DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| NATIONWIDE FUND ADVISORS asset manager | $83B | +6.9% | 0.0% | 1 | |||||
| GLOBAL X MANAGEMENT COMPANY LLC asset manager | $83B | +49% | 0.0% | 4 | |||||
| NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC. other | $83B | +116% | 0.0% | 2 | |||||
| S••••••• I••••••••• M••••••••• N•••• A•••••• L•• asset manager | $83B | +16% | 0.1% | 100% | 4 | ||||
| S•••••• C•••••• O••••••••• L•• asset manager | $82B | +36% | 0.0% | 1 | 60 | ||||
| P••• A••••• I••••••••• A••••••• L•• institutional | $82B | +7.9% | 0.0% | 1 | |||||
| S•••••••• asset manager | $82B | +16% | 0.0% | 11 | 121 | ||||
| P•••• I••••••••• M••••••••• L•• asset manager | $81B | +28% | 1 | $81B | 0.1% | 97% | 44 | 1 | 6 |
| T•• A•••• M••••••••• C•••••• L•• other | $81B | +15% | 20 | $4.1B | 0.8% | 100% | 1 | 9 | 39 |
| R•••••• I••••••••• institutional | $81B | +1.8% | 3 | $27B | 0.0% | 2 | |||
| G••••••• M••• V•• O••••••• • C• L•• other | $81B | +18% | 0.0% | 1 | 38 | ||||
| S•••••••• P••••••• F••• S•••••••• A••••••• L••• asset manager | $80B | +10% | 0.0% | 6 | 45 | ||||
| G••••••• C•••••• M••••••••• institutional | $80B | -0.1% | 0.0% | 1 | 3 | ||||
| B••••••••• I••••••••• A••••••• L••••• asset manager | $80B | +65% | 0.0% | 3 | 41 | ||||
| C••••••••• P•••••••• L••• other | $80B | +20% | 0.0% | 4 | 104 | ||||
| K••••• A••••••• S•••••••• L•• BD affiliated | $80B | +33% | 1,454 | $54.9M | 89% | 66% | 79 | 545 | |
| L•••••••• P••••••• L••• asset manager | $79B | +2.1% | 0.0% | 9 | 113 | ||||
| A•• I••••••••• M••••••• U• I•• asset manager | $79B | -13% | 0.0% | 7 | 21 | ||||
| S••••••• C•••••• G•••• M••••••••• L••••• asset manager | $79B | +11% | 0.0% | 1 | 115 | ||||
| C•••••• A•••• M••••••••• L•• independent RIA | $79B | +27% | 212 | $372M | 89% | 100% | 22 | 25 | 145 |
| M••••••••• W••• A•••• M••••••••• L•• asset manager | $79B | -4.8% | 20 | $3.9B | 0.1% | 100% | 0 | 3 | |
| V••••• G••••• I•••••••• L• asset manager | $78B | +12% | 0.0% | 3 | 15 | ||||
| T•••• G••••• M••••••••• L•• asset manager | $78B | +12% | 0.0% | 2 | 38 | ||||
| E•••••• C•••••• M••••••••• L•• asset manager | $78B | +14% | 5 | $16B | 0.0% | 1 | 9 | ||
| B••••••••• P••••••• A••••••• L••• asset manager | $77B | +5.1% | 0.0% | 15 | |||||
| T••••• A••••••• S•••••••• I••• BD affiliated | $77B | +14% | 1,978 | $39.1M | 91% | 67% | 64 | 2,882 | |
| P••••••••• I••••••••• L•• other | $77B | +6437% | 0.0% | 6 | 48 | ||||
| P••• L•••••• other | $76B | +17% | 1.1% | 100% | 2 | 24 | |||
| S•• M••••••••• institutional | $76B | +11% | 1 | $76B | 0.0% | 100% | 2 | 5 | 4 |
| B••• C•••••• C•••••• L• asset manager | $76B | +12% | 0.0% | 17 | 158 | ||||
| A•• F•••• F•••••••• A••••••• L•• other | $76B | +11% | 0.1% | 100% | 1 | 3 | |||
| I•••••• A•••• M••••••••• •••••• L•••••• asset manager | $76B | +24% | 0.0% | 1 | |||||
| O• I••••••••• M••••••••• L• asset manager | $76B | +107% | 0.0% | 1 | 1 | ||||
| B••••••••• A•••• M••••••••• P•• A•••••• ••••••• E••••••• L••• asset manager | $74B | +1.2% | 0.0% | 32 | 123 | ||||
| C•••••• P••••••• asset manager | $74B | +0.4% | 1 | $74B | 0.0% | 7 | 22 | ||
| J••• P••• A••••••• institutional | $74B | 1 | $74B | 0.0% | 1 | ||||
| R•• R•••••••• L•• BD affiliated | $73B | +7.0% | 120 | $608M | 69% | 100% | 135 | 11 | |
| J••••••• F•••• L•••••• asset manager | $72B | +21% | 0.0% | 1 | 2 | ||||
| H••••• C••••••• L•• asset manager | $72B | +14% | 0.0% | 20 | 151 | ||||
| G•••••• S•••• A•••• M••••••••• C••• L••• asset manager | $72B | +6.3% | 0.0% | 100% | 1 | ||||
| W•••• I••••••••• A•••••••• L•• other | $72B | +27% | 360 | $199M | 15% | 54% | 52 | 125 | |
| C••••• A••••••••• L•• asset manager | $72B | 0.0% | 1 | ||||||
| T•••••••• T•••••• F••••••••• I••• institutional | $71B | +16% | 6 | $12B | 0.0% | 3 | |||
| B••••••••• A•••• B•••• F•••••• A••••••• L• institutional | $70B | +32% | 0.0% | 7 | 37 | ||||
| A•••• C•••••• M••••••••• L••• asset manager | $70B | +17% | 0.0% | 2 | 1 | ||||
| B•••••••• ••••••••• L•••••• asset manager | $70B | +7.2% | 0.0% | 3 | 6 | ||||
| M••••• P••••• F••••• I••• institutional | $70B | +8.2% | 18 | $3.9B | 0.0% | 100% | 8 | ||
| G••••••••• A•••• M••••••••• L• asset manager | $70B | +11% | 1 | $70B | 0.0% | 8 | 73 | ||
| B••••••••• R••• E••••• S•••••• S••••••••• A••••••• L••••• other | $70B | +8.6% | 0.0% | 7 | |||||
| B••••••••• independent RIA | $70B | +23% | 28 | $2.5B | 92% | 27% | 36,317 | 1 | |
| S••••••• C•••••• M••••••••• L•• other | $69B | +4.6% | 33 | $2.1B | 4.0% | 71% | 84 | 11 | |
| F•••••• A•••• M••••••••• L•• asset manager | $69B | +138% | 0.0% | 1 | 7 | ||||
| R•••••• I••••••••• asset manager | $69B | +10.0% | 74 | $927M | 0.0% | 3 | 1 | ||
| J••• H•••••• V••••••• T•••• A••••••• L•• asset manager | $69B | +1.5% | 0.0% | 1 | |||||
| C•••••• G••••• C••••• I••••••••• M••••••••• L••••• asset manager | $68B | +16% | 0.0% | 3 | 67 | ||||
| J•••••• A•••• M••••••••• L•••••• asset manager | $68B | +48% | 0.0% | 1 | 3 | ||||
| A•• P••••••• L•• asset manager | $68B | +11% | 0.0% | 1 | 48 | ||||
| B••• O•• R••• E••••• C•••••• L•• asset manager | $68B | +29% | 0.0% | 10 | 54 | ||||
| C••• P•••••• W••••• A•••••••• I••• BD affiliated | $68B | +11% | 173 | $392M | 66% | 78% | 47 | 17 | |
| H••••• C•••••• A•••••••• I••• asset manager | $68B | +4.4% | 10 | $6.8B | 0.0% | 3 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.