DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trb Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cody Drake Perez | Pnc Wealth Management BD affiliated | Trb Wealth Management, LLC other | Other | Apr 10, 2026 | Apr 17, 2026 |
| Darren Hem | Hem Investment Consultants unclassified | Trb Wealth Management, LLC mixed wealth | Other | May 21, 2025 | Sep 18, 2025 (120 d) |
| Joseph C Klein | Valic Financial Advisors, Inc. BD affiliated | Trb Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 14, 2025 | Jul 31, 2025 (78 d) |
| Tanya Teresa Castro | LPL Financial LLC BD affiliated | Trb Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2024 | Mar 3, 2026 (442 d) |
| Stacy Ann Wells | Frost Investment Services BD affiliated | Trb Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2023 | Mar 30, 2023 (42 d) |
| John Robin Stewart | Dimensional Fund Advisors LP asset manager | Trb Wealth Management, LLC independent RIA | Other | May 25, 2022 | Aug 9, 2022 (76 d) |
| Lorena Soledad Garza | UBS Financial Services Inc. wirehouse | Trb Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Nov 22, 2021 | Dec 3, 2021 |
| Linda Lorraine Roberts | Obs Financial mixed wealth | Trb Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Mar 31, 2021 | Jul 27, 2020 |
| Ricardo Garcia Fuentes | Obs Financial mixed wealth | Trb Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Mar 31, 2021 | Jul 23, 2020 |
| Kevin Whitworth | Obs Financial mixed wealth | Trb Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Mar 31, 2021 | Jul 23, 2020 |
| John Lee Tippit | Obs Financial mixed wealth | Trb Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Mar 31, 2021 | Jul 23, 2020 |
| Robert Raimond Farris | Obs Financial mixed wealth | Trb Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Mar 31, 2021 | Jul 23, 2020 |
| Alma Leticia Villarreal | Arkadios Wealth Advisors independent RIA | Trb Wealth Management, LLC independent RIA | RIA to RIA | Dec 10, 2019 | Dec 3, 2021 (724 d) |
| Eduardo Enrique Caso | Arkadios Wealth Advisors independent RIA | Trb Wealth Management, LLC independent RIA | RIA to RIA | Dec 10, 2019 | Dec 6, 2021 (727 d) |
| Hunter Blake Layne | Manske Wealth Management, LLC independent RIA | Trb Wealth Management, LLC mixed wealth | RIA to RIA | Apr 30, 2019 | Mar 3, 2026 (2499 d) |
| William Darrell Willerson | Lookout Capital Management, LP unclassified | Trb Wealth Management, LLC mixed wealth | Other | Aug 8, 2017 | Oct 8, 2024 (2618 d) |
| Michael Ray Costa | Bolton Global Asset Management other | Trb Wealth Management, LLC mixed wealth | Other | Jan 10, 2011 | Dec 10, 2025 (5448 d) |
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17 moves match.