other	Other	Nov 13, 2009	Oct 19, 2009
Ronald David Coleman	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Oct 21, 2009	Sep 29, 2009
Gary Domville Robertson	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Sep 16, 2009	Aug 24, 2009
Steven L Glasberg	Morgan Stanley wirehouse	Crowell, Weedon & Co. other	Other	Jul 22, 2009	Jul 20, 2009
Molly Jo Miller	Wells Fargo Advisors wirehouse	Crowell, Weedon & Co. other	Other	Jun 15, 2009	Jun 15, 2009
Steven Sunyuk Lew	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	May 13, 2009	Apr 28, 2009
Michael Jeffrey Peters	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	May 13, 2009	Apr 28, 2009
Stephen James Patterson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Crowell, Weedon & Co. other	Other	May 11, 2009	May 12, 2009
Robert James Curtiss	Transamerica Financial Advisors, Inc. unclassified	Crowell, Weedon & Co. other	Other	May 5, 2009	May 5, 2009
Walter Allan Huber	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	Apr 14, 2009	Apr 7, 2009
Robert Leslie Skaar	Wells Fargo Advisors wirehouse	Crowell, Weedon & Co. other	Other	Mar 23, 2009	Mar 20, 2009
David Walter Krupp	Citigroup Global Markets Inc. other	Crowell, Weedon & Co. other	Other	Feb 5, 2009	Jan 16, 2009
Curtis Martin Hill	RBC Capital Markets, LLC national BD	Crowell, Weedon & Co. other	Other	Jan 21, 2009	Jan 9, 2009
John Nicholas Vreeburg	Banc Of America Investment Services, Inc. unclassified	Crowell, Weedon & Co. other	Other	Dec 23, 2008	Feb 3, 2009 (42 d)
Joseph Michael Ulrey	Morgan Stanley & Co. LLC unclassified	Crowell, Weedon & Co. other	Other	Nov 13, 2008	Dec 19, 2008 (36 d)
Patricia Valenzuela	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	Oct 14, 2008	Oct 6, 2008
Steven Vincent Arrigo	Morgan Stanley & Co. LLC unclassified	Crowell, Weedon & Co. other	Other	Sep 22, 2008	Sep 16, 2008
Daniel Stewart Klein	Private Asset Management Inc other	Crowell, Weedon & Co. other	Other	Oct 8, 2007	Jan 17, 2008 (101 d)
Gregory Rush Ratchuk	A. G. Edwards & Sons, Inc. unclassified	Crowell, Weedon & Co. other	Other	Aug 8, 2007	Aug 6, 2007
Mark Ventresco	Wedbush Securities Inc. other	Crowell, Weedon & Co. other	Other	Apr 5, 2007	Apr 5, 2007
Blake Tramill Todd	Smart Investments Advisory Incorporated state registered	Crowell, Weedon & Co. other	Other	Dec 20, 2006	Dec 6, 2006
Kevin James Mccarthy	Smart Investments Advisory Incorporated state registered	Crowell, Weedon & Co. other	Other	Dec 7, 2006	Jun 8, 2007 (183 d)
Richard Howard Case	Smart Investments Advisory Incorporated state registered	Crowell, Weedon & Co. other	Other	Dec 7, 2006	Jun 1, 2007 (176 d)
Debra Marcy Reda-Cappos	Smart Investments Advisory Incorporated state registered	Crowell, Weedon & Co. other	Other	Dec 7, 2006	Dec 7, 2006
Jack Charles West	Smart Investments Advisory Incorporated state registered	Crowell, Weedon & Co. other	Other	Dec 7, 2006	Jun 8, 2007 (183 d)
Mauri Duane Hendrickson	Smart Investments Advisory Incorporated state registered	Crowell, Weedon & Co. other	Other	Dec 7, 2006	Dec 8, 2006
James Sidney Herzikoff	Smart Investments Advisory Incorporated state registered	Crowell, Weedon & Co. other	Other	Dec 7, 2006	Dec 6, 2006
Surya Joshua Kane Metzler	Smart Investments Advisory Incorporated state registered	Crowell, Weedon & Co. other	Other	Dec 7, 2006	Dec 8, 2006
Stephen James Rohde	A. G. Edwards & Sons, Inc. unclassified	Crowell, Weedon & Co. other	Other	Jun 13, 2006	Jun 5, 2006
Annamarie B Van Til	A. G. Edwards & Sons, Inc. unclassified	Crowell, Weedon & Co. other	Other	May 26, 2006	Jan 1, 2011 (1681 d)
David Irving Anson	Morgan Stanley Dw Inc. unclassified	Crowell, Weedon & Co. other	Other	Jan 19, 2006	Jun 8, 2007 (505 d)
Daniel Scott Thomas	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	Nov 22, 2005	Mar 26, 2007 (489 d)
Amita Ramesh Desai	Citigroup Global Markets Inc. other	Crowell, Weedon & Co. other	Other	Aug 1, 2005	Apr 24, 2007 (631 d)
Malcolm Douglas Maclennan	Morgan Stanley Dw Inc. unclassified	Crowell, Weedon & Co. other	Other	Jul 11, 2005	Jun 12, 2009 (1432 d)
Aubrey Arlene Nielsen	Cuso Financial Services, L.P. other	Crowell, Weedon & Co. other	Other	Apr 29, 2005	Jan 4, 2010 (1711 d)
Gerald Charles Hughes	UBS Financial Services Inc. wirehouse	Crowell, Weedon & Co. other	Other	Feb 8, 2005	Jun 11, 2007 (853 d)
Aaron Gideon Kirsch	Morgan Stanley Dw Inc. unclassified	Crowell, Weedon & Co. other	Other	Jan 3, 2005	Feb 14, 2007 (772 d)
Gary Allen Graham	Wells Fargo Advisors wirehouse	Crowell, Weedon & Co. other	Other	Nov 23, 2004	Apr 11, 2007 (869 d)
Ilia Michael Dalea	Citigroup Global Markets Inc. other	Crowell, Weedon & Co. other	Other	Oct 11, 2004	Feb 15, 2007 (857 d)
Caleb Nathaniel Russell	Waddell & Reed other	Crowell, Weedon & Co. other	Other	Aug 9, 2004	Oct 4, 2005 (421 d)
Kenneth William Robbins	Morgan Stanley Dw Inc. unclassified	Crowell, Weedon & Co. other	Other	Feb 3, 2004	Jun 7, 2007 (1220 d)
Paul Kerrick Kennedy	A. G. Edwards & Sons, Inc. unclassified	Crowell, Weedon & Co. other	Other	Oct 30, 2003	Dec 11, 2007 (1503 d)

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63 moves match.