DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BHK SECURITIES, LLC independent RIA | $128M | -4.0% | 3 | $42.8M | 98% | 88% | 34 | 1 | |
| ST. JOHN & ASSOCIATES, INC. independent RIA | $128M | +11% | 3 | $42.8M | 96% | 76% | 47 | 1 | |
| PACIFICA PARTNERS CAPITAL MANAGEMENT INC. independent RIA | $128M | +22% | 8 | $16.0M | 100% | 71% | 33 | 2 | |
| B••••• A••••••• independent RIA | $128M | 3 | $42.7M | 100% | 73% | 59 | 2 | ||
| N••••••• F•••••••• S•••••••• L•• independent RIA | $128M | +5.2% | 2 | $64.1M | 100% | 71% | 54 | 1 | |
| T•• M•••• G•••• I••• independent RIA | $128M | 2 | $64.0M | 100% | 77% | 71 | 2 | ||
| N••• G••••••••• I••••••••• L•• independent RIA | $128M | +8.5% | 3 | $42.7M | 98% | 63% | 82 | 1 | |
| O••• P•••••• W••••• G••••• L•• independent RIA | $128M | +25% | 3 | $42.7M | 100% | 74% | 47 | 2 | |
| G•• I••••••••• independent RIA | $128M | +3.0% | 2 | $63.8M | 100% | 83% | 43 | 3 | |
| W••••• independent RIA | $128M | +16% | 4 | $31.9M | 100% | 73% | 27 | 2 | |
| A•••• A•••••• G••••• L•• independent RIA | $128M | 2 | $63.8M | 100% | 57% | 105 | 1 | ||
| Y•• W••••• M••••••••• independent RIA | $127M | +9.2% | 3 | $42.5M | 100% | 82% | 33 | 4 | |
| D•••• W••••• M••••••••• independent RIA | $127M | 4 | $31.9M | 100% | 64% | 49 | 2 | ||
| W• F•••••••• G•••• independent RIA | $127M | +26% | 4 | $31.9M | 100% | 69% | 35 | 1 | |
| C••••••• R••••••••• P•••••••• I••• independent RIA | $127M | 3 | $42.5M | 77% | 74% | 34 | 3 | ||
| S•••• A•••• M••••••••• L•• independent RIA | $127M | 1 | $127M | 89% | 73% | 143 | 1 | ||
| M•••• F•••••••• A•••••••• L••• independent RIA | $127M | +15% | 3 | $42.4M | 100% | 80% | 31 | 4 | |
| W••••• W••••• S••••••••• L•• independent RIA | $127M | +2.9% | 1 | $127M | 73% | 73% | 196 | 1 | |
| S•••••• W••••• M••••••••• L•• independent RIA | $127M | 3 | $42.4M | 93% | 53% | 94 | 1 | ||
| P••••••• W•••••• L•• independent RIA | $127M | 3 | $42.4M | 100% | 79% | 15 | 2 | ||
| S••••• M••••••••• G•••• independent RIA | $127M | 2 | $63.5M | 97% | 74% | 81 | 1 | 2 | |
| G••••••••• W••••• S••••••••• independent RIA | $127M | +23% | 3 | $42.3M | 73% | 68% | 68 | 3 | |
| G••••••••• W••••• P••••••• independent RIA | $127M | 3 | $42.3M | 89% | 69% | 83 | 2 | ||
| A•••••• A••••••• independent RIA | $127M | 2 | $63.5M | 100% | 75% | 55 | 4 | ||
| B••••••••• C•••••• M••••••••• L•• independent RIA | $127M | 2 | $63.3M | 100% | 76% | 43 | 2 | ||
| A••••• F•••••••• G•••• independent RIA | $127M | +15% | 2 | $63.3M | 100% | 57% | 165 | 1 | |
| C••••••••• W••••• M••••••••• • P••••••• independent RIA | $127M | 2 | $63.3M | 98% | 78% | 215 | 1 | ||
| H•••••• W••••• M••••••••• L•• independent RIA | $127M | +18% | 2 | $63.3M | 100% | 73% | 105 | 1 | |
| R•• W••••• A•••••••• L•• independent RIA | $126M | +6.5% | 3 | $42.2M | 100% | 55% | 80 | 2 | |
| F•••••••• P•••••• W••••• independent RIA | $126M | +23% | 1 | $126M | 100% | 89% | 67 | 1 | |
| T•• A••••••• F••• independent RIA | $126M | 1 | $126M | 100% | 73% | 120 | 1 | ||
| C•••• • P••••• independent RIA | $126M | -48% | 1 | $126M | 88% | 67% | 213 | 4 | |
| O•• S••••• A••••••• independent RIA | $126M | 2 | $63.1M | 99% | 69% | 78 | 2 | ||
| V•• P•••••••• I••• independent RIA | $126M | 2 | $63.1M | 99% | 71% | 103 | 2 | ||
| C•••••• W••••• A•••••••• L••• independent RIA | $126M | +11% | 1 | $126M | 100% | 54% | 185 | 1 | |
| T•••• C•••• C•••••• A••••••• independent RIA | $126M | 5 | $25.2M | 99% | 67% | 35 | 1 | ||
| R•••••• F•••••••• P••••••• S•••••••• L•• independent RIA | $126M | 2 | $63.0M | 98% | 56% | 107 | 1 | ||
| H••••• W••••• M••••••••• independent RIA | $126M | 3 | $41.9M | 100% | 89% | 19 | 1 | ||
| O•• S••••• I••••••••• independent RIA | $125M | +11% | 1 | $125M | 53% | 89% | 65 | 2 | 7 |
| B••••••• A•••••••• I••• independent RIA | $125M | +21% | 2 | $62.7M | 100% | 81% | 41 | 1 | |
| C•••••••• W••••• P••••••• independent RIA | $125M | 1 | $125M | 100% | 88% | 85 | 1 | ||
| T•• G•••••• G•••• independent RIA | $125M | 1 | $125M | 100% | 72% | 133 | 1 | ||
| K•••• G••••• W••••• G•••• independent RIA | $125M | +7.4% | 2 | $62.6M | 100% | 80% | 56 | 2 | |
| S••••••• F•••••••• L•• independent RIA | $125M | 4 | $31.3M | 100% | 84% | 22 | 5 | ||
| B••• C•••• A•••••••• L•• independent RIA | $125M | 2 | $62.6M | 100% | 59% | 145 | 1 | ||
| 4• N•••• C••••••• L•• independent RIA | $125M | +9.8% | 2 | $62.6M | 97% | 79% | 213 | 2 | |
| C•••••• F•••••••• S••••••••• independent RIA | $125M | 3 | $41.7M | 88% | 74% | 63 | 2 | ||
| A••••••••• W••••• M••••••••• C••• independent RIA | $125M | +15% | 3 | $41.7M | 100% | 68% | 81 | 1 | |
| S••••••••• W••••• M••••••••• P•• independent RIA | $125M | +13% | 4 | $31.3M | 100% | 60% | 95 | 1 | |
| T•••••••• W•••••• L•• independent RIA | $125M | 2 | $62.5M | 100% | 65% | 82 | 1 | ||
| S••••• C•••••• M••••••••• independent RIA | $125M | 1 | $125M | 94% | 72% | 45 | 1 | ||
| W••• F•••••••• A••••••• L•• independent RIA | $125M | +12% | 1 | $125M | 100% | 67% | 99 | 1 | |
| A•••• W••••• S••••••••• L•• independent RIA | $125M | +25% | 2 | $62.4M | 98% | 57% | 136 | 2 | |
| N•• F•••••••• P•••••••• L•• independent RIA | $125M | +19% | 1 | $125M | 100% | 87% | 75 | 1 | |
| H•••••• M•••••• independent RIA | $125M | 2 | $62.3M | 100% | 89% | 30 | 1 | ||
| S••••••••• A•••••••• L•• independent RIA | $124M | 5 | $24.9M | 98% | 80% | 53 | 1 | ||
| S••• F••••••••• L•• independent RIA | $124M | +9.3% | 3 | $41.4M | 100% | 81% | 33 | 2 | |
| C•••• W••••• M••••••••• L•• independent RIA | $124M | +10% | 2 | $62.2M | 100% | 61% | 126 | 1 | |
| R•••• C•••••• L•• independent RIA | $124M | 1 | $124M | 100% | 68% | 170 | 1 | ||
| W•••••••• C•••••• A••••••• L•• independent RIA | $124M | -0.6% | 3 | $41.4M | 100% | 82% | 31 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.