DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly Ann Trimmer | LPL Financial LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Aug 31, 2026 |
| Wenbo Jiang | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 10, 2026 |
| Mayrin Fontainemoya | Banco Do Brasil Securities LLC state registered | Citigroup Global Markets Inc. BD affiliated | Other | Sep 8, 2026 | Sep 9, 2026 |
| Mohammed Ali Dhanji | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2026 | Aug 31, 2026 |
| Zach Lucas | Morgan Stanley wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2026 | Sep 14, 2026 |
| Dean Martin Starr | LPL Financial LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Jul 28, 2026 |
| Jesus Enrique Gonzalez Navarro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 17, 2026 |
| Aidan D Mejia | Archer Investment Corporation independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2026 | Aug 11, 2026 |
| Matthew S Aber | LPL Financial LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 16, 2026 |
| Jun Tomlinson | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Aug 7, 2026 |
| Jason A. Hoffman | Citizens Securities, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 20, 2026 |
| Teresa A Radzinski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2026 | Sep 14, 2026 (59 d) |
| Michael Hallam Gourd | UBS Financial Services Inc. wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 7, 2026 |
| Philip John Pellegrino | UBS Financial Services Inc. wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2026 | Jul 14, 2026 |
| Jeff Bank | Ameriprise Financial Services, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 15, 2026 |
| Seungheon Kang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Jul 14, 2026 |
| Khashayar Emrani | LPL Financial LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Aug 24, 2026 (49 d) |
| Michael Yosef Resler Hammer | UBS Financial Services Inc. wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2026 | Jun 2, 2026 |
| Rodrigo Noschese | Banco Do Brasil Securities LLC state registered | Citigroup Global Markets Inc. BD affiliated | Other | Jun 30, 2026 | Jun 30, 2026 |
| Vanessa Keller Dias | Banco Do Brasil Securities LLC state registered | Citigroup Global Markets Inc. BD affiliated | Other | Jun 30, 2026 | Jul 1, 2026 |
| Kamran Mubashar | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2026 | Jul 7, 2026 |
| Mark Strand | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2026 | Jul 14, 2026 |
| Geetika Mehrotra | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2026 | Jun 26, 2026 |
| Francisco Castellanos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2026 | Jul 9, 2026 |
| Romonie Permaul | Neuberger Berman Bd LLC no RAUM | Citigroup Global Markets Inc. BD affiliated | Other | Jun 17, 2026 | Jun 16, 2026 |
| Carlos Henriquez | Morgan Stanley wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jul 6, 2026 |
| Fabienne Sarnecki | RBC Capital Markets, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 23, 2026 |
| Andrew Ayers | Equitable Advisors, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 17, 2026 |
| Barrett Cornelius | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jun 22, 2026 |
| Vanessa Foltinger Garcia | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jul 15, 2026 (35 d) |
| Veronika Larot-Annal | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | Jun 4, 2026 |
| Drew Elmorejr | Td Private Client Wealth LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | Jun 8, 2026 |
| David Broadwell | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2026 | Aug 18, 2026 (97 d) |
| Timothy Robert Conley | Morgan Stanley wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | May 7, 2026 |
| Kristen Power | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2026 | Sep 9, 2026 (124 d) |
| Leah Shannon Melendez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2026 | Jun 4, 2026 |
| Jose-Daniel Hernandez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2026 | May 28, 2026 |
| Christine Jeanne Delvecchio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2026 | Jun 5, 2026 (35 d) |
| Qaysar Khalel Al Aboosi | Svb Wealth independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Apr 29, 2026 |
| Kevin Hysenbegasi | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2026 | May 8, 2026 |
| Chaitanya Reddy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 29, 2026 |
| Gledia A Nasrah | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | May 1, 2026 |
| Shelia N. English | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 14, 2026 | Apr 15, 2026 |
| Jan Hugo Johan Braune | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 13, 2026 | Apr 16, 2026 |
| Kayla Conelli | Equitable Advisors, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | May 6, 2026 |
| Stanley Toy | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Mar 27, 2026 |
| Judith Phu | Victory Capital Management Inc. asset manager | Citigroup Global Markets Inc. BD affiliated | Other | Apr 8, 2026 | May 5, 2026 |
| Sean Kerry Bevan | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2026 | Mar 30, 2026 |
| Robert Mourad | Galliott Capital Advisors, LLC mixed wealth | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2026 | Mar 31, 2026 |
| Christopher Michael Barfoot | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 26, 2026 |
| Michael Becker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 26, 2026 |
| Jarad Tong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2026 | Mar 6, 2026 |
| Nicholas Benedetto | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 13, 2026 |
| Alvin R Lopez | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 11, 2026 |
| Thomas Ferraro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 4, 2026 | Feb 5, 2026 |
| Josephine Maltese | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2026 | Feb 6, 2026 |
| Joseph Louis Battaglia | UBS Financial Services Inc. wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 29, 2026 |
| Joshua Michael Brown | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 6, 2026 |
| Dylan Bowsky | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 20, 2026 |
| Jaime Moreno | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 12, 2026 | Jan 27, 2026 |
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3,889 moves match.