DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC independent RIA | $34.4M | +53% | 3 | $11.5M | 100% | 69% | 13 | 1 | |
| STONE OAK CAPITAL LLC independent RIA | $33.7M | 1 | $33.7M | 100% | 64% | 66 | 1 | ||
| LUNIN-PACK PLANNING AND ADVICE, LLC independent RIA | $32.4M | 2 | $16.2M | 80% | 67% | 19 | 1 | ||
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | $32.0M | +32% | 283 | $113,200 | 100% | 74% | 24 | 92 | |
| F•••• S••• W••••• P••••••• independent RIA | $31.3M | 1 | $31.3M | 100% | 84% | 19 | 1 | ||
| M•• C•••• B••••• A••••••• I••• independent RIA | $31.1M | +110% | 100% | 77% | 13 | ||||
| Z••• D•• C•••••• E••••••••• L•• independent RIA | $30.7M | -20% | 16 | $1.9M | 94% | 62% | 8 | 18 | |
| F•••••••• P•••••••• L•• independent RIA | $30.4M | +16% | 2 | $15.2M | 77% | 67% | 29 | 2 | 1 |
| D••• W••••• P•••••••• L•• independent RIA | $30.4M | +38% | 6 | $5.1M | 100% | 71% | 7 | 3 | |
| W•••••• A••••••• G••••• I••• independent RIA | $30.3M | 2 | $15.1M | 100% | 85% | 6 | 2 | ||
| N• O•••• P•••••• B••••••• N••• independent RIA | $30.1M | +11% | 74% | 59% | 1 | ||||
| C••••••• A••••••• L•• independent RIA | $30.0M | 3 | $10.0M | 100% | 83% | 10 | 2 | ||
| S••••• P•••••• W•••••• L•• independent RIA | $29.9M | 5 | $6.0M | 100% | 71% | 7 | 1 | ||
| P••• C•••••• M••••••••• independent RIA | $29.8M | 1 | $29.8M | 96% | 87% | 23 | 1 | ||
| S• W••••••• C••••••• L•• independent RIA | $29.2M | +5.6% | 1 | $29.2M | 60% | 86% | 17 | 1 | |
| B••••• independent RIA | $29.2M | +45% | 100% | 67% | 1 | ||||
| G•••••••• P••••••••• I••••••••• independent RIA | $29.1M | +4.1% | 89% | 51% | 1 | ||||
| S••••• O• P••••••• F•••••• independent RIA | $28.7M | 1 | $28.7M | 100% | 73% | 32 | 1 | ||
| S•• F•••••••• S••••••• independent RIA | $28.2M | 1 | $28.2M | 97% | 58% | 70 | 1 | ||
| G•• A•••• M••••••••• L•• independent RIA | $27.5M | +21% | 3 | $9.2M | 89% | 90% | 12 | 1 | |
| M•••••••• W••••• M••••••••• L•• independent RIA | $27.4M | 1 | $27.4M | 100% | 73% | 33 | 1 | ||
| K••••• W••••• M••••••••• independent RIA | $27.1M | +0.2% | 1 | $27.1M | 100% | 53% | 60 | 1 | |
| D•• A••••••• S•••••••• L•• independent RIA | $26.8M | -7.5% | 1 | $26.8M | 100% | 54% | 45 | 1 | |
| K••••••••• F•••••••• S•••••••• I•• independent RIA | $26.8M | +0.2% | 1 | $26.8M | 100% | 65% | 52 | 1 | |
| S••••• S••••• W••••• independent RIA | $26.4M | 1 | $26.4M | 100% | 83% | 28 | 1 | ||
| I••••••••• I••• independent RIA | $26.2M | 1 | $26.2M | 100% | 82% | 6,999 | 3 | ||
| E•••••• P••••••• independent RIA | $25.9M | 2 | $13.0M | 100% | 77% | 22 | 1 | ||
| D•••••••• W••••• independent RIA | $25.8M | 1 | $25.8M | 93% | 86% | 30 | 1 | ||
| O•• T••• A••••••• S••••••• I•• independent RIA | $25.0M | 100% | 60% | 1 | |||||
| C••••••••• G•••• F••••••••• L•• independent RIA | $24.8M | +34% | 5 | $5.0M | 100% | 78% | 8 | 2 | |
| P••••• A••••••• L•• independent RIA | $18.8M | +144920% | 8 | $2.3M | 100% | 50% | 565 | 1 | |
| A•••••• P•••••• W••••• L•• independent RIA | $17.3M | -1.0% | 3 | $5.8M | 100% | 82% | 12 | 1 | |
| H••••••• G•••• U•• I••• independent RIA | $17.0M | 100% | 83% | 2 | |||||
| U••• F••••••••• L•• independent RIA | $16.6M | +28% | 1 | $16.6M | 100% | 78% | 118 | 1 | |
| O••••••• C•••••• M••••••••• L•• independent RIA | $13.6M | +57% | 100% | 62% | 1 | ||||
| P•••••• C•••••• A•••• M••••••••• L•• independent RIA | $13.0M | +7.9% | 93% | 84% | 1 | ||||
| D••••• D•••• I••••••••• C••••••• I••• independent RIA | $12.9M | +1.8% | 100% | 58% | 1 | ||||
| P•••• M••••••••• I••• independent RIA | $12.1M | -91% | 100% | 85% | 1 | ||||
| H••••••••• W••••• A•••••• I••• independent RIA | $9.2M | +44% | 10 | $920,106 | 100% | 59% | 2 | 1 | |
| S••••• P•••••• F•••••••• L•• independent RIA | $9.0M | 1 | $9.0M | 100% | 61% | 1 | |||
| J••••••••• W••••• M••••••••• S•••••••• I••• bank affiliated | $9.0M | 10 | $899,441 | 94% | 52% | 3 | 2 | ||
| M••••••••• A•••••••• L•• independent RIA | $8.1M | -74% | 13 | $620,305 | 100% | 70% | 80 | 1 | |
| B••••• W••••• G•••• A••••••• independent RIA | $7.1M | 1 | $7.1M | 100% | 75% | 2 | |||
| A•••• A•••• M••••••••• L•• independent RIA | $6.6M | 1 | $6.6M | 100% | 68% | 12 | 1 | ||
| C•••••• independent RIA | $4.5M | -9.7% | 1 | $4.5M | 100% | 60% | 22 | 1 | |
| O•• C•••• P•••••• W••••• M••••••••• L•• independent RIA | $4.3M | -28% | 1 | $4.3M | 100% | 86% | 11 | 1 | |
| U• F•••••••• U•• I••• independent RIA | $4.1M | 2 | $2.1M | 100% | 79% | 1 | |||
| E• C••••••• I••••••••• independent RIA | $1.8M | +164% | 1 | $1.8M | 100% | 56% | 22 | 1 |
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Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.