DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HUDSON VIEW ADVISORS, LLC independent RIA | $64.3M | +19% | 1 | $64.3M | 91% | 59% | 117 | 1 | |
| SERENITY CAPITAL ADVISORS INC. independent RIA | $64.3M | 1 | $64.3M | 99% | 92% | 45 | 1 | ||
| SLOAN ADVISORY GROUP, INC. independent RIA | $63.6M | +18% | 1 | $63.6M | 100% | 88% | 32 | 1 | |
| A••••• R••• E•••••• L•• asset manager | $63.4M | 1 | $63.4M | 0.0% | 1 | ||||
| V• D••••• I••••••••• I•• independent RIA | $63.3M | +3.6% | 1 | $63.3M | 100% | 100% | 1 | ||
| W••••••••• A•••••••• L•• independent RIA | $63.1M | +12% | 1 | $63.1M | 100% | 80% | 48 | 2 | |
| S••••••• C•••••• M••••••••• L•• independent RIA | $63.0M | +19% | 1 | $63.0M | 100% | 54% | 180 | 4 | |
| B••••• independent RIA | $62.9M | +32% | 1 | $62.9M | 100% | 0.0% | 14,482 | 1 | |
| A•••••• F•••••••• S•••••••• I••• independent RIA | $62.6M | 1 | $62.6M | 100% | 61% | 220 | 2 | ||
| L••••• M•••• G••••••• independent RIA | $62.6M | +4.1% | 1 | $62.6M | 71% | 27% | 150 | 1 | |
| M••••••• V••• S•••••••• W•••••• L•• independent RIA | $62.5M | +29% | 1 | $62.5M | 100% | 48% | 157 | 2 | |
| N•••••••• F•••••••• A••••••• L•• independent RIA | $62.4M | +16% | 1 | $62.4M | 98% | 97% | 35 | 1 | |
| B••••••••• asset manager | $62.3M | 1 | $62.3M | 0.0% | 2 | ||||
| R•• R••••••• C•••••• M••••••••• L•• institutional | $61.8M | -43% | 1 | $61.8M | 9.4% | 100% | 1 | ||
| A••••• C•••••• M••••••••• L•• independent RIA | $61.2M | +21% | 1 | $61.2M | 93% | 66% | 69 | 1 | |
| G•• M••••••••• L•• asset manager | $60.9M | +7.1% | 1 | $60.9M | 0.0% | 1 | |||
| J• M•••••••• C•••••• M••••••••• independent RIA | $60.9M | +11% | 1 | $60.9M | 99% | 52% | 143 | 1 | |
| L•••••• W••••• M••••••• independent RIA | $59.9M | -1.6% | 1 | $59.9M | 100% | 48% | 114 | 3 | |
| C•• P•••••••• L•• independent RIA | $59.8M | +6.1% | 2 | $29.9M | 97% | 100% | 1 | 1 | |
| Q•••••• A•••• M••••••••• L•• independent RIA | $59.7M | +187% | 3 | $19.9M | 100% | 69% | 44 | 1 | |
| M••••••• A••••••••• L•• independent RIA | $59.2M | -7.8% | 1 | $59.2M | 85% | 100% | 1 | ||
| A•• G••••• A••••••• independent RIA | $59.2M | -35% | 1 | $59.2M | 87% | 94% | 66 | 1 | |
| C•••••• I••••••• G•••• O• W••• L••• independent RIA | $58.6M | +37% | 3 | $19.5M | 100% | 45% | 43 | 1 | |
| H••••••• I••••••••• M••••••••• L•• independent RIA | $58.4M | +21% | 1 | $58.4M | 53% | 100% | 2 | ||
| A•••••• E•••••••• M••••••••• L•• institutional | $57.6M | +13% | 1 | $57.6M | 0.0% | 1 | |||
| O•• H••••• A•••• M••••••••• independent RIA | $57.5M | +11% | 2 | $28.8M | 86% | 59% | 33 | 1 | |
| E•••• V•••• C••••••• L•• independent RIA | $57.4M | +31% | 1 | $57.4M | 64% | 93% | 34 | 1 | |
| N•••••• I••••••••• A••••••• I••••••••• independent RIA | $57.4M | +7.0% | 1 | $57.4M | 100% | 36% | 118 | 1 | |
| E••••• W••••• M••••••••• L•• independent RIA | $57.4M | +11% | 3 | $19.1M | 100% | 20% | 123 | 1 | |
| P•••• F•••••••• A•••••••• L•• independent RIA | $57.0M | +8.1% | 1 | $57.0M | 100% | 63% | 36 | 1 | |
| S••• C•••••• M••••••••• L•• other | $56.4M | +0.7% | 1 | $56.4M | 16% | 1 | |||
| E••• H••• L•• asset manager | $55.9M | +6.3% | 1 | $55.9M | 0.0% | 1 | |||
| F••••• P•••• A•••• M••••••••• L•• independent RIA | $55.7M | +9.6% | 1 | $55.7M | 100% | 100% | 31 | 1 | |
| B••••••• I••••••••• G•••• independent RIA | $55.6M | 1 | $55.6M | 100% | 99% | 89 | 1 | ||
| R•• F•••••••• independent RIA | $54.8M | 1 | $54.8M | 100% | 41% | 146 | 1 | ||
| G•••••••• I••••••••• M••••••••• C••• independent RIA | $54.7M | -15% | 2 | $27.4M | 80% | 92% | 15 | 1 | |
| W••••••• A•••• M••••••••• independent RIA | $54.5M | +12% | 1 | $54.5M | 100% | 94% | 7 | 2 | |
| V•••••• L•• independent RIA | $54.3M | 1 | $54.3M | 100% | 100% | 2 | |||
| A•••• independent RIA | $54.1M | -22% | 1 | $54.1M | 100% | 100% | 1 | ||
| M••••••••• L•• independent RIA | $53.9M | -0.1% | 1 | $53.9M | 58% | 91% | 2 | ||
| C••••••• P••• M••••••••• L••• independent RIA | $53.8M | -33% | 1 | $53.8M | 100% | 100% | 1 | ||
| L• A••••••• L•• independent RIA | $53.5M | +23% | 1 | $53.5M | 88% | 94% | 17 | 1 | |
| Y•• W••••• independent RIA | $53.2M | +50% | 3 | $17.7M | 98% | 23% | 77 | 1 | |
| R••••• A•••• M••••••••• L•• independent RIA | $52.7M | -20% | 1 | $52.7M | 53% | 100% | 1 | ||
| W••••••••• L•• independent RIA | $52.4M | +9.0% | 1 | $52.4M | 95% | 2 | |||
| F••••• D•••••• A••••••• L•• independent RIA | $52.3M | +8.7% | 2 | $26.2M | 98% | 77% | 179 | 1 | |
| C•••••• M••••••••• A••••••• I•• independent RIA | $52.0M | -58% | 1 | $52.0M | 81% | 23% | 1 | ||
| M••• S••••• M••••••••• C•••••• independent RIA | $51.8M | 2 | $25.9M | 76% | 23% | 55 | 1 | ||
| S•••• W•••••• L•• independent RIA | $51.7M | +26% | 3 | $17.2M | 100% | 1 | |||
| P••••••• independent RIA | $51.6M | 3 | $17.2M | 100% | 61% | 30 | 1 | ||
| L••••• W••••• M••••••••• L•• independent RIA | $51.0M | +101% | 2 | $25.5M | 100% | 88% | 38 | 1 | |
| B••• L•• independent RIA | $51.0M | -16% | 1 | $51.0M | 87% | 100% | 1 | ||
| S••••• C•••• W••••• M••••••••• L•• independent RIA | $50.8M | +9.9% | 1 | $50.8M | 100% | 93% | 51 | 1 | |
| S••••• F••• W••••• M••••••••• L•• independent RIA | $50.6M | +37% | 1 | $50.6M | 100% | 96% | 18 | 1 | |
| P•••• W••••• M••••••••• mixed wealth | $50.6M | +14% | 1 | $50.6M | 50% | 81% | 47 | 1 | |
| E••••••••• L•• asset manager | $50.4M | +11% | 1 | $50.4M | 8.1% | 97% | 1 | ||
| A•• F•••••••• L•• independent RIA | $49.0M | 1 | $49.0M | 98% | 98% | 59 | 1 | 1 | |
| H••••• C•••••••• independent RIA | $48.8M | -25% | 1 | $48.8M | 100% | 69% | 172 | 1 | |
| B•••• P•••• C•••••• M••••••••• L•• independent RIA | $48.4M | -0.7% | 1 | $48.4M | 69% | 91% | 36 | 1 | |
| B•••••• H••• W••••• M••••••••• L•• independent RIA | $48.4M | 1 | $48.4M | 100% | 92% | 19 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.