DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Empirikal Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Clark Minter | 11 Western Asset Management LLC unclassified | Empirikal Partners LLC state registered | Other | Jul 17, 2026 | Apr 29, 2026 |
| Edgar Ochoa Benitez | Wave Wealth unclassified | Empirikal Partners LLC state registered | Other | May 5, 2026 | Apr 14, 2026 |
| Jackson Robert Paulishak | Sapphire Blue Investment Partners independent RIA | Empirikal Partners LLC state registered | RIA to a state-registered adviser | Apr 2, 2024 | Mar 18, 2024 |
| Thomas M Murphy | Bridgeway Wealth Partners, LLC independent RIA | Empirikal Partners LLC state registered | RIA to a state-registered adviser | Dec 31, 2023 | Jan 1, 2026 (732 d) |
| Joseph John Gormley | Fiscal Wisdom Wealth Management LLC independent RIA | Empirikal Partners LLC state registered | RIA to a state-registered adviser | Nov 22, 2023 | Dec 19, 2023 |
| Quincy Deearl Caldwell | Supreme Alliance LLC independent RIA | Empirikal Partners LLC state registered | RIA to a state-registered adviser | Jan 2, 2023 | Jan 9, 2023 |
| Jenna A Brown | Lifemark Securities Corp. BD affiliated | Empirikal Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 30, 2022 | Jul 17, 2023 (290 d) |
| Erick Glenn Schenkhuizen | Claraphi Advisory Network, LLC independent RIA | Empirikal Partners LLC state registered | RIA to a state-registered adviser | Jun 24, 2022 | May 31, 2022 |
| William John Kosic | Fiscal Wisdom Wealth Management LLC independent RIA | Empirikal Partners LLC state registered | RIA to a state-registered adviser | Mar 31, 2022 | May 18, 2022 (48 d) |
| Edward Eugene Vela | Summit Financial Group Inc BD affiliated | Empirikal Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 29, 2020 | Jun 5, 2020 |
| Kevin Lin | Transamerica Financial Advisors, LLC BD affiliated | Empirikal Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2020 | Aug 11, 2020 |
| Ryan Rickus | Wealth Cmt independent RIA | Empirikal Partners LLC state registered | RIA to a state-registered adviser | Jun 3, 2020 | Jul 16, 2020 (43 d) |
| Alexander Joseph Corriere | Supreme Alliance LLC independent RIA | Empirikal Partners LLC state registered | RIA to a state-registered adviser | Apr 24, 2020 | May 11, 2020 |
| Mark Lloyd Post | Waddell & Reed BD affiliated | Empirikal Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 6, 2020 | May 22, 2020 (77 d) |
| Travis Salley | Wells Fargo Advisors wirehouse | Empirikal Partners LLC state registered | Wirehouse to a state-registered adviser | Mar 6, 2020 | Apr 2, 2020 |
| Eric Wayne Harding | United Planners' Financial Services Of America A Limited Partner other | Empirikal Partners LLC state registered | Other | Nov 2, 2016 | Sep 7, 2016 |
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16 moves match.