DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Hightower Advisors, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

AdvisorsFromToBranchTypeLeft
2Hightower Advisors, LLC BD affiliatedKestra Private Wealth Services, LLC BD affiliatedDowners Grove, IlAffiliated broker-dealer or bank to anotherJul 9, 2026
6Hightower Advisors, LLC BD affiliatedIntegrated Wealth Concepts LLC independent RIAChicago, IlAffiliated broker-dealer or bank to independent RIAJul 6, 2026
2Hightower Advisors, LLC BD affiliatedConcurrent Investment Advisors, LLC independent RIABaton Rouge, LaAffiliated broker-dealer or bank to independent RIAMar 11, 2026
4Hightower Advisors, LLC BD affiliatedRobertson Stephens independent RIAProvidence, Ri +1Affiliated broker-dealer or bank to independent RIASep 30, 2025
3Hightower Advisors, LLC BD affiliatedIndivisible Partners independent RIAChicago, IlAffiliated broker-dealer or bank to independent RIAJun 2, 2025
2Hightower Advisors, LLC BD affiliatedIndivisible Partners independent RIABirmingham, AlAffiliated broker-dealer or bank to independent RIAJun 2, 2025
3Hightower Advisors, LLC BD affiliatedDsg Capital Advisors, LLC no RAUMEdina, MnAffiliated broker-dealer or bank to a newly registered adviserAug 16, 2024
over 4 d
2Hightower Advisors, LLC BD affiliatedDsg Capital Advisors, LLC no RAUMChicago, IlAffiliated broker-dealer or bank to a newly registered adviserAug 16, 2024
2Hightower Advisors, LLC BD affiliatedGranite Islands Private Wealth, LLC no RAUMMadison, CtAffiliated broker-dealer or bank to a newly registered adviserApr 9, 2024
2Hightower Advisors, LLC BD affiliatedRobertson Stephens independent RIAChicago, IlAffiliated broker-dealer or bank to independent RIAFeb 29, 2024
over 14 d
6Hightower Advisors, LLC BD affiliatedCaptrust institutionalWilmington, Nc +2OtherOct 28, 2022
5Hightower Advisors, LLC BD affiliatedFortress Wealth Planning independent RIAPonte Vedra Beach, FlAffiliated broker-dealer or bank to independent RIAJun 30, 2021
4Hightower Advisors, LLC BD affiliatedOnedigital institutionalHunt Valley, Md +1OtherJun 7, 2021
over 1 d
2Hightower Advisors, LLC BD affiliatedTrue Wealth Advisory Group independent RIACoral Gables, FlAffiliated broker-dealer or bank to independent RIAMar 1, 2021
2Hightower Advisors, LLC BD affiliatedLdintelligence LLC otherPalm Desert, CaOtherJan 25, 2018
9Hightower Advisors, LLC otherVerdence Capital Advisors, LLC no RAUMHunt Valley, MdOtherJun 30, 2017
5Hightower Advisors, LLC otherGryphon Financial Partners no RAUMColumbus, OhOtherJun 30, 2017
2Hightower Advisors, LLC otherVerdence Capital Advisors, LLC no RAUMReston, VaOtherJun 30, 2017
3Hightower Advisors, LLC otherFortem Financial, LLC no RAUMPalm Desert, CaOtherJul 15, 2016
4Hightower Advisors, LLC otherPagnatokarp Partners, LLC no RAUMReston, VaOtherMar 10, 2016
3Hightower Advisors, LLC otherCresset Asset Management, LLC no RAUMReston, VaOtherMar 10, 2016
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21 teams match.derived from registration dates