DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Osaic Wealth, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Canfield, Oh +2 | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2025 over 21 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Fairfield, Nj | Affiliated broker-dealer or bank to another | Feb 13, 2025 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Southfield, Mi +1 | Affiliated broker-dealer or bank to another | Feb 5, 2025 over 1 d |
| 3 | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Metairie, La | Affiliated broker-dealer or bank to another | Feb 4, 2025 over 3 d |
| 3 | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Camp Hill, Pa +1 | Affiliated broker-dealer or bank to another | Jan 30, 2025 |
| 2 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Vienna, Va | Affiliated broker-dealer or bank to another | Jan 30, 2025 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Rapid City, Sd +1 | Affiliated broker-dealer or bank to another | Jan 30, 2025 |
| 4 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Clarks Summit, Pa | Affiliated broker-dealer or bank to another | Jan 29, 2025 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Kaneohe, Hi | Affiliated broker-dealer or bank to another | Jan 28, 2025 |
| 4 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Murray, Ut | Affiliated broker-dealer or bank to another | Jan 21, 2025 |
| 7 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | El Segundo, Ca +4 | Affiliated broker-dealer or bank to another | Jan 15, 2025 over 28 d |
| 7 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Utica, Ny +4 | Affiliated broker-dealer or bank to another | Jan 9, 2025 over 8 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jan 9, 2025 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Medford, Or | Affiliated broker-dealer or bank to another | Jan 7, 2025 |
| 3 | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC institutional | Freehold, Nj | Other | Dec 31, 2024 |
| 3 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Northbrook, Il | Affiliated broker-dealer or bank to another | Dec 12, 2024 over 4 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Boynton Beach, Fl +1 | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 over 10 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Ryan Wealth Management independent RIA | Yuba City, Ca | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Kenosha, Wi | Affiliated broker-dealer or bank to another | Dec 4, 2024 |
| 3 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | New Brighton, Mn +1 | Affiliated broker-dealer or bank to another | Dec 2, 2024 over 24 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Independence, Mo | Affiliated broker-dealer or bank to another | Nov 29, 2024 over 4 d |
| 3 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Chico, Ca +1 | Affiliated broker-dealer or bank to another | Nov 25, 2024 over 2 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Tampa, Fl +1 | Affiliated broker-dealer or bank to another | Nov 20, 2024 over 2 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Hingham, Ma | Affiliated broker-dealer or bank to another | Nov 20, 2024 over 10 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Charlotte, Nc | Affiliated broker-dealer or bank to another | Nov 15, 2024 |
| 4 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Toledo, Oh +1 | Affiliated broker-dealer or bank to another | Nov 14, 2024 over 5 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Holland, Mi | Affiliated broker-dealer or bank to another | Nov 14, 2024 |
| 3 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Cleveland, Ms | Affiliated broker-dealer or bank to another | Nov 13, 2024 over 10 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Franklin Lakes, Nj | Affiliated broker-dealer or bank to another | Nov 13, 2024 |
| 4 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Littleton, Co +2 | Affiliated broker-dealer or bank to another | Nov 8, 2024 over 13 d |
| 5 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Dublin, Oh +1 | Affiliated broker-dealer or bank to another | Nov 7, 2024 over 4 d |
| 5 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Jericho, Ny +1 | Affiliated broker-dealer or bank to another | Nov 6, 2024 over 23 d |
| 2 | Osaic Wealth, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Islandia, Ny | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2024 over 4 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Hudson, Wi | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2024 over 1 d |
| 3 | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Tinton Falls, Nj | Affiliated broker-dealer or bank to another | Nov 2, 2024 over 2 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Cottage Grove, Mn | Affiliated broker-dealer or bank to another | Nov 1, 2024 |
| 4 | Osaic Wealth, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Needham Heights, Ma +1 | Affiliated broker-dealer or bank to another | Oct 30, 2024 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Greenleaf Financial Network, LLC independent RIA | Hutchinson, Ks | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2024 |
| 2 | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Slayton, Mn | Affiliated broker-dealer or bank to another | Oct 29, 2024 |
| 6 | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Oct 11, 2024 |
| 6 | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Boca Raton, Fl +2 | Affiliated broker-dealer or bank to another | Oct 11, 2024 |
| 3 | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Staten Island, Ny +2 | Affiliated broker-dealer or bank to another | Oct 11, 2024 |
| 3 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Weatherford, Tx +1 | Affiliated broker-dealer or bank to another | Oct 3, 2024 |
| 4 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Tempe, Az +1 | Affiliated broker-dealer or bank to another | Oct 2, 2024 over 15 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Melville, Ny +1 | Affiliated broker-dealer or bank to another | Oct 2, 2024 over 10 d |
| 3 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Eugene, Or +1 | Affiliated broker-dealer or bank to another | Oct 1, 2024 over 10 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Lexaurum Advisors independent RIA | Littleton, Co | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2024 |
| 3 | Osaic Wealth, Inc. BD affiliated | Newedge Advisors BD affiliated | Dallas, Tx | Affiliated broker-dealer or bank to another | Sep 20, 2024 over 3 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Mckinney, Tx | Affiliated broker-dealer or bank to another | Sep 17, 2024 |
| 2 | Osaic Wealth, Inc. BD affiliated | Breakthru Advisory Services, LLC no RAUM | Muskego, Wi | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2024 |
| 2 | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Honolulu, Hi | Affiliated broker-dealer or bank to another | Sep 11, 2024 |
| 2 | Osaic Wealth, Inc. BD affiliated | Cassaday & Company, Inc. independent RIA | Mclean, Va | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 over 6 d |
| 3 | Osaic Wealth, Inc. BD affiliated | Independent Financial Partners BD affiliated | Granger, In | Affiliated broker-dealer or bank to another | Jul 26, 2024 over 3 d |
| 5 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Tempe, Az | Affiliated broker-dealer or bank to another | Jul 5, 2024 over 2 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Opus Financial Advisors, Inc. state registered | Chapel Hill, Nc +1 | Affiliated broker-dealer or bank to a state-registered adviser | Jun 25, 2024 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Cape May, Nj +1 | Affiliated broker-dealer or bank to another | Jun 24, 2024 over 2 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Edina, Mn | Affiliated broker-dealer or bank to another | May 22, 2024 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Tulsa, Ok | Affiliated broker-dealer or bank to another | May 16, 2024 |
| 2 | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Germantown, Md +1 | Affiliated broker-dealer or bank to another | May 7, 2024 |
| 8 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Carlsbad, Ca | Affiliated broker-dealer or bank to another | May 3, 2024 over 3 d |
262 teams match.derived from registration dates