DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| HORIZON FINANCIAL independent RIA | West Henrietta, Ny · principal | 9 | 0 | 2 | -2 | 22% | |||
| ROUND ROCK ADVISORS LLC independent RIA | Wilton, Ct · principal | 9 | 0 | 2 | -2 | 22% | |||
| J.P. MORGAN SECURITIES LLC wirehouse | Downers Grove, Il | 9 | 0 | 2 | -2 | 22% | |||
| M••••• independent RIA | Atlanta, Ga · principal | 9 | 1 | 2 | -1 | 22% | |||
| J••• M••••• S••••••••• L•• wirehouse | Miami Beach, Fl | 9 | 1 | 2 | -1 | 22% | |||
| H••••• B••••• S••••••••• L•• independent RIA | Fort Wayne, In · principal | 9 | 1 | 2 | -1 | 22% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Falmouth, Me | 9 | 0 | 2 | -2 | 22% | |||
| J••• M••••• S••••••••• L•• wirehouse | Weston, Fl | 9 | 2 | 2 | 0 | 22% | |||
| C••••••••• F•••••••• N•••••• national BD | Bethlehem, Pa | 9 | 0 | 2 | -2 | 22% | 1 | ||
| M••••• S•••••• wirehouse | Stillwater, Mn | 9 | 0 | 2 | -2 | 22% | 1 | ||
| M••••• S•••••• wirehouse | Winchester, Va | 9 | 1 | 2 | -1 | 22% | |||
| E••••• J•••• national BD | Roswell, Ga | 9 | 0 | 2 | -2 | 22% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Portland, Me | 9 | 0 | 2 | -2 | 22% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Erie, Pa | 9 | 1 | 2 | -1 | 22% | |||
| M• A••••••• independent RIA | Chicago, Il · principal | 9 | 1 | 2 | -1 | 22% | |||
| O•••• W•••••• I••• BD affiliated | Marlton, Nj | 9 | 1 | 2 | -1 | 22% | |||
| T•• A••••••• G••••• L•• independent RIA | Minnetonka, Mn · principal | 9 | 2 | 2 | 0 | 22% | |||
| O•••• W•••••• I••• BD affiliated | Diamond Bar, Ca | 9 | 1 | 2 | -1 | 22% | 1 | ||
| E•••• S••••••••• L•• BD affiliated | Jacksonville, Fl | 9 | 3 | 2 | +1 | 22% | |||
| L••• independent RIA | Scottsdale, Az | 9 | 1 | 2 | -1 | 22% | |||
| W•••• F•••• A••••••• wirehouse | Bend, Or | 9 | 1 | 2 | -1 | 22% | |||
| F•• F•••••••• A•••••••• L•• independent RIA | Indianapolis, In · principal | 9 | 2 | 2 | 0 | 22% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Amarillo, Tx | 9 | 4 | 2 | +2 | 22% | 1 | 2 | |
| E••••• J•••• national BD | Irving, Tx | 8 | 0 | 2 | -2 | 25% | |||
| C••••• C•••••• P•••••••• L•• independent RIA | San Diego, Ca · principal | 8 | 4 | 2 | +2 | 25% | |||
| C••••••• P•••••• W••••• BD affiliated | Boston, Ma | 8 | 1 | 2 | -1 | 25% | |||
| E•••• S••••••••• L•• BD affiliated | Oklahoma City, Ok | 8 | 0 | 2 | -2 | 25% | 1 | ||
| A••••• A•• P••••••• S••••••• BD affiliated | Portland, Or | 8 | 0 | 2 | -2 | 25% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Tallahassee, Fl | 8 | 1 | 2 | -1 | 25% | |||
| J••• M••••• S••••••••• L•• wirehouse | Fort Lauderdale, Fl | 8 | 2 | 2 | 0 | 25% | 1 | 1 | |
| A••••••••• F•••••••• S•••••••• L•• national BD | West Bloomfield, Mi | 8 | 1 | 2 | -1 | 25% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Chico, Ca | 8 | 0 | 2 | -2 | 25% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Montgomery, Al | 8 | 1 | 2 | -1 | 25% | |||
| O•••• W•••••• I••• BD affiliated | Towson, Md | 8 | 0 | 2 | -2 | 25% | 1 | ||
| L•• A•••••••• L•• independent RIA | Pittsford, Ny · principal | 8 | 1 | 2 | -1 | 25% | |||
| C••••••••• F•••••••• N•••••• national BD | Fairport, Ny | 8 | 0 | 2 | -2 | 25% | |||
| O•••• A••••••• S•••••••• L•• BD affiliated | Meridian, Id | 8 | 7 | 2 | +5 | 25% | 1 | 1 | |
| P••••••• C•••••• M••••••••• L•• independent RIA | San Diego, Ca · principal | 8 | 3 | 2 | +1 | 25% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Louisville, Ky | 8 | 2 | 2 | 0 | 25% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Cheshire, Ct | 8 | 0 | 2 | -2 | 25% | |||
| L••• independent RIA | Bellevue, Wa | 8 | 4 | 2 | +2 | 25% | |||
| L•• F•••••••• L•• BD affiliated | Greensburg, Pa | 8 | 0 | 2 | -2 | 25% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Broomfield, Co | 8 | 1 | 2 | -1 | 25% | 1 | ||
| W••••••• W••••• M••••••••• mixed wealth | Dallas, Tx · principal | 8 | 1 | 2 | -1 | 25% | |||
| L•• F•••••••• L•• BD affiliated | Hudson, Wi | 8 | 4 | 2 | +2 | 25% | |||
| C•••••• S••••• • C••• I••• national BD | Camp Hill, Pa | 8 | 2 | 2 | 0 | 25% | |||
| T•• L••• W••••• G•••• independent RIA | Winter Garden, Fl · principal | 8 | 3 | 2 | +1 | 25% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | El Paso, Tx | 8 | 1 | 2 | -1 | 25% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Glendale, Ca | 8 | 2 | 2 | 0 | 25% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Plymouth, Ma | 8 | 1 | 2 | -1 | 25% | 1 | ||
| B••• B••• W••••• independent RIA | Orem, Ut · principal | 8 | 0 | 2 | -2 | 25% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | West Palm Bch, Fl | 8 | 6 | 2 | +4 | 25% | |||
| A•••••• P••••••• P•••••••• I••• BD affiliated | Dallas, Tx | 8 | 2 | 2 | 0 | 25% | |||
| S••••••••• C••••••• I••• independent RIA | Brea, Ca | 8 | 1 | 2 | -1 | 25% | |||
| W•••••••• W••••• M••••••••• L•• independent RIA | Berea, Oh · principal | 8 | 0 | 2 | -2 | 25% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Boulder, Co | 8 | 0 | 2 | -2 | 25% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Westlake, Oh | 8 | 2 | 2 | 0 | 25% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Oconomowoc, Wi | 8 | 1 | 2 | -1 | 25% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Victoria, Mn | 8 | 0 | 2 | -2 | 25% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Silver Spring, Md | 8 | 0 | 2 | -2 | 25% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.