DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Procyon
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hasan A Hoke | Eagle Strategies LLC BD affiliated | Procyon mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 4, 2026 | May 11, 2026 |
| Bevin Kimberly Nealon | Wells Fargo Advisors wirehouse | Procyon mixed wealth | Wirehouse to independent RIA | Dec 24, 2025 | Dec 10, 2025 |
| Gerald Timothy St. Cin | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Dec 8, 2025 | Dec 8, 2025 |
| William Robert Jones | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Dec 8, 2025 | Dec 10, 2025 |
| Joel Philip Lagore | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Dec 8, 2025 | Dec 8, 2025 |
| Daniel Evan Lagore | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Dec 8, 2025 | Dec 8, 2025 |
| Jesse Michael Vanvalin | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Dec 8, 2025 | Dec 8, 2025 |
| Jacob Rothenberg | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Dec 8, 2025 | Dec 11, 2025 |
| Spencer John Comps | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Dec 8, 2025 | Dec 8, 2025 |
| Timothy Fiske Tenneriello | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Dec 8, 2025 | Dec 8, 2025 |
| Matthew William Corthell | Wooster Corthell Wealth Management, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Aug 4, 2025 | Jul 3, 2025 |
| Prasad S Oak | Wooster Corthell Wealth Management, Inc. independent RIA | Procyon mixed wealth | RIA to RIA | Jul 16, 2025 | Jul 3, 2025 |
| Massimo Santicchia | Cypress Capital Group independent RIA | Procyon mixed wealth | RIA to RIA | Mar 25, 2025 | Jan 1, 2026 (282 d) |
| Katherine Michelle Gallagher | Cypress Capital Group independent RIA | Procyon mixed wealth | RIA to RIA | Mar 25, 2025 | Mar 3, 2025 |
| Todd Jones Smallwood | Sugarloaf Wealth Management, LLC independent RIA | Procyon mixed wealth | RIA to RIA | Mar 12, 2025 | Nov 13, 2025 (246 d) |
| Jamie E Wilson | Commonwealth Financial Network national BD | Procyon mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2024 | Feb 24, 2025 (76 d) |
| Curtis Oneal Irby | MML Investors Services, LLC BD affiliated | Procyon mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Oct 20, 2025 (411 d) |
| Maria Dianne Aprill Ergas | Facet independent RIA | Procyon mixed wealth | RIA to RIA | Mar 4, 2024 | Feb 3, 2026 (701 d) |
| Harold James Kirkpatrick | Connectus Wealth independent RIA | Procyon mixed wealth | RIA to RIA | Jan 30, 2024 | Feb 7, 2024 |
| Jerry Robert Sneed | Baker Tilly Wealth Management, LLC mixed wealth | Procyon mixed wealth | RIA to RIA | Jul 26, 2023 | Jun 27, 2023 |
| Francis John Mckiernan | Baker Tilly Wealth Management, LLC mixed wealth | Procyon mixed wealth | RIA to RIA | Jul 26, 2023 | Jun 27, 2023 |
| Amanda Maria Diguiseppe | Baker Tilly Wealth Management, LLC mixed wealth | Procyon mixed wealth | RIA to RIA | Jun 26, 2023 | Jun 27, 2023 |
| Christopher Mathew Sneed | Baker Tilly Wealth Management, LLC mixed wealth | Procyon mixed wealth | RIA to RIA | Jun 26, 2023 | Jun 27, 2023 |
| Selena Kolette Kemp | Wells Fargo Advisors wirehouse | Procyon other | Other | Nov 10, 2022 | Nov 4, 2022 |
| Brian Christpoher Turner | Wells Fargo Advisors wirehouse | Procyon mixed wealth | Wirehouse to independent RIA | Nov 10, 2022 | Jan 1, 2025 (783 d) |
| Robert Sean Alimena | Beaumont Financial Partners LLC independent RIA | Procyon other | Other | Oct 7, 2022 | Oct 6, 2022 |
| Michael John Desmond | Procyon Institutional Partners, LLC institutional | Procyon mixed wealth | Other | Dec 31, 2021 | Jun 1, 2021 |
| Richard Joseph Appaluccio | Procyon Institutional Partners, LLC institutional | Procyon mixed wealth | Other | Dec 31, 2021 | Jun 25, 2020 |
| Daniel Gary Limmer | Procyon Institutional Partners, LLC institutional | Procyon mixed wealth | Other | Dec 31, 2021 | Jun 8, 2021 |
| John Marchisotta | Procyon Institutional Partners, LLC institutional | Procyon mixed wealth | Other | Dec 31, 2021 | May 24, 2021 |
| Andrew J. Jason Leung | Procyon Institutional Partners, LLC institutional | Procyon mixed wealth | Other | Dec 31, 2021 | Jul 31, 2020 |
| Cari Ann Walling | Procyon Institutional Partners, LLC institutional | Procyon mixed wealth | Other | Dec 31, 2021 | May 24, 2021 |
| Antonio Bentu Rodrigues | Procyon Institutional Partners, LLC institutional | Procyon independent RIA | Other | Dec 31, 2021 | May 17, 2018 |
| James Patrick Diver | Procyon Institutional Partners, LLC institutional | Procyon mixed wealth | Other | Dec 31, 2021 | May 24, 2021 |
| Zoltan Pongracz | MML Investors Services, LLC BD affiliated | Procyon mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2021 | Nov 30, 2021 |
| Jake Ryan Mccarthy | MML Investors Services, LLC BD affiliated | Procyon mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2021 | Nov 30, 2021 |
| Michael Eligio Kelly | Pivotal Planning Group, LLC independent RIA | Procyon mixed wealth | RIA to RIA | Jul 27, 2021 | May 24, 2021 |
| Terry Lee Crawford | Pivotal Planning Group, LLC independent RIA | Procyon mixed wealth | RIA to RIA | Jul 27, 2021 | May 24, 2021 |
| James Peter Jeffery | Solaris Advisors, LLC independent RIA | Procyon independent RIA | RIA to RIA | Mar 12, 2019 | Feb 19, 2019 |
| Charles K Pouliot | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Procyon other | Other | Oct 13, 2017 | Nov 9, 2017 |
| Amber Noel Kendrick | Commonwealth Financial Network national BD | Procyon other | Other | Oct 5, 2017 | Oct 6, 2017 |
| Caroline Curtin Wetzel | UBS Financial Services Inc. wirehouse | Procyon no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 6, 2017 | Jul 31, 2017 |
| Louis Gloria | UBS Financial Services Inc. wirehouse | Procyon no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 28, 2017 | Jun 14, 2017 |
| Christopher Edwin Foster | UBS Financial Services Inc. wirehouse | Procyon no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 28, 2017 | Jun 2, 2017 |
| Thomas Michael Gahan | UBS Financial Services Inc. wirehouse | Procyon no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 13, 2017 | Jun 13, 2017 |
| Jeffrey Hopkins Farrar | UBS Financial Services Inc. wirehouse | Procyon no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 13, 2017 | Jun 13, 2017 |
| Gerson Robert Ossers | UBS Financial Services Inc. wirehouse | Procyon no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 13, 2017 | Jun 9, 2017 |
| Phil Giuseppe Fiore | UBS Financial Services Inc. wirehouse | Procyon no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 21, 2016 | Jul 24, 2017 (215 d) |
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48 moves match.