DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Confluence Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Casey John Robinson | Kestra Advisory Services, LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 31, 2026 |
| Samantha Spitzer Sheetz | Waldron Private Wealth independent RIA | Confluence Financial Partners independent RIA | RIA to RIA | Jul 30, 2026 | Jul 31, 2026 |
| Brandon Beck | Ae Wealth Management, LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Dec 22, 2025 (49 d) |
| David Anthony Graver | Usi Securities, Inc. no RAUM | Confluence Financial Partners independent RIA | Other | Oct 10, 2025 | Oct 15, 2025 |
| Richard Jerome Wingertsahn | Fifth Third Wealth Advisors LLC mixed wealth | Confluence Financial Partners independent RIA | RIA to RIA | May 9, 2025 | Jul 28, 2025 (80 d) |
| Stephanie G Bogden | Ewa, LLC independent RIA | Confluence Financial Partners independent RIA | RIA to RIA | Oct 22, 2024 | Nov 18, 2024 |
| David Oliver Cashdollar | Cetera Investment Advisers LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 29, 2024 |
| Steven R Hykes | Cetera Investment Advisers LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 30, 2024 |
| Eric William Montgomery | Cetera Investment Advisers LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 29, 2024 |
| Michael Thomas Touscany | Stifel, Nicolaus & Company, Incorporated national BD | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | Mar 15, 2024 |
| Paul Leonard Frey | Stifel, Nicolaus & Company, Incorporated national BD | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | Mar 15, 2024 |
| Kathleen Ann Thornhill | Hefren-Tillotson, Inc. BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2022 | Jul 13, 2022 |
| Scott Michael Rogowicz | Stifel, Nicolaus & Company, Incorporated national BD | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jun 13, 2022 |
| William Richard Winkeler | Waldron Private Wealth independent RIA | Confluence Financial Partners independent RIA | RIA to RIA | Feb 2, 2022 | Feb 3, 2022 |
| Brian William Ripley | Oppenheimer & Co. Inc. BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2021 | Aug 18, 2021 |
| Charles Kolias | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 12, 2021 | Jul 2, 2021 |
| Kurt Edward Kimmich | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 12, 2021 | Jul 6, 2021 |
| Jonathan Harper Jordan | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 12, 2021 | Jul 2, 2021 |
| Katherine Mary Montagazzi | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 12, 2021 | Jul 2, 2021 |
| Nicklaus Anthony Proud | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 12, 2021 | Jul 2, 2021 |
| Gregory Joseph Weimer | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 6, 2021 |
| Brian David Stout | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 6, 2021 |
| Joseph Anthony Tabaka | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Loren Paul Fiffik | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Nathan Ryan Garcia | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Neil Patrick Rongaus | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Brandon Christopher Corlett | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Randall Jack Holcombe | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Charles Thomas Ziants | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Zachery Steven Saunders | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Morgan Christopher Lee | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Jackson Arthur Elizondo | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
| Gregory Joseph Weimer | Raymond James Financial Services Advisors, Inc BD affiliated | Confluence Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jul 2, 2021 |
Page 1 of 1
33 moves match.