DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
652 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CRESAP, INC. independent RIA | $339M | +0.0% | 5 | $67.8M | 100% | 0.0% | 121 | 2 | |
| FIRST DALLAS SECURITIES, INC. independent RIA | $336M | +27% | 7 | $48.0M | 85% | 84% | 36 | 1 | |
| AMERICAN FUNDSTARS independent RIA | $333M | +56% | 15 | $22.2M | 57% | 100% | 1 | 3 | |
| C••••• F•••••••• G••••• I••• independent RIA | $331M | +21% | 10 | $33.1M | 100% | 0.2% | 269 | 2 | |
| C••••••• S••••••••• L•• BD affiliated | $330M | +17% | 26 | $12.7M | 83% | 37% | 31 | 8 | |
| W•••••• F•••••••• S•••••••• I••• independent RIA | $328M | +19% | 7 | $46.8M | 100% | 56% | 162 | 1 | |
| U•••••••• F•••••••• S••••••• I••• asset manager | $325M | -4.2% | 1 | $325M | 0.0% | 1 | |||
| I••••••• I••••••••• M••••••••• L•• asset manager | $323M | +5.3% | 1 | $323M | 0.0% | 2 | 7 | ||
| W••••• A•••• M••••••• independent RIA | $322M | +14% | 9 | $35.8M | 99% | 2 | |||
| E•••••• E••••• L•• BD affiliated | $322M | -1.9% | 82 | $3.9M | 98% | 41% | 8 | 10 | |
| B••• G••••• • C••••••• I••• independent RIA | $322M | +64% | 30 | $10.7M | 100% | 75% | 14 | 11 | |
| M••••• W••••• M••••••••• I••• independent RIA | $312M | +16% | 9 | $34.7M | 92% | 42% | 54 | 2 | |
| I•••••• A••••••• L•• independent RIA | $310M | +69% | 11 | $28.2M | 95% | 30% | 105 | 5 | |
| H• C• D•••••• C•• independent RIA | $310M | +75% | 4 | $77.5M | 100% | 61% | 86 | 1 | |
| O••••••••• S••••••••• I••• BD affiliated | $306M | +2.1% | 336 | $911,037 | 100% | 7.4% | 7 | 121 | |
| H•••••• W•••••• I••••••••• S••••••• I••• independent RIA | $306M | +45% | 8 | $38.3M | 92% | 4.1% | 108 | 4 | |
| T••••• F•••••••• asset manager | $306M | +10% | 0.0% | 3 | |||||
| M••• I••••••••• S••••••••• I••• independent RIA | $303M | +15% | 8 | $37.8M | 98% | 78% | 83 | 2 | |
| A••••• F•••••••• G••••• I••• other | $302M | +11% | 2 | $151M | 4.6% | 1 | |||
| A•••••• S••••••••• I••• T•••••• N•••• K••••••• independent RIA | $300M | +32% | 6 | $50.0M | 99% | 22% | 118 | 1 | |
| U•• F•••••••• S••••••••• L•• independent RIA | $297M | -1.7% | 127 | $2.3M | 98% | 27% | 10 | 101 | |
| I•••••• P•••••• C••••• A••••••• L•• asset manager | $291M | +2147% | 0.0% | 2 | |||||
| L•••• B•••••• • C••• L•• independent RIA | $291M | +1.8% | 18 | $16.1M | 90% | 53% | 38 | 9 | |
| M••••• N••••• • C••• I••• independent RIA | $287M | +11% | 5 | $57.5M | 100% | 1 | |||
| V••••• F•••••••• G•••• independent RIA | $287M | +21% | 4 | $71.8M | 98% | 43% | 127 | 1 | |
| W••••••• S••••••••• I••• BD affiliated | $286M | +72% | 51 | $5.6M | 100% | 35% | 32 | 21 | |
| D••••• C•••••• other | $284M | +7.9% | 0.0% | 1 | |||||
| S••••• B•••• • G•••••• I••• D•••• S•• W••••• M••••••••• independent RIA | $284M | +0.3% | 3 | $94.7M | 99% | 61% | 159 | 1 | |
| B••••••••• F•••••••• P••••••• G•••• independent RIA | $281M | +26% | 3 | $93.8M | 93% | 64% | 125 | 1 | |
| M•••••••• I••••••••• I••• other | $277M | +22% | 2 | $139M | 16% | 72% | 35 | 1 | |
| W••••••••• C•••••• S••••••••• L•• independent RIA | $277M | +7.3% | 6 | $46.2M | 98% | 80% | 29 | 4 | |
| U•••••• I••••••••• M••••••••• L••••• independent RIA | $273M | +13% | 14 | $19.5M | 96% | 91% | 33 | 2 | |
| A•••••• E••••••• I••• asset manager | $272M | +7.4% | 0.0% | 1 | |||||
| P••••••• A••••••• S•••••••• I••• independent RIA | $271M | +55% | 12 | $22.6M | 88% | 62% | 28 | 3 | 1 |
| O•• F•••••••• S•••••••• I••• independent RIA | $271M | +0.4% | 28 | $9.7M | 77% | 5 | |||
| D••••••••• R••••••••• L•• independent RIA | $269M | +15% | 1 | $269M | 98% | 60% | 640 | 1 | |
| N•••••• W••••• A•••••••• I••• independent RIA | $263M | +36% | 6 | $43.8M | 100% | 28% | 199 | 3 | |
| B••• I•••••••• independent RIA | $257M | +2.0% | 74% | 79% | 2 | ||||
| W•• B•••••••• S•••••••• I••• BD affiliated | $257M | +46% | 103 | $2.5M | 100% | 70 | |||
| S••• I••••••••• C•••••• independent RIA | $256M | +12% | 16 | $16.0M | 77% | 90% | 29 | 4 | 1 |
| M••••• C•••••• A•••••••• L•• independent RIA | $255M | 18 | $14.2M | 100% | 5.9% | 68 | 5 | ||
| Q•• C•••••• M••••••••• I•• independent RIA | $252M | +37% | 3 | $84.1M | 99% | 77% | 38 | 1 | |
| Z••••• W••••• M••••••••• independent RIA | $243M | -42% | 3 | $80.9M | 75% | 60% | 73 | 2 | |
| S••••••••• G•••••• • U•••••••• W••••• M••••••••• L•• independent RIA | $236M | -13% | 5 | $47.3M | 97% | 62% | 124 | 4 | |
| J• W• K•••• • C•••••• other | $229M | +1.4% | 7 | $32.7M | 3.2% | 100% | 2 | 1 | |
| X• A•••••••• L•• independent RIA | $229M | +20% | 5 | $45.7M | 100% | 59% | 132 | 5 | |
| W•••••••• C•••••• I••••••••• A••••••• S••••••• L•• independent RIA | $228M | +33% | 2 | $114M | 97% | 89% | 55 | 1 | |
| C•••• A•••••••• L•• independent RIA | $220M | 16 | $13.8M | 82% | 53% | 23 | 9 | ||
| T••••••• D•••• A•••• M••••••••• independent RIA | $211M | +2.2% | 5 | $42.3M | 96% | 70% | 59 | 1 | |
| K••••• A•••• M••••••••• L•• asset manager | $206M | -9.2% | 3 | $68.5M | 0.0% | 1 | |||
| K•• F••••••••• I••• independent RIA | $202M | +11% | 38 | $5.3M | 100% | 32% | 33 | 18 | |
| N••••••••• • L••• I••• independent RIA | $199M | +19% | 1 | $199M | 92% | 62% | 262 | 1 | |
| L••••••• • A••••••••• I••• mixed wealth | $198M | +2.2% | 1 | $198M | 40% | 78% | 125 | 1 | 1 |
| G•••••••• C•••••• M••••••••• C••• independent RIA | $198M | +9.6% | 1 | $198M | 83% | 50% | 256 | 1 | |
| V•••••• M••••••••• L•••••• independent RIA | $197M | -3.3% | 4 | $49.4M | 100% | 100% | 1 | ||
| C••••••••• I•••••••• S•••••••• I••• independent RIA | $197M | +12% | 9 | $21.9M | 97% | 0.0% | 67 | 2 | |
| B••••••••• W••••• M••••••••• L••••• independent RIA | $196M | 2 | $98.1M | 72% | 80% | 93 | 1 | ||
| A•••• F••••••••• I••• independent RIA | $195M | +22% | 12 | $16.2M | 100% | 54% | 24 | 2 | |
| F•••• A••••••• A•••• A•••••••• L•• independent RIA | $192M | +37% | 5 | $38.4M | 100% | 100% | 53 | 1 | |
| L••• A••••• F•• A•••••• L•• asset manager | $190M | 214 | $889,733 | 0.0% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.