DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Synergy Investment Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Janet Colleen Galloway	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Synergy Investment Group, LLC other	Other	Jul 11, 2018	Jul 16, 2018
Michael Andrew Sellers	Vanguard Advisers, Inc. other	Synergy Investment Group, LLC other	Other	Sep 6, 2017	Sep 4, 2017
Rodney Martin Hager	Sterne Agee Asset Management, Inc. other	Synergy Investment Group, LLC other	Other	Oct 20, 2015	Oct 21, 2015
Terry Lee Tyler	American Investment Services other	Synergy Investment Group, LLC other	Other	Nov 9, 2012	Jun 12, 2008
Alec L Nielsen	Dewaay Capital Management other	Synergy Investment Group, LLC other	Other	Aug 28, 2012	May 23, 2014 (633 d)
Leiland David Overson	Sterne Agee Asset Management, Inc. other	Synergy Investment Group, LLC other	Other	Apr 25, 2012	May 8, 2012
Phillip Thomas Whitley	Sterne Agee Asset Management, Inc. other	Synergy Investment Group, LLC other	Other	Apr 25, 2012	Apr 26, 2012
Toni Marie Vaughan	Sterne Agee Asset Management, Inc. other	Synergy Investment Group, LLC other	Other	Apr 25, 2012	Apr 26, 2012
Joshua Ben Voisine	Suntrust Investment Services, Inc. other	Synergy Investment Group, LLC other	Other	Feb 15, 2011	Mar 22, 2011 (35 d)
Rachel Hill Ashman	Wells Fargo Advisors wirehouse	Synergy Investment Group, LLC other	Other	Jan 4, 2011	Feb 7, 2011 (34 d)
Matthew Haas Foster	Lanark Financial, Inc. other	Synergy Investment Group, LLC other	Other	Dec 3, 2010	Dec 21, 2010
Peter James Conway	American Investment Services other	Synergy Investment Group, LLC other	Other	Oct 21, 2010	Jul 23, 2008
Michael Dominic Croce	Traverse Wealth unclassified	Synergy Investment Group, LLC other	Other	Oct 8, 2010	Jun 30, 2008
Ryan Marshall Dantinne	Fifth Third Securities, Inc. other	Synergy Investment Group, LLC other	Other	Mar 10, 2010	Mar 11, 2010
Jeffrey Brett Vaughn	Fifth Third Securities, Inc. other	Synergy Investment Group, LLC other	Other	Feb 1, 2010	Feb 18, 2010
Jason Bradley Redditt	Advisoralliance, LLC unclassified	Synergy Investment Group, LLC other	Other	Jan 28, 2010	Feb 5, 2010
Jason Nicholas Abeles	Uvest Financial Services Group, Inc. unclassified	Synergy Investment Group, LLC other	Other	Dec 31, 2009	Feb 18, 2011 (414 d)
Jared Scott Friedman	Msi Financial Services, Inc. other	Synergy Investment Group, LLC other	Other	Mar 31, 2009	Jun 23, 2010 (449 d)
Eric Alan Peterson	USA Financial Securities LLC other	Synergy Investment Group, LLC other	Other	Sep 30, 2008	Oct 1, 2008
Leiland David Overson	First Allied Advisory Services, Inc. other	Synergy Investment Group, LLC other	Other	Jul 29, 2008	Dec 16, 2008 (140 d)
Steven Alan Suib	Madison Avenue Advisors, Inc. unclassified	Synergy Investment Group, LLC other	Other	Jun 20, 2008	Jul 9, 2008
Sherri Lynette Brown	Citigroup Global Markets Inc. other	Synergy Investment Group, LLC other	Other	Jun 12, 2008	Jun 25, 2008
Sandra Greer Austin	Bb&T Investment Services, Inc. no RAUM	Synergy Investment Group, LLC other	Other	Dec 19, 2007	Jan 15, 2008
Vincent Joseph Giannattasio	U.S. Bancorp Investments, Inc. other	Synergy Investment Group, LLC other	Other	Oct 4, 2007	Oct 30, 2007
James Carroll Billingsley	MML Investors Services, LLC other	Synergy Investment Group, LLC other	Other	Dec 31, 2006	Mar 6, 2007 (65 d)
Eric Brandon Montgomery	H. Beck, Inc. other	Synergy Investment Group, LLC other	Other	Sep 6, 2006	Sep 8, 2006
Darcy Lee Ecklund	LPL Financial LLC other	Synergy Investment Group, LLC other	Other	Apr 12, 2006	Apr 12, 2006
Michael Todd Brown	Intercarolina Financial Services, Inc. mixed wealth	Synergy Investment Group, LLC other	Other	Apr 11, 2006	Apr 11, 2006
Michael Yves Heridia	Raymond James Financial Services, Inc. unclassified	Synergy Investment Group, LLC other	Other	Apr 6, 2006	Apr 6, 2006
Ericka Kay Marini	Morgan Stanley Dw Inc. unclassified	Synergy Investment Group, LLC other	Other	Mar 15, 2006	May 3, 2006 (49 d)
William Shawn Bonwell	Ameriprise Financial Services, LLC national BD	Synergy Investment Group, LLC other	Other	Jan 6, 2006	Jan 5, 2006
Phillip Thomas Whitley	Pruco Securities, LLC other	Synergy Investment Group, LLC other	Other	May 10, 2005	May 6, 2005
Mark Edward Whitley	Pruco Securities, LLC other	Synergy Investment Group, LLC other	Other	May 10, 2005	May 6, 2005
Jillianne Wilkinson	Main Street Advisors, LLC other	Synergy Investment Group, LLC other	Other	Jul 12, 2004	Feb 17, 2005 (220 d)
Marc Leonard La Vigne	Legg Mason Wood Walker, Incorporated unclassified	Synergy Investment Group, LLC other	Other	Feb 13, 2004	Apr 20, 2004 (67 d)
David Eric Van Horn	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Synergy Investment Group, LLC other	Other	Jan 2, 2004	Jan 2, 2004
David Edward Lacinski	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Synergy Investment Group, LLC other	Other	Sep 5, 2003	Dec 11, 2008 (1924 d)
Jasen Allen Hedrick	Ifg Advisory Services Inc unclassified	Synergy Investment Group, LLC other	Other	Oct 18, 2002	Oct 16, 2002
Craig Morningstar	Cue Financial Group, Inc. other	Synergy Investment Group, LLC other	Other	Jun 11, 2002	Jul 26, 2004 (776 d)

Page 1 of 1

39 moves match.