DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Forta Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John David PollockFinancial Gravity Asset Management, Inc. independent RIAForta Financial Group, Inc. independent RIARIA to RIADec 1, 2023Aug 22, 2019
Marc David OrourkeFinancial Gravity Asset Management, Inc. independent RIAForta Financial Group, Inc. independent RIARIA to RIAJan 4, 2023May 24, 2021
Daniel (Nmn) GuillenAxxcess Wealth Management, LLC independent RIAForta Financial Group, Inc. independent RIARIA to RIADec 31, 2021May 12, 2020
Daniel Wade DuboseArcher Investment Corporation independent RIAForta Financial Group, Inc. independent RIARIA to RIAJun 19, 2020Jun 16, 2020
Matthew Louis RzepkaCambridge Investment Research Advisors, Inc. BD affiliatedForta Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2020Jun 1, 2020
Philip J KehoeCambridge Investment Research Advisors, Inc. BD affiliatedForta Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2020Jun 1, 2020
Kaili Erin WintersKestra Advisory Services, LLC BD affiliatedForta Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2020Apr 20, 2020
Jill Ann HendersonWestern International Securities BD affiliatedForta Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2020Apr 2, 2020
Erling Bert BrakkeAvantax Advisory Services BD affiliatedForta Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Mar 3, 2020 (63 d)
William Robert NelsonFreedom Investment Management, Inc. independent RIAForta Financial Group, Inc. otherOtherFeb 6, 2018Jan 18, 2018
Kevne Lea SharpeToews Asset Management otherForta Financial Group, Inc. otherOtherSep 21, 2017Sep 13, 2017
Biran Clifford HerndonBch Financial, Inc. unclassifiedForta Financial Group, Inc. independent RIAOtherDec 31, 2015Oct 26, 2020 (1761 d)
James Carroll QuinnB. C. Ziegler And Company otherForta Financial Group, Inc. otherOtherAug 13, 2015Aug 12, 2015
Erik Owen JensenValic Financial Advisors, Inc. otherForta Financial Group, Inc. otherOtherJul 31, 2014Jul 18, 2014
Alexis Georgeanna HermanNorthwestern Mutual Investment Services,LLC otherForta Financial Group, Inc. otherOtherJul 22, 2014Jul 18, 2014
Michael Alan WienandtKey West Investments, LLC unclassifiedForta Financial Group, Inc. otherOtherOct 8, 2013Sep 10, 2013
Brandon Tyler WannConcourse Financial Group Advisors otherForta Financial Group, Inc. otherOtherDec 31, 2012May 28, 2013 (148 d)
Kimberly Ann KennedyValic Financial Advisors, Inc. otherForta Financial Group, Inc. otherOtherJul 19, 2012Jul 9, 2012
Malcolm A.W. HornValic Financial Advisors, Inc. otherForta Financial Group, Inc. otherOtherJul 5, 2012Jun 27, 2012
Ava Rowena OvermanValic Financial Advisors, Inc. otherForta Financial Group, Inc. otherOtherMay 31, 2012May 24, 2012
Cory Richard DavernValic Financial Advisors, Inc. otherForta Financial Group, Inc. otherOtherApr 4, 2012Apr 3, 2012
Taylor Thomas LearyEdward Jones national BDForta Financial Group, Inc. otherOtherFeb 10, 2011Apr 1, 2011 (50 d)
Robert Lane FarmerEquitable Advisors, LLC national BDForta Financial Group, Inc. otherOtherJun 22, 2010Jul 15, 2014 (1484 d)
Bruce Allen LarsenValic Financial Advisors, Inc. otherForta Financial Group, Inc. otherOtherApr 8, 2010Mar 22, 2010
Thomas Owen MooreUBS Financial Services Inc. wirehouseForta Financial Group, Inc. otherOtherMay 13, 2009May 8, 2009
Scott Christopher WintersFreedom Investment Management, Inc. otherForta Financial Group, Inc. independent RIAOtherAug 1, 2006Dec 19, 2018 (4523 d)
Laura Lynn CallahanQuick & Reilly, Inc. unclassifiedForta Financial Group, Inc. otherOtherSep 16, 2004Sep 14, 2004
Steven Craig BatutisMony Securities Corporation unclassifiedForta Financial Group, Inc. otherOtherDec 31, 2003Apr 25, 2012 (3038 d)
Marla Anne MasonAmeriprise Financial Services, LLC national BDForta Financial Group, Inc. otherOtherNov 18, 2003Dec 16, 2003
Robert Earl StanlickPiper Sandler & Co. no RAUMForta Financial Group, Inc. otherOtherApr 30, 2003Nov 15, 2004 (565 d)
Brandy Shera MerriamMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseForta Financial Group, Inc. otherOtherApr 28, 2003Nov 8, 2007 (1655 d)
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31 moves match.