DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “CITIZENS SECURITIES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Kansas City, Mo | 56 | 3 | 2 | +1 | 3.6% | |||
| PINNACLE INVESTMENTS, LLC BD affiliated | East Syracuse, Ny · principal | 56 | 5 | 2 | +3 | 3.6% | |||
| WELLS FARGO ADVISORS wirehouse | Chicago, Il | 56 | 16 | 2 | +14 | 3.6% | |||
| M••••• S•••••• wirehouse | Allentown, Pa | 55 | 4 | 2 | +2 | 3.6% | |||
| L•• F•••••••• L•• BD affiliated | West Des Moines, Ia | 55 | 5 | 2 | +3 | 3.6% | |||
| A•••• • A••••••• G••••• P••••••• independent RIA | New York, Ny | 55 | 5 | 2 | +3 | 3.6% | |||
| L•• F•••••••• L•• BD affiliated | Franklin, Tn | 54 | 7 | 2 | +5 | 3.7% | |||
| L•• F•••••••• L•• BD affiliated | Buffalo, Ny | 54 | 10 | 2 | +8 | 3.7% | |||
| L•••••• I••••••••• independent RIA | Horsham, Pa | 54 | 9 | 2 | +7 | 3.7% | |||
| E•••••••• A•••••••• L•• national BD | Boca Raton, Fl | 53 | 9 | 2 | +7 | 3.8% | 1 | ||
| V••• I••••••••• M••••••••• C•• L•• asset manager | New York, Ny · principal | 53 | 9 | 2 | +7 | 3.8% | |||
| W•••• F•••• A••••••• wirehouse | Omaha, Ne | 53 | 7 | 2 | +5 | 3.8% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Brooklyn, Ny | 52 | 2 | 2 | 0 | 3.8% | |||
| E••••• J•••• national BD | Mesa, Az | 52 | 5 | 2 | +3 | 3.8% | |||
| J••• M••••• S••••••••• L•• wirehouse | Pasadena, Ca | 52 | 12 | 2 | +10 | 3.8% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Maple Grove, Mn | 51 | 6 | 2 | +4 | 3.9% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Los Angeles, Ca | 51 | 6 | 2 | +4 | 3.9% | 1 | ||
| B•• P•••••• A•••• M••••••••• U• • L•• asset manager | Miami, Fl | 51 | 8 | 2 | +6 | 3.9% | |||
| M••••• S•••••• wirehouse | Lake Oswego, Or | 51 | 7 | 2 | +5 | 3.9% | |||
| E••••• J•••• national BD | San Diego, Ca | 51 | 9 | 2 | +7 | 3.9% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Palm Beach, Fl | 51 | 4 | 2 | +2 | 3.9% | 1 | ||
| M••••• S•••••• wirehouse | Plantation, Fl | 51 | 2 | 2 | 0 | 3.9% | |||
| M••••• S•••••• wirehouse | Jacksonville, Fl | 51 | 4 | 2 | +2 | 3.9% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Myrtle Beach, Sc | 51 | 3 | 2 | +1 | 3.9% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Orlando, Fl | 50 | 8 | 2 | +6 | 4.0% | |||
| H••• S••••••••• •••• I••• BD affiliated | Miami, Fl | 50 | 8 | 2 | +6 | 4.0% | |||
| B••• G••••• W••••• A•••••••• I••• independent RIA | Miami, Fl · principal | 50 | 17 | 2 | +15 | 4.0% | |||
| L•• F•••••••• L•• BD affiliated | Greenville, Sc | 50 | 5 | 2 | +3 | 4.0% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Radnor, Pa | 50 | 10 | 2 | +8 | 4.0% | |||
| L•• F•••••••• L•• BD affiliated | Columbus, Oh | 50 | 4 | 2 | +2 | 4.0% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Chesterfield, Mo | 50 | 7 | 2 | +5 | 4.0% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Parsippany, Nj | 50 | 2 | 2 | 0 | 4.0% | |||
| L•• F•••••••• L•• BD affiliated | Tulsa, Ok | 50 | 6 | 2 | +4 | 4.0% | 1 | ||
| C••••••• S••••••••• I••• BD affiliated | Woburn, Ma | 50 | 1 | 2 | -1 | 4.0% | |||
| M••••• S•••••• wirehouse | Norwell, Ma | 49 | 5 | 2 | +3 | 4.1% | |||
| A•••• C•••••• C•••• BD affiliated | New York, Ny · principal | 49 | 12 | 2 | +10 | 4.1% | |||
| A••••••• W••••• M••••••••• L•• independent RIA | Wesley Chapel, Fl · principal | 49 | 8 | 2 | +6 | 4.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tacoma, Wa | 49 | 6 | 2 | +4 | 4.1% | |||
| M••••• S•••••• wirehouse | Tucson, Az | 49 | 0 | 2 | -2 | 4.1% | |||
| R•• C•••••• M••••••• L•• national BD | Baltimore, Md | 49 | 3 | 2 | +1 | 4.1% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Atlanta, Ga | 49 | 5 | 2 | +3 | 4.1% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Frontenac, Mo | 49 | 1 | 2 | -1 | 4.1% | |||
| M••••• S•••••• wirehouse | Portland, Me | 49 | 2 | 2 | 0 | 4.1% | |||
| C•••••••• F••••••••• I••• BD affiliated | Leesburg, Va | 49 | 2 | 2 | 0 | 4.1% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Clearwater, Fl | 49 | 1 | 2 | -1 | 4.1% | |||
| A••••• W••••• P••••••• independent RIA | Santa Monica, Ca · principal | 49 | 11 | 2 | +9 | 4.1% | |||
| J••• M••••• S••••••••• L•• wirehouse | Boca Raton, Fl | 48 | 11 | 2 | +9 | 4.2% | 2 | ||
| B••• W••••• S••••••••• L•• independent RIA | Denver, Co · principal | 48 | 12 | 2 | +10 | 4.2% | |||
| E•••••••• A•••••••• L•• national BD | Conshohocken, Pa | 47 | 5 | 2 | +3 | 4.3% | |||
| E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealth | Miami, Fl · principal | 47 | 4 | 2 | +2 | 4.3% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Mt Laurel, Nj | 47 | 7 | 2 | +5 | 4.3% | 1 | ||
| C••••••• • C••••••• I••• independent RIA | Mclean, Va · principal | 47 | 18 | 2 | +16 | 4.3% | |||
| O••••••••• • C•• I••• BD affiliated | Houston, Tx | 47 | 4 | 2 | +2 | 4.3% | |||
| O•••• W•••••• I••• BD affiliated | Lincoln, Ne | 47 | 8 | 2 | +6 | 4.3% | |||
| L•• F•••••••• L•• BD affiliated | Boston, Ma | 47 | 6 | 2 | +4 | 4.3% | 4 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Naples, Fl | 46 | 1 | 2 | -1 | 4.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Chicago, Il | 46 | 3 | 2 | +1 | 4.3% | |||
| W•••• F•••• A••••••• wirehouse | Westport, Ct | 46 | 1 | 2 | -1 | 4.3% | |||
| S•••••••• A••••••• L•• national BD | Highland Park, Il | 46 | 6 | 2 | +4 | 4.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | West Des Moines, Ia | 46 | 3 | 2 | +1 | 4.3% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.