DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Siebert Advisornxt, LLC.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brett Andrew SonzogniEmpower Private Wealth otherSiebert Advisornxt, LLC. independent RIAOtherMar 16, 2026Apr 2, 2026
Bruce Arthur GalbraithWells Fargo Advisors wirehouseSiebert Advisornxt, LLC. independent RIAWirehouse to independent RIAJan 12, 2026Mar 3, 2026 (50 d)
John Donald MoranMillennial Advisers, LLC. independent RIASiebert Advisornxt, LLC. independent RIARIA to RIAAug 26, 2025Mar 3, 2026 (189 d)
Kevin Steve OcanaUBS Financial Services Inc. wirehouseSiebert Advisornxt, LLC. independent RIAWirehouse to independent RIASep 18, 2024Apr 8, 2025 (202 d)
Zachary Urban BanksLPL Financial LLC BD affiliatedSiebert Advisornxt, LLC. independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2024May 21, 2025 (260 d)
Keith MorrisSecurities America Advisors, Inc. BD affiliatedSiebert Advisornxt, LLC. independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2024Aug 30, 2024 (158 d)
Jacqueline Barbara YappWealthsource? independent RIASiebert Advisornxt, LLC. independent RIARIA to RIAJul 31, 2022Jul 22, 2022
Michael Jonathan ColombinoStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. independent RIAOtherNov 29, 2021Aug 20, 2020
Marvin Dimas RivasEquitable Advisors, LLC national BDSiebert Advisornxt, LLC. independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2021Sep 13, 2021
Jeffrey David KercorianWells Fargo Advisors wirehouseSiebert Advisornxt, LLC. independent RIAWirehouse to independent RIAMay 11, 2020Apr 14, 2020
Ronald James RobertsStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. independent RIAOtherJan 30, 2020Aug 9, 2024 (1653 d)
Rodney John CarrasquilloStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherJan 2, 2020Aug 7, 2018
Wayne Christopher KlattStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherJan 2, 2020Apr 4, 2018
Peter Edward CunninghamStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherJan 2, 2020Jul 16, 2018
Valerie L MillerStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherJan 2, 2020Apr 2, 2018
Brian McraeStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherJan 2, 2020Mar 14, 2018
Barbara Dunne VillellaPetersen Investments, Inc. unclassifiedSiebert Advisornxt, LLC. independent RIAOtherJul 8, 2019Mar 12, 2021 (613 d)
Fernando Christian GermanaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSiebert Advisornxt, LLC. independent RIAWirehouse to independent RIAJul 2, 2019Sep 27, 2019 (87 d)
Thomas John CamaPlanmember Securities Corporation independent RIASiebert Advisornxt, LLC. otherOtherSep 21, 2018Sep 24, 2018
Joseph RusselloLPL Financial LLC independent RIASiebert Advisornxt, LLC. otherOtherFeb 23, 2018Feb 22, 2018
Michael VanniStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Jul 2, 2018 (183 d)
David Alan BenderStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. no RAUMOtherDec 31, 2017Oct 31, 2017
Andrew Gordon McdonaldStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Jul 3, 2018 (184 d)
Monte TraficanteStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. independent RIAOtherDec 31, 2017Jan 1, 2025 (2558 d)
Bruce Arthur GalbraithStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Apr 2, 2018 (92 d)
Mario Guiseppe DidomenicoStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Nov 21, 2017
Michael Dennis TravisStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Apr 26, 2018 (116 d)
Bradley W PoockStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Mar 15, 2018 (74 d)
Patrick InfanteStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Apr 3, 2018 (93 d)
Kamyar KashfiStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Apr 2, 2018 (92 d)
James Wesley LatimerStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. independent RIAOtherDec 31, 2017May 24, 2019 (509 d)
Gustav Maris LangfordStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Apr 5, 2018 (95 d)
Gary Jason GonzalezStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Apr 3, 2018 (93 d)
Lucky RadleyStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. independent RIAOtherDec 31, 2017Sep 16, 2020 (990 d)
Sarah Lin BraddockStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Apr 2, 2018 (92 d)
Rita Diana SchwartzStockcross Financial Services, Inc. unclassifiedSiebert Advisornxt, LLC. otherOtherDec 31, 2017Apr 2, 2018 (92 d)
Albert Francis DipippoTd Ameritrade, Inc. no RAUMSiebert Advisornxt, LLC. otherOtherJul 13, 2005Apr 4, 2018 (4648 d)
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37 moves match.