DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Truadvice LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Erin Lyn HollowayAe Wealth Management, LLC BD affiliatedTruadvice LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJan 17, 2023Jan 16, 2023
Charles Edmund DillonM1 Capital Management LLC independent RIATruadvice LLC mixed wealthRIA to RIANov 15, 2022Nov 2, 2022
Russell Edward HarrisBrookstone Capital Management LLC independent RIATruadvice LLC independent RIARIA to RIAFeb 7, 2022Feb 9, 2022
Bradley D VeyBrookstone Capital Management LLC independent RIATruadvice LLC independent RIARIA to RIAFeb 7, 2022Feb 7, 2022
Joseph Charles WilkinsonBrookstone Capital Management LLC independent RIATruadvice LLC independent RIARIA to RIAFeb 7, 2022Feb 7, 2022
Kevin Scott BeazleyBrookstone Capital Management LLC independent RIATruadvice LLC independent RIARIA to RIAFeb 7, 2022Feb 7, 2022
Alexander Clark PushmanBrookstone Capital Management LLC independent RIATruadvice LLC independent RIARIA to RIAFeb 7, 2022Feb 7, 2022
Spencer John CompsBrookstone Capital Management LLC independent RIATruadvice LLC independent RIARIA to RIAFeb 7, 2022Feb 7, 2022
Thomas AndersenBrookstone Wealth Advisors, LLC independent RIATruadvice LLC independent RIARIA to RIAJun 15, 2021Jun 18, 2021
Lyndon Richard HarrisonBrookstone Wealth Advisors, LLC independent RIATruadvice LLC independent RIARIA to RIAJun 15, 2021Jun 21, 2021
Robert Charles MartinOxley Capital Management, LLC state registeredTruadvice LLC independent RIAOtherApr 20, 2021May 19, 2021
Jesse John LipscombQualified Planning state registeredTruadvice LLC mixed wealthOtherApr 14, 2021Feb 9, 2021
Susan Lee WienekeOneamerica Securities, Inc. BD affiliatedTruadvice LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJan 21, 2021Jan 25, 2021
Jeremy Brent JohnsonSimplicity Solutions, LLC asset managerTruadvice LLC mixed wealthOtherJun 12, 2020Jun 12, 2020
Timothy Roy LovingCg Advisory Services independent RIATruadvice LLC independent RIARIA to RIAJan 2, 2020Sep 3, 2019
Kurt Michael TraulsenIntegrity Alliance, LLC independent RIATruadvice LLC independent RIARIA to RIAOct 8, 2019Oct 11, 2019
Ryan Richard PoterackCg Advisory Services independent RIATruadvice LLC independent RIARIA to RIAJun 17, 2019Jun 14, 2019
Ross David TaylorAviance Capital Management, LLC asset managerTruadvice LLC mixed wealthOtherMay 28, 2019May 22, 2020 (360 d)
Dirk WallGlobal Financial Private Capital, Inc. BD affiliatedTruadvice LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2018Aug 13, 2018
Christopher Barron SleightGlobal Financial Private Capital, Inc. BD affiliatedTruadvice LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 1, 2018Mar 2, 2018
Robert B ScottGlobal Financial Private Capital, Inc. BD affiliatedTruadvice LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 31, 2018May 23, 2018
Daniel James MarkeseGlobal Financial Private Capital, Inc. BD affiliatedTruadvice LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 29, 2018Mar 27, 2018
Michael Thomas SorrentinoGlobal Financial Private Capital, Inc. otherTruadvice LLC independent RIAOtherMar 19, 2018Sep 24, 2018 (189 d)
Nicholas Paul GyeszatGlobal Financial Private Capital, Inc. otherTruadvice LLC no RAUMOtherMar 8, 2018Mar 9, 2018
Konstantinos GotsisAccurate Wealth Management, LLC unclassifiedTruadvice LLC no RAUMOtherMay 11, 2015Mar 16, 2018 (1040 d)
Paul James O'GradyAccurate Wealth Management, LLC unclassifiedTruadvice LLC no RAUMOtherMay 11, 2015Mar 21, 2018 (1045 d)
Christopher Emilio CrosbyLincoln Financial Distributors, Inc. unclassifiedTruadvice LLC mixed wealthOtherMar 17, 2008Apr 14, 2020 (4411 d)
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27 moves match.