DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| NATWEALTH MANAGEMENT independent RIA | $115M | +39% | 93% | 83% | 17 | ||||
| STRATFI independent RIA | $115M | 2 | $57.5M | 100% | 86% | 44 | 1 | ||
| LIGHTEDWAY ADVISORY SERVICES, INC. independent RIA | $115M | +21% | 1 | $115M | 97% | 74% | 267 | 1 | |
| F•••••• W•••••• I••• independent RIA | $115M | +7.4% | 3 | $38.3M | 100% | 84% | 26 | 1 | |
| C••••••• W••••• P••••••• independent RIA | $115M | 3 | $38.3M | 100% | 75% | 52 | 3 | ||
| M•••• W••••• M••••••••• • P••••••• L•• independent RIA | $115M | +6.7% | 2 | $57.4M | 98% | 90% | 231 | 1 | |
| S•••• B•• F•••••••• P••••••• independent RIA | $115M | +4.9% | 2 | $57.4M | 99% | 87% | 25 | 3 | |
| E••••••• • A••••••••• independent RIA | $114M | +12% | 1 | $114M | 100% | 73% | 362 | 1 | |
| A••• L•• independent RIA | $114M | 7 | $16.3M | 100% | 71% | 39 | 1 | ||
| Q•••• C••• C•••••• M••••••••• L•• independent RIA | $114M | +11% | 1 | $114M | 100% | 57% | 173 | 1 | |
| G•••••••• W••••• M••••••••• L•• independent RIA | $114M | +17% | 2 | $57.1M | 100% | 82% | 50 | 1 | |
| R••• P•••• • C•• independent RIA | $114M | 3 | $38.1M | 100% | 56% | 64 | 1 | ||
| S••••• F•••••••• G•••• independent RIA | $114M | 1 | $114M | 100% | 53% | 444 | 1 | ||
| A•••• F•••••••• independent RIA | $114M | +4.5% | 1 | $114M | 63% | 86% | 91 | 1 | |
| A•••• independent RIA | $114M | +30% | 2 | $56.9M | 90% | 75% | 49 | 1 | |
| F•••••••• P••••••• F••••• L•• independent RIA | $114M | 4 | $28.5M | 94% | 54% | 73 | 1 | ||
| C••••••••• W••••• M••••••••• L••••• independent RIA | $114M | +8.9% | 1 | $114M | 99% | 82% | 95 | 2 | |
| F•••••• A•••• M••••••••• L•• independent RIA | $114M | 6 | $19.0M | 94% | 61% | 29 | 1 | ||
| C••••• C•••• W••••• M••••••••• L•• independent RIA | $114M | 2 | $56.9M | 100% | 61% | 103 | 1 | ||
| B•••• F•••••••• C•••••••• L•• independent RIA | $114M | +13% | 1 | $114M | 92% | 71% | 144 | 1 | |
| P••••••••• W••••• M••••••••• L•• independent RIA | $114M | 3 | $37.9M | 95% | 66% | 60 | 1 | ||
| S••••••• • C••••••• L•• independent RIA | $114M | 5 | $22.7M | 100% | 81% | 21 | 1 | ||
| S••••• R•••• C•••••• P•••••••• L•• independent RIA | $114M | 3 | $37.9M | 93% | 80% | 31 | 1 | ||
| E••••• F•••••••• G••••• L•• independent RIA | $113M | 6 | $18.9M | 89% | 69% | 50 | 6 | ||
| H•• A•••••••• I••• independent RIA | $113M | -49% | 6 | $18.9M | 100% | 70% | 22 | 3 | |
| H••••• C•••••• M••••••••• I••• independent RIA | $113M | 1 | $113M | 97% | 75% | 83 | 2 | ||
| W••••••••• I••• independent RIA | $113M | 1 | $113M | 100% | 81% | 87 | 1 | ||
| M•• W••••• L•• independent RIA | $113M | 2 | $56.6M | 91% | 76% | 43 | 1 | ||
| B•••••• • J•••••• F••••• W••••• M••••••••• independent RIA | $113M | 2 | $56.5M | 97% | 83% | 45 | 1 | ||
| O••••• P••••••• G••••• L•• independent RIA | $113M | 3 | $37.6M | 91% | 78% | 31 | 1 | ||
| L•••• F•••••••• A••••••• independent RIA | $113M | 1 | $113M | 95% | 63% | 1 | |||
| W••••• P••••••• G•••• independent RIA | $113M | +7.2% | 4 | $28.2M | 96% | 77% | 27 | 1 | |
| M••••• F• L•• independent RIA | $113M | 2 | $56.4M | 100% | 88% | 127 | 2 | ||
| S•••••• I••••••••• M••••••••• L•• independent RIA | $113M | 3 | $37.5M | 100% | 76% | 57 | 3 | ||
| E•••••••• W••••• A••••••• independent RIA | $112M | +4.5% | 3 | $37.5M | 66% | 79% | 47 | 2 | |
| C••••• I••••••••• A•••••••• I••• independent RIA | $112M | 1 | $112M | 100% | 85% | 238 | 4 | ||
| O•••••• W••••• M••••••••• independent RIA | $112M | 2 | $56.2M | 100% | 82% | 38 | 2 | ||
| A••• W••••• P••••••• independent RIA | $112M | +143% | 2 | $56.2M | 98% | 82% | 43 | 1 | |
| S••••• A•••• M••••••••• L•• independent RIA | $112M | 1 | $112M | 99% | 86% | 80 | 1 | ||
| S•• F•••••••• W••••• P••••••• L•• independent RIA | $112M | 2 | $56.1M | 100% | 90% | 22 | 1 | ||
| K•• W••••• M••••••••• I••• independent RIA | $112M | +11% | 3 | $37.4M | 100% | 66% | 50 | 1 | |
| S••••••• F••••••••• L•• independent RIA | $112M | 1 | $112M | 100% | 66% | 120 | 2 | ||
| I•••••• C•••••• independent RIA | $112M | +3.8% | 2 | $56.1M | 66% | 86% | 25 | 2 | |
| A••••• C••••••• L•• independent RIA | $112M | 2 | $56.0M | 100% | 56% | 93 | 1 | ||
| S••••• I••••••••• M••••••••• L•• independent RIA | $112M | 3 | $37.3M | 94% | 53% | 134 | 1 | ||
| U••••••• W••••• M••••••••• L•• independent RIA | $112M | 2 | $55.9M | 94% | 52% | 201 | 1 | ||
| P••••• I••••••••• A••••••• C••••••••• independent RIA | $112M | 2 | $55.8M | 100% | 70% | 51 | 1 | ||
| M•••• F•••••••• P•••••••• I••• independent RIA | $111M | 1 | $111M | 98% | 75% | 116 | 3 | ||
| B••••••• W••••• M••••••••• L•• independent RIA | $111M | 5 | $22.2M | 100% | 68% | 30 | 2 | ||
| F•••• F•••••••• independent RIA | $111M | 2 | $55.6M | 97% | 73% | 60 | 1 | ||
| I•••••••• W••••• M••••••••• L•• independent RIA | $111M | 3 | $37.0M | 100% | 80% | 33 | 1 | ||
| E•••• W••••• M••••••••• independent RIA | $111M | 1 | $111M | 91% | 83% | 83 | 2 | ||
| S••• W••••• M••••••••• L•• independent RIA | $111M | 1 | $111M | 100% | 89% | 48 | 1 | ||
| E•••••• F•••••••• A•••••••• I••• independent RIA | $111M | 1 | $111M | 99% | 54% | 312 | 1 | ||
| K••••••• C•••••• M••••••••• independent RIA | $111M | -6.0% | 1 | $111M | 100% | 89% | 227 | 1 | |
| F•• F•••••••• S•••••••• I••• independent RIA | $111M | +22% | 1 | $111M | 100% | 85% | 84 | 2 | |
| A••••••• F••••••••• L•• independent RIA | $111M | 4 | $27.7M | 85% | 79% | 17 | 4 | 1 | |
| P•••••• E•••• W••••• A•••••••• I••• independent RIA | $111M | 3 | $36.9M | 98% | 65% | 35 | 2 | ||
| C••• S•••••• • C••••••• L•• independent RIA | $111M | 3 | $36.9M | 100% | 61% | 46 | 5 | ||
| P••••••• W•••••• L•• independent RIA | $111M | 7 | $15.8M | 81% | 82% | 11 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.