DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Epstein And White Financial LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Caleb Samuel RodriguezMercer Global Advisors Inc. independent RIAEpstein And White Financial LLC independent RIARIA to RIAOct 21, 2020Sep 8, 2020
Raphael AzizMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEpstein And White Financial LLC independent RIAWirehouse to independent RIAJun 30, 2020Jul 24, 2020
Collin James ClarkAnchor Bay Capital, Inc. independent RIAEpstein And White Financial LLC independent RIARIA to RIAJun 4, 2020Jun 23, 2020
Alan John DavisRaymond James Financial Services Advisors, Inc BD affiliatedEpstein And White Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2020Feb 27, 2020
Patrick Michael WynneCentaurus Financial, Inc. BD affiliatedEpstein And White Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Nov 27, 2018 (84 d)
Brian Russell JelligEdward Jones national BDEpstein And White Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2018Jul 5, 2018
Schane Pierce GoheenJ.P. Morgan Securities LLC wirehouseEpstein And White Financial LLC independent RIAWirehouse to independent RIAJan 30, 2018Feb 5, 2018
Calvin J CelentanoStrategic Advisers LLC national BDEpstein And White Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2018Jun 20, 2018 (167 d)
Sean Michael O'ConnorAnchor Bay Capital, Inc. otherEpstein And White Financial LLC otherOtherApr 25, 2017May 10, 2017
Kenneth D BobadillaFreedom Investment Management, Inc. otherEpstein And White Financial LLC otherOtherSep 14, 2016Mar 15, 2016
Andrew G RosnerFreedom Investment Management, Inc. otherEpstein And White Financial LLC otherOtherSep 14, 2016Mar 15, 2016
Patrick Manderson ComerFreedom Investment Management, Inc. otherEpstein And White Financial LLC otherOtherSep 14, 2016Mar 15, 2016
Sandra Jean MappEdward Jones national BDEpstein And White Financial LLC otherOtherJun 17, 2016Jun 20, 2016
Gabriel Seth AdamsLPL Financial LLC otherEpstein And White Financial LLC otherOtherApr 28, 2016May 3, 2016
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14 moves match.