DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Broadway Wealth Solutions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gayle Marie Rodriguez | Edelman Financial Engines independent RIA | Broadway Wealth Solutions independent RIA | RIA to RIA | Apr 25, 2025 | May 12, 2025 |
| Fredy L Tun Cifuentes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Broadway Wealth Solutions independent RIA | Wirehouse to independent RIA | Mar 15, 2024 | Mar 15, 2024 |
| Ernesto Aguilar | J.P. Morgan Securities LLC wirehouse | Broadway Wealth Solutions independent RIA | Wirehouse to independent RIA | Mar 16, 2023 | Apr 12, 2023 |
| Scott Andrew Meenan | Frost Investment Services BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 10, 2022 |
| Michael Dennis Louis Ryan | Cuso Financial Services, L.P. BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Nov 14, 2022 (140 d) |
| Jonathan Sharg | Fisher Investments independent RIA | Broadway Wealth Solutions independent RIA | RIA to RIA | Nov 4, 2021 | Dec 10, 2021 (36 d) |
| David Wayne Matthews | Securities America Advisors, Inc. BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2021 | Jan 21, 2021 |
| Justin Temple | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Broadway Wealth Solutions independent RIA | Wirehouse to independent RIA | Jan 11, 2021 | Jan 21, 2021 |
| Ernesto Aguilar | Cuna Brokerage Services, Inc. BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2020 | Sep 29, 2020 |
| Christian Ray Escamilla | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Broadway Wealth Solutions independent RIA | Wirehouse to independent RIA | May 29, 2020 | Sep 29, 2020 (123 d) |
| Thomas Jordan Wright | Usaa Investment Services Company BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2019 | Apr 2, 2019 |
| Khristene Ann Cano | Pnc Managed Account Solutions, Inc. BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Nov 16, 2020 (704 d) |
| Amanda Marie Duran | Securian Financial Services, Inc. other | Broadway Wealth Solutions independent RIA | Other | Jan 30, 2018 | Mar 12, 2018 (41 d) |
| Lee Anne Przybyla | Usaa Financial Planning Services no RAUM | Broadway Wealth Solutions independent RIA | Other | May 5, 2017 | Sep 16, 2019 (864 d) |
| Kenneth J Michaud | Usaa Investment Services Company other | Broadway Wealth Solutions independent RIA | Other | Nov 23, 2016 | Mar 9, 2018 (471 d) |
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15 moves match.