DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Colonial River Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Michael WotringEdward Jones national BDColonial River Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2023Dec 1, 2023
Merrick Green BurlesonVoya Financial Advisors, Inc. BD affiliatedColonial River Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2021May 6, 2021
Jayne Waida Di VincenzoLPL Financial LLC BD affiliatedColonial River Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2020Jun 12, 2020
Blake Points HicksLPL Financial LLC BD affiliatedColonial River Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2020Jun 12, 2020
Michael Edward SheltonOn Investment Management Co BD affiliatedColonial River Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2019May 22, 2019
Alex Ethan HendricksonAmeriprise Financial Services, LLC national BDColonial River Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2018May 26, 2018
Steven Gary PrestylyThe Main Street Group independent RIAColonial River Wealth Management LLC otherOtherJan 22, 2018Nov 30, 2017
Kevin Alexander MautteAmeriprise Financial Services, LLC national BDColonial River Wealth Management LLC otherOtherDec 13, 2017Dec 13, 2017
Douglas Edward JonesMML Investors Services, LLC otherColonial River Wealth Management LLC otherOtherNov 21, 2017Nov 17, 2017
Alan Torrence DawkinsOsaic Fs, Inc. otherColonial River Wealth Management LLC otherOtherNov 17, 2017Nov 17, 2017
Nicole Tarlton ColeNext Financial Group, Inc. otherColonial River Wealth Management LLC otherOtherAug 8, 2017Aug 8, 2017
Richard Durant AdamsSecurities America Advisors, Inc. otherColonial River Wealth Management LLC otherOtherMar 30, 2017Apr 21, 2017
Devin J GarofaloOsaic Fa, Inc. otherColonial River Wealth Management LLC no RAUMOtherDec 14, 2016Oct 28, 2016
Jonathan Leif HolljesOsaic Fs, Inc. otherColonial River Wealth Management LLC no RAUMOtherDec 8, 2016Dec 8, 2016
John Donald RobertsonOsaic Fa, Inc. otherColonial River Wealth Management LLC no RAUMOtherNov 15, 2016Oct 28, 2016
Devin Anthony PalmeseOsaic Fa, Inc. otherColonial River Wealth Management LLC no RAUMOtherNov 1, 2016Oct 28, 2016
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16 moves match.