DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Highpoint Planning Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Walid Amin MatariyehCetera Investment Advisers LLC BD affiliatedHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2026Jun 22, 2026
Davis Marshall BakerThe Ameriflex Group BD affiliatedHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2026Jun 10, 2026
Pavlo YanytskyyAmeriprise Financial Services, LLC national BDHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 25, 2025Jan 5, 2026 (41 d)
Steven Keith KellarIht Wealth Management LLC BD affiliatedHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2025Jul 1, 2025
Alan Richard NadolnaLasalle St. Investment Advisors, L.L.C. BD affiliatedHighpoint Planning Partners no RAUMOtherMay 1, 2025Nov 1, 2021
Christopher Daniel FerraroNorthern Trust Securities, Inc BD affiliatedHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2025Apr 10, 2025
Brooks MorrowAdvisor Resource Council independent RIAHighpoint Planning Partners independent RIARIA to RIAFeb 14, 2025Mar 3, 2025
Calvin Allen RowlandPruco Securities, LLC no RAUMHighpoint Planning Partners independent RIAOtherDec 10, 2024Dec 3, 2024
Thomas Patrick VisliselVantage Financial Partners Limited independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 31, 2024Jun 3, 2024
Joseph Edward FortunatoVantage Financial Partners Limited independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 31, 2024Jun 6, 2024
Kimberly Rae TaylorVantage Financial Partners Limited independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 31, 2024Jun 3, 2024
Daniel Eugene ZalipskiVantage Financial Partners Limited independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 31, 2024Jun 4, 2024
Kyle Michael RohrwasserVantage Financial Partners Limited independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 31, 2024Jun 4, 2024
Johnathan Mitchell KulikowskiVantage Financial Partners Limited independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 31, 2024Jun 3, 2024
Scott Michael RosenquistVantage Financial Partners Limited independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 31, 2024Jun 4, 2024
Jon William FlahertyVantage Financial Partners Limited independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 31, 2024Jun 6, 2024
Nicholas Ryan PoeJennings & Associates Financial Advisors, LLC independent RIAHighpoint Planning Partners independent RIARIA to RIAJul 19, 2024Aug 21, 2024 (33 d)
Thomas J CarrollParkview Asset Management, Inc. independent RIAHighpoint Planning Partners independent RIARIA to RIAJun 11, 2024Jun 3, 2024
Benjamin CarusoEdward Jones national BDHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2023Sep 20, 2023 (40 d)
Kyle LeydensEdward Jones national BDHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2023May 2, 2023
Max Michael MurphyVanguard Advisers, Inc. BD affiliatedHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2022Jun 10, 2025 (937 d)
Samuel Paul LeeKovack Advisors, Inc. BD affiliatedHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 18, 2022Feb 28, 2022
Gerran James BatterberryCuna Brokerage Services, Inc. BD affiliatedHighpoint Planning Partners no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 19, 2021Feb 4, 2022 (108 d)
Brett J PawelkiewiczNorthwestern Mutual Investment Services,LLC no RAUMHighpoint Planning Partners independent RIAOtherJul 27, 2021Apr 10, 2024 (988 d)
Tina MeckaroskiNuveen Asset Management, LLC mixed wealthHighpoint Planning Partners independent RIARIA to RIAJan 30, 2020Jan 11, 2024 (1442 d)
Callie M JustMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHighpoint Planning Partners independent RIAWirehouse to independent RIAOct 4, 2016Oct 17, 2024 (2935 d)
Jenna Karrin O'ConnellFifth Third Securities, Inc. otherHighpoint Planning Partners independent RIAOtherJul 11, 2016Sep 30, 2024 (3003 d)
William Daniel KelleherLPL Financial LLC otherHighpoint Planning Partners no RAUMOtherJan 28, 2016Dec 8, 2021 (2141 d)
Joel Partyka RileyPatricia A. Heath & Associates, Inc. otherHighpoint Planning Partners no RAUMOtherDec 31, 2015Dec 8, 2021 (2169 d)
John David DuckworthPatricia A. Heath & Associates, Inc. otherHighpoint Planning Partners no RAUMOtherDec 31, 2015Nov 16, 2021 (2147 d)
Sean Patrick O'SheaAmeriprise Financial Services, LLC national BDHighpoint Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2012May 15, 2025 (4791 d)
Michael Richard RohrwasserLPL Financial LLC otherHighpoint Planning Partners independent RIAOtherDec 4, 2008Jun 6, 2024 (5663 d)
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32 moves match.