DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sandlapper Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Todd IlleEdward Jones national BDSandlapper Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2019Aug 5, 2019
William M SwayneEmerson Equity LLC otherSandlapper Wealth Management, LLC independent RIAOtherSep 13, 2018Sep 7, 2018
William M SwayneIndependent Financial Group, LLC otherSandlapper Wealth Management, LLC otherOtherApr 21, 2017May 17, 2017
Theodore Hendrickus FranseIndependent Financial Group, LLC otherSandlapper Wealth Management, LLC otherOtherApr 11, 2017May 2, 2017
Paul S MartinMartin Capital, LLC unclassifiedSandlapper Wealth Management, LLC otherOtherDec 31, 2016Jan 3, 2017
Mark Thomas ZielinskiWells Fargo Advisors wirehouseSandlapper Wealth Management, LLC independent RIAWirehouse to independent RIADec 20, 2016Dec 19, 2018 (729 d)
Larry Landon CoyleVsr Advisory Services otherSandlapper Wealth Management, LLC otherOtherAug 4, 2016Aug 5, 2016
Chris M SullivanJ P Turner & Company Capital Management, LLC otherSandlapper Wealth Management, LLC otherOtherOct 29, 2015Jul 5, 2017 (615 d)
Matthew Aron RosenJ P Turner & Company Capital Management, LLC otherSandlapper Wealth Management, LLC otherOtherOct 27, 2015Jul 5, 2017 (617 d)
Susan Greene LockwoodCertus Investment Advisors, LLC otherSandlapper Wealth Management, LLC otherOtherOct 9, 2015Oct 14, 2015
Michael A MarziottoCapital Investment Advisory Services, LLC otherSandlapper Wealth Management, LLC otherOtherJul 16, 2015Dec 2, 2015 (139 d)
David M SorrentinoCapital Investment Advisory Services, LLC otherSandlapper Wealth Management, LLC otherOtherJul 16, 2015Nov 30, 2015 (137 d)
Ryan Jonathan ShererScf Investment Advisors, Inc. otherSandlapper Wealth Management, LLC otherOtherJun 19, 2015Jun 19, 2015
Timothy John ShererScf Investment Advisors, Inc. otherSandlapper Wealth Management, LLC otherOtherJun 19, 2015Jun 23, 2015
Elizabeth Basinger StevensMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSandlapper Wealth Management, LLC otherOtherApr 9, 2014Jul 1, 2014 (83 d)
Daniel Benjamin BorsteinMorgan Stanley wirehouseSandlapper Wealth Management, LLC otherOtherMay 2, 2013Apr 19, 2013
Matthew StoneMorgan Stanley wirehouseSandlapper Wealth Management, LLC otherOtherJan 28, 2013Mar 22, 2017 (1514 d)
Robin Tom NaylorCentaurus Financial, Inc. otherSandlapper Wealth Management, LLC otherOtherDec 31, 2012Dec 17, 2014 (716 d)
Coleman Barry GoldsmithRaymond James & Associates, Inc. national BDSandlapper Wealth Management, LLC otherOtherMar 30, 2012Mar 28, 2012
Christopher J NickoloffMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSandlapper Wealth Management, LLC otherOtherJan 3, 2012Feb 2, 2012
Brian Tallman ParkerMorgan Stanley wirehouseSandlapper Wealth Management, LLC otherOtherDec 16, 2010Feb 2, 2011 (48 d)
Bryan J LarrisonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSandlapper Wealth Management, LLC otherOtherApr 21, 2010Jun 22, 2010 (62 d)
Michael T MooreHorter Investment Management, LLC otherSandlapper Wealth Management, LLC otherOtherOct 13, 2009Mar 1, 2011 (504 d)
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23 moves match.