DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| RWR INVESTMENTS LLC independent RIA | $171M | 1 | $171M | 94% | 100% | 1 | 1 | ||
| DARTMOUTH CAPITAL ADVISORS, INC. independent RIA | $168M | +16% | 1 | $168M | 81% | 100% | 12 | 1 | |
| BLACK HORSE WEALTH MANAGEMENT independent RIA | $166M | +4.7% | 1 | $166M | 99% | 98% | 19 | 1 | |
| O•••• S••••• C•••••• P••••••• L•• independent RIA | $165M | 1 | $165M | 55% | 100% | 1 | 1 | ||
| N•••••• I••••••••• M••••••••• L•• independent RIA | $164M | +14% | 1 | $164M | 96% | 98% | 1 | ||
| T•• C•••••• G••••• I••• independent RIA | $163M | 1 | $163M | 100% | 100% | 8 | 1 | ||
| F••• E••••• P••••••• independent RIA | $163M | 3 | $54.2M | 100% | 100% | 2 | |||
| S•• A•••• M••••••••• L•• independent RIA | $159M | +17% | 91% | 100% | 2 | ||||
| D•• A•••••••• L•• independent RIA | $157M | +5.5% | 1 | $157M | 100% | 96% | 15 | 1 | |
| T••••••• C•••••• A•••••••• L•• independent RIA | $154M | 2 | $77.2M | 100% | 100% | 2 | 1 | ||
| M•••• C•••••• P•••••••• L•• independent RIA | $153M | +14% | 5 | $30.6M | 89% | 99% | 2 | 2 | 3 |
| S•• A••••••••• independent RIA | $153M | +7.1% | 100% | 100% | 1 | ||||
| S••••• L••••• G•••• independent RIA | $153M | +24% | 3 | $50.9M | 100% | 98% | 8 | 2 | |
| F•••••••• C•••••• M••••••••• L•• independent RIA | $150M | 13 | $11.5M | 100% | 96% | 6 | 1 | ||
| E•••• R•••• C•••••• G••••• L•• independent RIA | $146M | +6.5% | 100% | 100% | 1 | ||||
| A•••• G••••• F••••• O•••••• independent RIA | $146M | 1 | $146M | 59% | 100% | 7 | 1 | 2 | |
| P•••••• L••• C••••••• L•• independent RIA | $144M | 1 | $144M | 96% | 98% | 10 | 2 | ||
| O••••••• C•••••• P••••••• independent RIA | $144M | +59% | 50% | 100% | 1 | ||||
| K••••• A•••• M••••••••• L•• independent RIA | $143M | -10% | 2 | $71.3M | 100% | 98% | 7 | 1 | |
| H••••••• C•••••• M••••••••• L•• independent RIA | $141M | +6.6% | 85% | 100% | 1 | ||||
| S•••••••• P••••••••• P•••••••• L•• independent RIA | $139M | +10% | 1 | $139M | 100% | 99% | 8 | 1 | |
| S••• C••• C•••••• L•• independent RIA | $135M | +13% | 1 | $135M | 100% | 99% | 3 | 1 | |
| D•• R••••••••• A•• F•••••••• S••••••• independent RIA | $134M | -0.2% | 1 | $134M | 100% | 95% | 21 | 1 | |
| S••••••••• S•••••••• L•• independent RIA | $133M | 60% | 100% | 1 | 3 | ||||
| A•• G••••• L•• independent RIA | $133M | +5.5% | 86% | 100% | 3 | ||||
| C•••••• A••••••• I•• independent RIA | $130M | +2.0% | 1 | $130M | 97% | 94% | 30 | 1 | |
| P•••••• W••••• M••••••••• L•• independent RIA | $126M | 1 | $126M | 100% | 99% | 12 | 1 | ||
| F••••• P•••••• W••••• A•••••••• L•• independent RIA | $124M | +11% | 1 | $124M | 100% | 100% | 9 | 2 | |
| B•••••••• C•••••• A••••••• independent RIA | $124M | +4.8% | 1 | $124M | 100% | 100% | 1 | ||
| C•••••• G•••• independent RIA | $124M | -29% | 2 | $61.8M | 51% | 100% | 3 | ||
| W••••• S•••• M••••••••• L•• independent RIA | $123M | +9.3% | 1 | $123M | 86% | 100% | 2 | ||
| F•••••••• W••••• A••••••• independent RIA | $121M | 1 | $121M | 100% | 100% | 1 | |||
| T•• P•••••• W••••• M••••••••• L•• independent RIA | $119M | +13% | 100% | 100% | 1 | ||||
| L••••• R••• F••••• O•••••• independent RIA | $117M | 1 | $117M | 100% | 100% | 4 | 1 | ||
| B••••••••• L•• independent RIA | $114M | +7.2% | 1 | $114M | 98% | 99% | 18 | 1 | |
| V•••••• A••••••• C•••• independent RIA | $113M | -87% | 3 | $37.7M | 100% | 97% | 6 | 1 | |
| S••••••• W••••• M••••••••• independent RIA | $112M | -8.4% | 1 | $112M | 100% | 99% | 6 | 1 | |
| O•• O•• independent RIA | $110M | 4 | $27.6M | 64% | 100% | 2 | 1 | ||
| I••••••••• M••••••••• A••••••• L••• independent RIA | $109M | +5.9% | 1 | $109M | 100% | 100% | 1 | ||
| S••••••• • A••••••••• L•• independent RIA | $108M | +7.4% | 2 | $53.9M | 100% | 100% | 5 | 3 | |
| M••• C•••••• M••••••••• L•• independent RIA | $107M | 1 | $107M | 96% | 97% | 11 | 2 | 2 | |
| O•••••• I••••••••• M••••••••• L•• independent RIA | $105M | +4.3% | 100% | 100% | 1 | ||||
| B••••• A••••••• L•• independent RIA | $104M | -14% | 1 | $104M | 100% | 100% | 2 | ||
| E••••••••• A•••••••• I•• independent RIA | $104M | +3.1% | 2 | $51.8M | 100% | 100% | 1 | ||
| A••••• W• independent RIA | $101M | 1 | $101M | 100% | 100% | 1 | |||
| W••••••• A•••••••• L•• independent RIA | $100M | 1 | $100M | 100% | 100% | 1 | |||
| S•••••• W•••••• L•• independent RIA | $94.3M | -17% | 2 | $47.2M | 89% | 96% | 5 | 1 | |
| C•••••• C•••••• M••••••••• independent RIA | $81.4M | -7.7% | 97% | 100% | 1 | ||||
| E••••• C•••••• M••••••••• L•• independent RIA | $71.8M | +5.5% | 2 | $35.9M | 78% | 100% | 1 | ||
| C•••••• F•••••••• A••••••• L•• independent RIA | $68.4M | +4.2% | 96% | 100% | 1 | ||||
| G••••••••• I••••••••• L•• independent RIA | $61.5M | +6.9% | 67% | 100% | 2 | 1 | |||
| C•• P•••••••• L•• independent RIA | $59.8M | +6.1% | 2 | $29.9M | 97% | 100% | 1 | 1 | |
| M••••••• A••••••••• L•• independent RIA | $59.2M | -7.8% | 1 | $59.2M | 85% | 100% | 1 | ||
| W••••••• A•••• M••••••••• independent RIA | $54.5M | +12% | 1 | $54.5M | 100% | 94% | 7 | 2 | |
| H••••••• S•••••••• W•••••• L•• independent RIA | $45.7M | 1 | $45.7M | 99% | 92% | 25 | 2 | ||
| T•• P•••••• G•••• L•••••• independent RIA | $41.8M | +35% | 100% | 100% | 2 | ||||
| T••••••••• A••••••• independent RIA | $41.1M | +30% | 1 | $41.1M | 100% | 100% | 1 | ||
| G•••• L•• independent RIA | $33.6M | +5.2% | 1 | $33.6M | 100% | 98% | 4 | 1 | |
| A•••• R••• C••••••• L• independent RIA | $26.6M | -5.8% | 100% | 100% | 1 | ||||
| F••••••••• I••••••••• S•••••••• L•• independent RIA | $12.2M | -68% | 2 | $6.1M | 100% | 100% | 2 |
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480 practices match (UHNW private wealth). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.