DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Investors Security Company, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark Underwood Mcgahee	Securian Financial Services, Inc. other	Investors Security Company, Inc. other	Other	Jun 18, 2012	Jun 18, 2012
William Xavier Randall	Ameriprise Financial Services, LLC national BD	Investors Security Company, Inc. other	Other	Dec 23, 2011	Jan 5, 2012
Ralph Edward Smith	Qa3 Financial LLC unclassified	Investors Security Company, Inc. other	Other	Oct 26, 2009	Nov 2, 2009
Richard Dillard Dixon	Park Avenue Securities LLC other	Investors Security Company, Inc. other	Other	Jan 23, 2009	Jan 29, 2009
Brian Thomas Hennaman	Old Dominion Asset Management Inc. unclassified	Investors Security Company, Inc. other	Other	Nov 19, 2007	Nov 26, 2007
Sallie Ann Pagano	Summit Financial Group Inc other	Investors Security Company, Inc. other	Other	Jul 11, 2006	Jul 14, 2006
David Scott Tronson	1717 Capital Management Company unclassified	Investors Security Company, Inc. other	Other	May 8, 2006	May 10, 2006
John Marsh Woleben	MML Investors Services, LLC other	Investors Security Company, Inc. other	Other	Feb 13, 2006	Feb 10, 2006
Robert Joseph Clark	LPL Financial LLC other	Investors Security Company, Inc. other	Other	Mar 21, 2005	Apr 15, 2005
Luke Anthony Ottinger	LPL Financial LLC other	Investors Security Company, Inc. other	Other	Mar 21, 2005	Apr 15, 2005
Dennis Patrick Gogarty	MML Investors Services, LLC other	Investors Security Company, Inc. other	Other	Jan 10, 2005	Feb 3, 2005
Roger Roosevelt Bell	Next Financial Group, Inc. other	Investors Security Company, Inc. other	Other	Dec 31, 2003	Jan 2, 2004
David Wayne Ellis	Wilbanks Securities Advisory other	Investors Security Company, Inc. other	Other	Aug 13, 2003	Aug 15, 2003
Dahlia Christine Daley	Pruco Securities, LLC other	Investors Security Company, Inc. other	Other	Jul 22, 2003	Jan 2, 2004 (164 d)

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14 moves match.