DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HEISTEN WRENN PRIVATE WEALTH, LLC independent RIA | $232M | +37% | 2 | $116M | 89% | 82% | 108 | 1 | |
| SVRN ASSET MANAGEMENT, LLC independent RIA | $231M | +9.2% | 1 | $231M | 74% | 99% | 22 | 1 | 2 |
| FINANCIAL CONCEPTS UNLIMITED, INC. independent RIA | $231M | +22% | 1 | $231M | 99% | 84% | 191 | 1 | |
| A•• institutional | $231M | +8.6% | 1 | $231M | 0.3% | 59% | 12 | 2 | |
| T•••••• F•••••••• L•• independent RIA | $231M | 3 | $77.0M | 94% | 84% | 55 | 1 | ||
| D••••••••• P•••••••• S•••••••• L•• independent RIA | $231M | +19% | 1 | $231M | 87% | 96% | 58 | 2 | |
| F••••• A•••• M••••••••• L•• independent RIA | $231M | +16% | 3 | $76.9M | 95% | 90% | 35 | 1 | |
| A••••••• W••••• M••••••••• L•• asset manager | $230M | +2.6% | 1 | $230M | 1.4% | 100% | 1 | 2 | |
| C••••••••• C•••••• M••••••••• L•• asset manager | $230M | +129% | 1 | $230M | 0.0% | 1 | 2 | ||
| W•••••••• F•••••••• A•••••••• I••• independent RIA | $230M | +23% | 3 | $76.7M | 88% | 80% | 128 | 1 | |
| M•• C••••••• I••• independent RIA | $230M | +9.9% | 2 | $115M | 100% | 92% | 60 | 1 | |
| W••• C•••••• M••••••••• L•• independent RIA | $230M | 3 | $76.6M | 99% | 95% | 27 | 1 | ||
| F•••••••• F•••••••• L•• independent RIA | $229M | +7.7% | 1 | $229M | 51% | 100% | 1 | ||
| R••••••••• A•••••••• L•• independent RIA | $229M | +3.6% | 3 | $76.4M | 87% | 84% | 78 | 1 | |
| S••••••• I••••••••• A••••••••• independent RIA | $229M | +19% | 3 | $76.4M | 85% | 68% | 88 | 1 | |
| P••••• W••••• independent RIA | $229M | +13% | 2 | $115M | 100% | 92% | 49 | 1 | |
| A•••••••• F•••••••• A•••••••• L•• independent RIA | $229M | +19% | 2 | $115M | 99% | 82% | 95 | 1 | |
| H••••••••• P••••••• L•• independent RIA | $229M | +9.8% | 2 | $114M | 100% | 100% | 1 | ||
| A•••••••• F••••••••• I••• independent RIA | $229M | -72% | 1 | $229M | 88% | 87% | 119 | 1 | |
| B•••• C•••• A•• C•••••• independent RIA | $229M | +5.8% | 1 | $229M | 100% | 99% | 1 | ||
| W•••••••• C•••••• I••••••••• A••••••• S••••••• L•• independent RIA | $228M | +33% | 2 | $114M | 97% | 89% | 55 | 1 | |
| M•••••• I••••••••• M••••••••• L••• independent RIA | $228M | +20% | 1 | $228M | 98% | 40% | 561 | 1 | |
| B•••• A•••• M••••••••• I••• independent RIA | $228M | +1.1% | 1 | $228M | 68% | 85% | 185 | 1 | 2 |
| W••••• F••••••• L•• independent RIA | $228M | +16% | 2 | $114M | 96% | 58% | 178 | 1 | |
| C•••••• W••••• A•••••••• I•• independent RIA | $228M | +40% | 3 | $76.0M | 100% | 93% | 38 | 1 | |
| B••••• F•••••••• A••••••• independent RIA | $228M | +14% | 3 | $76.0M | 92% | 98% | 16 | 1 | |
| B••••• I•••• C•••••• M••••••••• L•• asset manager | $228M | +48% | 1 | $228M | 0.0% | 2 | 1 | ||
| C••••••••• F•••••••• P••••••• I•• independent RIA | $228M | +12% | 2 | $114M | 98% | 87% | 66 | 1 | |
| R•••••••• L•• asset manager | $228M | +22% | 1 | $228M | 0.0% | 2 | |||
| J•••• • A••••••••• P•••••• F•••••••• S•••••••• independent RIA | $227M | +16% | 2 | $114M | 100% | 38% | 261 | 1 | |
| K•••••• F•••••••• S•••••••• L•• independent RIA | $227M | +25% | 1 | $227M | 94% | 87% | 198 | 1 | |
| R••••• S••••••• I•• independent RIA | $227M | +29% | 3 | $75.8M | 100% | 80% | 58 | 1 | |
| S••••••••• M•••• S••••••••• I•• independent RIA | $227M | +14% | 1 | $227M | 100% | 61% | 273 | 1 | |
| R• S••••••••• C•••••• M••••••••• L••• independent RIA | $227M | -1.3% | 1 | $227M | 100% | 100% | 1 | ||
| D•••••• I••••••••• L•• independent RIA | $227M | +11% | 2 | $113M | 67% | 83% | 67 | 1 | |
| R••••••••• W••••• S•••••••• L•• independent RIA | $227M | +29% | 3 | $75.7M | 100% | 85% | 63 | 1 | |
| P•••••• E••••• P•••••••• L•• independent RIA | $227M | +12% | 2 | $113M | 100% | 45% | 292 | 1 | |
| C•••••••• W••••• S••••••••• L•• independent RIA | $226M | +21% | 2 | $113M | 98% | 75% | 156 | 1 | |
| A•••••• I••••••••• C••••••••• I••• independent RIA | $226M | +23% | 2 | $113M | 98% | 99% | 13 | 1 | |
| P•••••• F•••••••• P•••••••• L•• independent RIA | $226M | 2 | $113M | 95% | 84% | 72 | 1 | ||
| D••••• C••••••• L•• independent RIA | $226M | +8.2% | 1 | $226M | 100% | 100% | 86 | 1 | |
| E••••••••• C•••••• M••••••••• independent RIA | $226M | +22% | 2 | $113M | 100% | 97% | 55 | 1 | |
| M••••••• F•••••••• P••••••• S•••••••• I••• independent RIA | $226M | +18% | 3 | $75.2M | 93% | 77% | 92 | 1 | 1 |
| D••••• C•••••• M••••••••• L•• independent RIA | $226M | +26% | 2 | $113M | 94% | 92% | 50 | 1 | |
| R•• M••••••• F•••••••• P••••••• independent RIA | $226M | +15% | 3 | $75.2M | 93% | 70% | 102 | 1 | |
| O•••••• F•••••••• A•••••••• I••• mixed wealth | $226M | +4.3% | 1 | $226M | 34% | 92% | 59 | 1 | |
| W••••••• C•••••• M••••••••• C•••••• independent RIA | $226M | +66% | 1 | $226M | 100% | 100% | 1 | ||
| T•• T••••• C••••••• L•• independent RIA | $225M | +22% | 1 | $225M | 100% | 97% | 55 | 1 | |
| P••••••••• I••••••••• L•• independent RIA | $225M | +14% | 2 | $113M | 93% | 77% | 114 | 1 | |
| M•••••• W••••• L•• independent RIA | $225M | +20% | 1 | $225M | 100% | 100% | 1 | ||
| D••••• I••••••••• A••••••••• L•• independent RIA | $225M | +2.1% | 1 | $225M | 82% | 100% | 1 | ||
| T•• P••••••••• G•••• independent RIA | $225M | +29% | 2 | $113M | 99% | 65% | 148 | 1 | |
| I•••• J•••• W••••• M••••••••• L•• independent RIA | $225M | +19% | 3 | $75.0M | 92% | 67% | 80 | 1 | |
| E•••••••• P•• S••••• F•••••••• independent RIA | $225M | +25% | 2 | $113M | 100% | 371 | 1 | ||
| C•••••• A••••••• G••••• I••• independent RIA | $225M | +4.2% | 2 | $112M | 100% | 94% | 39 | 1 | |
| R••••••••• P••••• I••• institutional | $225M | -9.3% | 1 | $225M | 7.5% | 1 | |||
| P•••• C•••••• M••••••••• independent RIA | $225M | +15% | 3 | $74.9M | 69% | 42% | 91 | 1 | |
| A••••• P•••••• W••••• independent RIA | $224M | +20% | 3 | $74.8M | 100% | 97% | 76 | 1 | |
| R•• C•••••• M••••••••• L•• other | $224M | +25% | 1 | $224M | 0.0% | 2 | 1 | ||
| I•••••• P••••••• independent RIA | $224M | +18% | 2 | $112M | 100% | 99% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.