DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spotlight Asset Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Thomas Lamb | Creative Planning independent RIA | Spotlight Asset Group independent RIA | RIA to RIA | May 3, 2021 | Jun 22, 2021 (50 d) |
| Brian Glenn Blackwell | LPL Financial LLC BD affiliated | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2021 | Feb 4, 2021 |
| Gregory Michael Schuler | Advice And Planning Services BD affiliated | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Jan 12, 2021 (60 d) |
| Sergio De La Torre | Joyn Advisors, Inc. independent RIA | Spotlight Asset Group independent RIA | RIA to RIA | Sep 18, 2019 | Sep 12, 2019 |
| Brad Paul Tatar | Td Ameritrade, Inc. no RAUM | Spotlight Asset Group independent RIA | Other | Apr 5, 2019 | Apr 4, 2019 |
| Jimmy Diep | Pnc Managed Account Solutions, Inc. BD affiliated | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Apr 22, 2019 (31 d) |
| David Chien Tsow | Charles Schwab & Co., Inc. national BD | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2019 | Apr 8, 2019 (80 d) |
| Lance Eric Peters | Financial Advocates Investment Management independent RIA | Spotlight Asset Group independent RIA | RIA to RIA | Nov 6, 2018 | Nov 5, 2018 |
| Aaron Gideon Kirsch | Cetera Advisors LLC BD affiliated | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2018 | Jun 29, 2018 |
| Daniel J Greulich | Strategic Advisers LLC national BD | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2018 | Mar 30, 2018 |
| Brendan Gilmartin Moody | Strategic Advisers LLC national BD | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2018 | Mar 13, 2018 |
| Anthony Michael Schmitt | Scottrade Investment Management BD affiliated | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Mar 30, 2018 |
| Benjamin Chase Chandler | Capital Markets Iq, LLC other | Spotlight Asset Group other | Other | Aug 25, 2017 | Sep 16, 2017 |
| John Vernon Hinely | Capital Markets Iq, LLC other | Spotlight Asset Group other | Other | Jun 13, 2017 | Sep 15, 2017 (94 d) |
| Michael Edward Mitchell | Creative Planning other | Spotlight Asset Group no RAUM | Other | May 8, 2017 | May 8, 2017 |
| Stephen Albert Greco | Creative Planning other | Spotlight Asset Group no RAUM | Other | Mar 3, 2017 | May 8, 2017 (66 d) |
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16 moves match.