DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guardian Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Carl Goodmundson | Great Waters Financial independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2025 | Jan 6, 2026 |
| Morgan Thomas Gojanovich | Advisory Services Network independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 11, 2025 | Sep 16, 2026 (432 d) |
| Nathan Robert Legrand | Org Partners independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2025 | Jan 5, 2025 |
| Micah Nathaniel Wheat | Org Partners independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2025 | Jan 13, 2025 |
| Douglas Steven Riggert | Org Partners independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2025 | Jan 5, 2025 |
| Isaac Wayne Mccoy | Org Partners independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2025 | Jan 3, 2025 |
| Matthew Piper James | Brighton Jones LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2025 | Feb 3, 2025 (32 d) |
| Elliot Washburn Syverson | All Star Financial independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Feb 15, 2024 | Jan 29, 2025 (349 d) |
| Robert George Falconer | LPL Financial LLC BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2023 | Oct 27, 2023 |
| Samuel David Sexton | All Star Financial independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Sep 12, 2023 | Jan 8, 2024 (118 d) |
| Brian Gregory Senske | All Star Financial Inc independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Oct 5, 2022 | Dec 22, 2022 (78 d) |
| Stacie Lynn Giddings | Perigon Wealth Management, LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Oct 3, 2022 | Oct 25, 2022 |
| Russell Brenton Smith | Aptus Capital Advisors, LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | May 13, 2022 |
| Gregory Thompson Rhinehardt | Aptus Capital Advisors, LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | Jun 1, 2022 |
| Michael Jay Hensley | Aptus Capital Advisors, LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | May 23, 2022 |
| Christian David Keedy | Aptus Capital Advisors, LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | May 12, 2022 |
| David Todd Misenheimer | Aptus Capital Advisors, LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | Jun 7, 2022 |
| Ervin Randolph Millwood | Aptus Capital Advisors, LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | May 13, 2022 |
| Brandon Duke Fentress | Aptus Capital Advisors, LLC independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | May 16, 2022 |
| Russell William Ingram | On Investment Management Co BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Apr 20, 2022 |
| Russell William Ingram | On Investment Management Co BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Apr 6, 2022 |
| Carter Lindsay Ellis | Kuhn Advisors, Inc. independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 4, 2022 | Jan 4, 2022 |
| Martin Parsons Hardy | Hornor, Townsend & Kent, LLC BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Oct 22, 2021 |
| Barbara Esther Deitel | Osaic Advisory Services, LLC BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Jul 1, 2021 |
| Matthew Benjamin Deitel | Osaic Advisory Services, LLC BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Jul 2, 2021 |
| Stephanie Haynes Campbell | Osaic Advisory Services, LLC BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Jul 2, 2021 |
| Nathan Pratt Budrow | Northwestern Mutual Investment Services,LLC no RAUM | Guardian Wealth Advisors, LLC independent RIA | Other | Apr 29, 2021 | Jul 16, 2021 (78 d) |
| Milton Dario Castellanos | Harbor Capital Management Inc independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Feb 18, 2021 | Dec 7, 2020 |
| David Patrick Clark | Bts Asset Management, Inc. independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 22, 2021 | Feb 15, 2022 (389 d) |
| Conor Clougherty | Aptus Capital Advisors, LLC mixed wealth | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 7, 2020 | Jun 29, 2020 |
| Jeffrey David Link | Aptus Capital Advisors, LLC mixed wealth | Guardian Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Jun 1, 2020 | May 6, 2020 |
| Roger Allen Lingle | Anthem Wealth Management, LLC unclassified | Guardian Wealth Advisors, LLC no RAUM | Other | Apr 13, 2020 | Apr 16, 2020 |
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32 moves match.