DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PALLER FINANCIAL SERVICES, INC. independent RIA | $148M | +9.5% | 3 | $49.3M | 99% | 76% | 52 | 1 | |
| PERKINS CAPITAL MANAGEMENT INC independent RIA | $148M | +9.3% | 1 | $148M | 85% | 85% | 128 | 1 | |
| TUVE INVESTMENT MANAGEMENT, INC. independent RIA | $148M | +11% | 2 | $73.9M | 100% | 25% | 262 | 1 | |
| A•• C••••••• L••• asset manager | $148M | +17% | 1 | $148M | 0.0% | 1 | 1 | ||
| P••••••••• F•••••••• independent RIA | $148M | +24% | 3 | $49.2M | 87% | 56% | 74 | 1 | |
| R••••••••• A••••••• independent RIA | $147M | 2 | $73.7M | 98% | 60% | 167 | 1 | ||
| C•••• W• I••••••••• G••••• L•• independent RIA | $147M | +16% | 2 | $73.7M | 80% | 93% | 47 | 1 | 1 |
| E•••• I••• independent RIA | $147M | -0.1% | 3 | $49.1M | 96% | 83% | 38 | 1 | |
| F•• W••••• M••••••••• independent RIA | $147M | +21% | 3 | $49.1M | 100% | 65% | 71 | 1 | |
| O•••••• C•••••• M••••••••• L•• independent RIA | $147M | 1 | $147M | 100% | 97% | 90 | 2 | ||
| R••• I••••••••• C••••••••• G•••• independent RIA | $147M | +7.4% | 2 | $73.7M | 89% | 76% | 71 | 1 | |
| W••••••••• A••••••• independent RIA | $147M | +23% | 3 | $49.0M | 98% | 38% | 125 | 1 | |
| E••••••••• L•• independent RIA | $147M | +33% | 3 | $49.0M | 97% | 81% | 52 | 1 | |
| H••••••• G••••• S••••••••• independent RIA | $147M | -8.1% | 1 | $147M | 100% | 97% | 35 | 1 | |
| H••••••• C••••••• L•• independent RIA | $147M | +14% | 3 | $49.0M | 97% | 82% | 49 | 1 | |
| P••••••••• W••••• C••••••••• L•• independent RIA | $147M | +13% | 1 | $147M | 93% | 55% | 182 | 1 | |
| B••••• W••••• A••••••• independent RIA | $147M | +7.4% | 1 | $147M | 100% | 92% | 60 | 1 | |
| H•••• W••••• M••••••••• independent RIA | $147M | +26% | 1 | $147M | 100% | 76% | 194 | 1 | |
| A••••••• C•••••• M••••••••• L•• independent RIA | $147M | +6.1% | 1 | $147M | 100% | 99% | 34 | 1 | |
| L••••• S••••••• • G••• A••••••• G•••• I•• independent RIA | $147M | +12% | 3 | $48.9M | 98% | 76% | 49 | 1 | |
| P•••••••• A••••••••• W••••• M••••••••• independent RIA | $146M | +17% | 2 | $73.2M | 98% | 80% | 95 | 1 | |
| U••• W••••• M••••••••• L•• independent RIA | $146M | +11% | 1 | $146M | 100% | 99% | 27 | 1 | |
| J• M••• N•••••• • C•• independent RIA | $146M | +27% | 3 | $48.8M | 91% | 97% | 16 | 1 | |
| T•• W••••• A•••••••• G••••• I••• independent RIA | $146M | +10% | 2 | $73.2M | 100% | 77% | 68 | 1 | |
| K•••• A•••• M••••••••• L•• independent RIA | $146M | +6.7% | 3 | $48.7M | 98% | 73% | 62 | 1 | 2 |
| M•••• W••••• M••••••••• independent RIA | $146M | +19% | 1 | $146M | 98% | 40% | 614 | 6 | |
| P••••••• I••••••••• M••••••••• I•• independent RIA | $146M | 2 | $73.1M | 97% | 93% | 35 | 1 | ||
| C••• A••••• I••• independent RIA | $146M | +30% | 3 | $48.7M | 100% | 0.0% | 107 | 1 | |
| C••••••• A•••• M••••••••• L•• independent RIA | $146M | +15% | 3 | $48.7M | 95% | 79% | 56 | 1 | |
| M•• W••••• M••••••••• I••• independent RIA | $146M | 3 | $48.7M | 100% | 56% | 109 | 1 | ||
| A•••• G••••• F••••• O•••••• independent RIA | $146M | 1 | $146M | 59% | 100% | 7 | 1 | 2 | |
| M••••••••• I••••••••• A••••••• independent RIA | $146M | +12% | 2 | $73.0M | 97% | 77% | 35 | 1 | |
| F•••••• W••••• A••••••• independent RIA | $146M | +23% | 2 | $73.0M | 96% | 74% | 79 | 1 | |
| E•••• F•••••••• S••••••••• independent RIA | $146M | +13% | 3 | $48.7M | 95% | 59% | 98 | 1 | |
| N•••• C•••••• F•••••••• A•••••••• L•• independent RIA | $146M | 2 | $73.0M | 94% | 46% | 154 | 1 | ||
| S••••• H••• W••••• M••••••••• L•• independent RIA | $146M | +23% | 3 | $48.6M | 95% | 85% | 20 | 1 | |
| T•• S••• W••••• M••••••••• G•••• independent RIA | $146M | +12% | 2 | $72.8M | 86% | 96% | 24 | 1 | |
| C•••••• • C•••••• A••••••• L•• independent RIA | $146M | +11% | 2 | $72.8M | 99% | 7.6% | 134 | 1 | |
| H••••• C•••••• M••••••••• L•• independent RIA | $146M | +16% | 2 | $72.8M | 50% | 100% | 1 | 1 | |
| T•• P•••••••• P•••••• independent RIA | $145M | +16% | 2 | $72.7M | 100% | 92% | 33 | 1 | |
| G•••••• C••••••• L•• asset manager | $145M | -55% | 1 | $145M | 0.0% | 2 | 13 | ||
| S•••• W••••• M••••••••• P••• independent RIA | $145M | +18% | 3 | $48.4M | 100% | 69% | 72 | 1 | |
| D••••• K••• • A••••••••• independent RIA | $145M | +11% | 2 | $72.6M | 100% | 70% | 96 | 1 | |
| G•• F•••••••• G•••• independent RIA | $145M | +38% | 3 | $48.4M | 88% | 70% | 43 | 1 | |
| C•••••• A•••••••• I••• independent RIA | $145M | +12% | 1 | $145M | 100% | 99% | 50 | 1 | |
| B•• W••••• S••••••••• L•• independent RIA | $145M | -3.3% | 1 | $145M | 100% | 62% | 230 | 1 | |
| S••••• F•••••••• A••••••• independent RIA | $145M | +15% | 2 | $72.5M | 95% | 70% | 87 | 1 | |
| D••••• D•••• A•• C•••••• W••••• M••••••••• L•• independent RIA | $145M | -15% | 3 | $48.3M | 100% | 68% | 62 | 1 | |
| V••••• C•••••• • M••••••••• independent RIA | $145M | +20% | 2 | $72.4M | 94% | 90% | 30 | 1 | |
| B•••• M••••••• • C•••••• independent RIA | $145M | +8.7% | 2 | $72.4M | 99% | 79% | 58 | 1 | |
| W••••• P••••••• independent RIA | $145M | +13% | 1 | $145M | 100% | 66% | 203 | 1 | |
| K••• A••••• F•••••••• C•••• independent RIA | $145M | 1 | $145M | 94% | 69% | 221 | 1 | ||
| E•• E••••• F•••••••• S••••••• L•• independent RIA | $145M | +0.1% | 1 | $145M | 100% | 91% | 64 | 1 | |
| E••• I••••••••• M••••••••• independent RIA | $145M | 3 | $48.2M | 70% | 34% | 82 | 1 | ||
| D•••• F•••••••• M••••••••• I••• independent RIA | $145M | +15% | 1 | $145M | 64% | 98% | 56 | 1 | |
| C••••••• S••••• W••••• M••••••••• L•• independent RIA | $145M | 1 | $145M | 97% | 85% | 82 | 2 | ||
| M•• W••••• A•••••••• L•• independent RIA | $144M | +9.1% | 1 | $144M | 100% | 69% | 204 | 1 | |
| C•••••••• F•••••••• S••••••••• C••••••••• independent RIA | $144M | +13% | 1 | $144M | 95% | 71% | 147 | 2 | |
| B•••••• I••••••••• M••••••••• A•• R••••••• I••• independent RIA | $144M | +20% | 1 | $144M | 100% | 87% | 98 | 1 | |
| B••• F••• W••••• independent RIA | $144M | +42% | 1 | $144M | 100% | 96% | 55 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.