DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PKS INVESTMENT ADVISORS LLC independent RIA | $367M | +51% | 7 | $52.5M | 76% | 73% | 65 | 3 | |
| TULL FINANCIAL GROUP, INC. independent RIA | $367M | +18% | 5 | $73.4M | 97% | 74% | 58 | 1 | |
| ODER INVESTMENT MANAGEMENT, LLC independent RIA | $367M | +15% | 5 | $73.3M | 89% | 86% | 36 | 2 | |
| T• A•••• I••••••••• H••••• I••• independent RIA | $367M | +10% | 3 | $122M | 100% | 73% | 109 | 1 | |
| S•••• R•••• W••••• M••••••••• independent RIA | $366M | +13% | 4 | $91.6M | 99% | 79% | 69 | 2 | |
| F•••••••• L••• A••••••• independent RIA | $366M | +5.9% | 7 | $52.3M | 97% | 86% | 30 | 1 | |
| C•••••• W••••• M••••••••• I••• independent RIA | $366M | +19% | 5 | $73.1M | 96% | 86% | 58 | 5 | |
| P••••••••• W••••• M••••••••• independent RIA | $365M | +33% | 5 | $73.1M | 96% | 86% | 47 | 1 | |
| T••••••• A•••• M••••••••• independent RIA | $365M | +0.3% | 5 | $73.1M | 97% | 89% | 46 | 1 | |
| B••••••• A•••• M••••••••• L•• independent RIA | $365M | +4.4% | 3 | $122M | 94% | 86% | 70 | 4 | |
| R•••••• W•••••• L•• independent RIA | $365M | +10% | 5 | $73.0M | 100% | 88% | 43 | 1 | |
| K•••• W••••• A•••••••• I•• independent RIA | $365M | +19% | 2 | $183M | 98% | 73% | 181 | 2 | |
| F•• I••••••••• A•••••••• I••• independent RIA | $365M | +23% | 3 | $122M | 100% | 78% | 54 | 2 | |
| T• P•••••• W••••• independent RIA | $364M | +11% | 4 | $91.1M | 100% | 86% | 67 | 2 | |
| C•••• C•••••• independent RIA | $364M | +21% | 7 | $52.0M | 95% | 50% | 111 | 1 | |
| H•••••• I••••••••• S•••••••• L••• independent RIA | $364M | +15% | 7 | $52.0M | 91% | 62% | 45 | 1 | |
| C•••••••• P•••••• W••••• L•• independent RIA | $363M | +20% | 3 | $121M | 100% | 83% | 62 | 2 | |
| R•••••••• I••••••••• L•• independent RIA | $363M | +17% | 5 | $72.6M | 60% | 80% | 37 | 4 | |
| P•••••• F•••••••• A••••••••• L•• independent RIA | $363M | +14% | 3 | $121M | 98% | 60% | 178 | 2 | |
| I••••• F•••• P•••••••• M••••••••• independent RIA | $362M | +8.5% | 3 | $121M | 98% | 72% | 99 | 1 | |
| B••••• W••••• M••••••••• I••• independent RIA | $362M | +40% | 3 | $121M | 100% | 84% | 44 | 1 | |
| M•• A••••••• G•••• independent RIA | $361M | +23% | 8 | $45.2M | 100% | 71% | 62 | 6 | |
| M•• F•••••••• S•••••••• L•• independent RIA | $361M | +15% | 3 | $120M | 99% | 58% | 428 | 2 | |
| C•• C•••••• M••••••••• L•• independent RIA | $361M | +9.8% | 4 | $90.2M | 93% | 87% | 50 | 1 | |
| S••••• I••••••••• M••••••••• L•• independent RIA | $361M | -6.3% | 5 | $72.2M | 93% | 77% | 59 | 1 | |
| W••••• P••••••• G•••• independent RIA | $361M | +1.3% | 4 | $90.2M | 77% | 71% | 95 | 1 | 1 |
| T••••••••• C•••••• G•••• independent RIA | $361M | +16% | 9 | $40.1M | 100% | 69% | 56 | 1 | |
| C••••• F••••••••• L•• independent RIA | $361M | +14% | 5 | $72.1M | 100% | 74% | 54 | 1 | |
| G•••••• L••••••••• I••• independent RIA | $361M | +12% | 3 | $120M | 93% | 66% | 127 | 1 | |
| C•••••• I••••••••• A•••••••• I••• independent RIA | $360M | +8.9% | 3 | $120M | 100% | 76% | 59 | 1 | |
| J••••• W••••• M••••••••• independent RIA | $360M | +21% | 7 | $51.5M | 98% | 71% | 57 | 2 | |
| U• S• B••••• C•••••• C••••••••• independent RIA | $360M | +7.2% | 3 | $120M | 96% | 80% | 31 | 1 | |
| B•• W••••• M••••••••• L•• independent RIA | $360M | +20% | 4 | $89.9M | 87% | 71% | 132 | 1 | |
| K•••••• I••••••••• G••••• L•• independent RIA | $360M | +20% | 3 | $120M | 86% | 64% | 186 | 2 | |
| W••••••••• P••• C•••••• M••••••••• L•• independent RIA | $359M | 1 | $359M | 99% | 86% | 191 | 1 | ||
| T•• D•••• J• Y•••• G•••• I••• independent RIA | $359M | -1.5% | 4 | $89.8M | 84% | 87% | 119 | 4 | |
| C•••••••• C•••••• independent RIA | $359M | 3 | $120M | 84% | 77% | 102 | 1 | ||
| S•••• W••••• P••••••• independent RIA | $359M | +19% | 8 | $44.9M | 95% | 64% | 55 | 2 | |
| T•• W••••• M••••••••• independent RIA | $359M | +19% | 3 | $120M | 98% | 86% | 87 | 1 | |
| A••••• I••••••••• M•••••••• L•• independent RIA | $359M | +11% | 2 | $179M | 90% | 85% | 93 | 1 | |
| L•••••• F•••••••• C••••••••• independent RIA | $359M | +5.8% | 2 | $179M | 98% | 89% | 84 | 1 | |
| P•••• W••••••• A•••••••• I••• independent RIA | $359M | +0.0% | 6 | $59.8M | 100% | 59% | 46 | 6 | |
| C••••••••• C•••••• M••••••••• independent RIA | $358M | +12% | 5 | $71.7M | 98% | 71% | 69 | 1 | |
| P••••• F•••••••• A•••••••• L•• independent RIA | $358M | +14% | 4 | $89.5M | 100% | 73% | 53 | 2 | |
| H••••••• W••••• M••••••••• independent RIA | $358M | +14% | 6 | $59.6M | 100% | 84% | 36 | 1 | |
| A•••••• C•••••• L•• independent RIA | $358M | +22% | 9 | $39.7M | 100% | 54% | 76 | 2 | |
| L••••••• F•••••••• S••••••••• I••• independent RIA | $357M | +17% | 4 | $89.4M | 100% | 60% | 129 | 1 | |
| M•••••• C•••••• M••••••••• I••• independent RIA | $357M | +11% | 4 | $89.3M | 100% | 89% | 48 | 1 | |
| C••••••• W••••• M••••••••• L•• independent RIA | $357M | +7.0% | 2 | $179M | 96% | 78% | 113 | 2 | |
| S•••••••• F•••••••• A•••••••• L•• independent RIA | $357M | +12% | 6 | $59.4M | 98% | 80% | 37 | 2 | |
| A••••• W••••• P••••••• independent RIA | $356M | 3 | $119M | 99% | 76% | 128 | 1 | ||
| F••••• D•••••••• W•••••• L•• independent RIA | $356M | +26% | 10 | $35.6M | 96% | 73% | 62 | 3 | |
| W••••• O••••••• independent RIA | $356M | +16% | 4 | $89.1M | 75% | 64% | 42 | 1 | |
| C••••••• W••••• M••••••••• G••••• L•• independent RIA | $356M | +22% | 6 | $59.4M | 99% | 68% | 87 | 1 | |
| L••••••• I••••••••• L•• independent RIA | $356M | +103% | 6 | $59.3M | 90% | 85% | 45 | 1 | |
| S•••• O•• W••••• M••••••••• L•• independent RIA | $356M | +5.0% | 4 | $88.9M | 96% | 83% | 67 | 2 | |
| G•••••• B••••• L•• independent RIA | $356M | +31% | 4 | $88.9M | 98% | 90% | 43 | 3 | |
| F••••••••• independent RIA | $355M | +23% | 5 | $71.0M | 94% | 57% | 82 | 1 | |
| C••• N•••••• W••••• M••••••••• independent RIA | $355M | +18% | 2 | $177M | 100% | 74% | 210 | 2 | |
| H•••••• A•••••••• I•• independent RIA | $355M | +6.7% | 3 | $118M | 99% | 84% | 81 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.