DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “OSAIC INSTITUTIONS, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC BD affiliated | Prescott, Az | 26 | 3 | 1 | +2 | 3.8% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Plantation, Fl | 26 | 2 | 1 | +1 | 3.8% | |||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Cranston, Ri | 26 | 23 | 1 | +22 | 3.8% | |||
| C•••••• S••••• • C••• I••• national BD | Oakland, Ca | 26 | 5 | 1 | +4 | 3.8% | |||
| L•• F•••••••• L•• BD affiliated | Campbell, Ca | 26 | 4 | 1 | +3 | 3.8% | |||
| S•••••••• A••••••• L•• national BD | Farmington, Ut | 26 | 3 | 1 | +2 | 3.8% | |||
| L•••••• A••••••• I••••••••• independent RIA | Baltimore, Md · principal | 26 | 3 | 1 | +2 | 3.8% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Cincinnati, Oh | 26 | 1 | 1 | 0 | 3.8% | |||
| R•• C•••••• M••••••• L•• national BD | St Petersburg, Fl | 26 | 2 | 1 | +1 | 3.8% | |||
| M••••• S•••••• wirehouse | Mobile, Al | 26 | 2 | 1 | +1 | 3.8% | |||
| U•• F•••••••• S•••••••• I••• independent RIA | Leawood, Ks | 26 | 6 | 1 | +5 | 3.8% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Center Valley, Pa | 26 | 4 | 1 | +3 | 3.8% | |||
| L•• F•••••••• L•• BD affiliated | Kennewick, Wa | 26 | 5 | 1 | +4 | 3.8% | |||
| L•• F•••••••• L•• BD affiliated | Marlton, Nj | 26 | 1 | 1 | 0 | 3.8% | |||
| J••• M••••• S••••••••• L•• wirehouse | Katy, Tx | 26 | 2 | 1 | +1 | 3.8% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Salem, Or | 26 | 5 | 1 | +4 | 3.8% | |||
| E••••• J•••• national BD | Olathe, Ks | 26 | 4 | 1 | +3 | 3.8% | |||
| W•••• F•••• A••••••• wirehouse | Pleasanton, Ca | 26 | 4 | 1 | +3 | 3.8% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Green Bay, Wi | 26 | 6 | 1 | +5 | 3.8% | |||
| A•••• W••••• M••••••••• I••• independent RIA | Guthrie Center, Ia · principal | 26 | 8 | 1 | +7 | 3.8% | |||
| T••••• A••••••• S•••••••• I••• BD affiliated | Nashville, Tn | 26 | 2 | 1 | +1 | 3.8% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Berkeley Heights, Nj | 26 | 1 | 1 | 0 | 3.8% | |||
| W•••• F•••• A••••••• wirehouse | Aventura, Fl | 26 | 2 | 1 | +1 | 3.8% | |||
| E••••• J•••• national BD | Loveland, Co | 26 | 2 | 1 | +1 | 3.8% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Colorado Springs, Co | 26 | 2 | 1 | +1 | 3.8% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Calabasas, Ca | 26 | 2 | 1 | +1 | 3.8% | 1 | ||
| G••••••• W••••• A•••••••• L•• independent RIA | Raleigh, Nc · principal | 26 | 4 | 1 | +3 | 3.8% | |||
| W•••• F•••• A••••••• wirehouse | Syracuse, Ny | 26 | 2 | 1 | +1 | 3.8% | |||
| S•••••• F•••••••• G••••• L••••• independent RIA | Tampa, Fl | 25 | 6 | 1 | +5 | 4.0% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Saddle Brook, Nj | 25 | 6 | 1 | +5 | 4.0% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Springfield, Mo | 25 | 1 | 1 | 0 | 4.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Flemington, Nj | 25 | 0 | 1 | -1 | 4.0% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Hauppauge, Ny | 25 | 0 | 1 | -1 | 4.0% | |||
| O•••• W•••••• I••• BD affiliated | Roseville, Ca | 25 | 2 | 1 | +1 | 4.0% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Beachwood, Oh | 25 | 3 | 1 | +2 | 4.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Wyomissing, Pa | 25 | 3 | 1 | +2 | 4.0% | |||
| L•• F•••••••• L•• BD affiliated | Modesto, Ca | 25 | 5 | 1 | +4 | 4.0% | |||
| E•••• S••••••••• L•• BD affiliated | Denver, Co | 25 | 1 | 1 | 0 | 4.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Westlake, Oh | 25 | 1 | 1 | 0 | 4.0% | |||
| E•• F•••••••• A••••••• independent RIA | New York, Ny | 25 | 3 | 1 | +2 | 4.0% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Raleigh, Nc | 25 | 2 | 1 | +1 | 4.0% | |||
| S•••••••• A••••••• L•• national BD | Minneapolis, Mn | 25 | 6 | 1 | +5 | 4.0% | |||
| M•••••• BD affiliated | Tulsa, Ok | 25 | 5 | 1 | +4 | 4.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Toledo, Oh | 25 | 2 | 1 | +1 | 4.0% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Newtown, Pa | 25 | 1 | 1 | 0 | 4.0% | |||
| D•• W•••••• L•• independent RIA | Atlanta, Ga · principal | 25 | 3 | 1 | +2 | 4.0% | |||
| W••••••••• A••••••• independent RIA | Potomac, Md | 25 | 3 | 1 | +2 | 4.0% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Buffalo, Ny | 25 | 1 | 1 | 0 | 4.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Melbourne, Fl | 25 | 1 | 1 | 0 | 4.0% | |||
| E••••• J•••• national BD | Frisco, Tx | 25 | 1 | 1 | 0 | 4.0% | |||
| C•• I••••••••• I•• independent RIA | Rochester, Mi · principal | 25 | 3 | 1 | +2 | 4.0% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Boca Raton, Fl | 25 | 3 | 1 | +2 | 4.0% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Mount Laurel, Nj | 25 | 1 | 1 | 0 | 4.0% | |||
| L•• F•••••••• L•• BD affiliated | Fremont, Ca | 25 | 4 | 1 | +3 | 4.0% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Kirkland, Wa | 25 | 9 | 1 | +8 | 4.0% | |||
| W•••• F•••• A••••••• wirehouse | Carmel, Ca | 25 | 3 | 1 | +2 | 4.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Green Bay, Wi | 25 | 3 | 1 | +2 | 4.0% | |||
| M••••• S•••••• wirehouse | Lafayette, La | 25 | 1 | 1 | 0 | 4.0% | |||
| C•••••• S••••• • C••• I••• national BD | Sacramento, Ca | 25 | 4 | 1 | +3 | 4.0% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Rolling Hills Estates, Ca | 25 | 2 | 1 | +1 | 4.0% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.