DFX Intelligence
Advisor teams
Teams that joined Cetera Investment Advisers LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
283 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Lansing, Mi | Affiliated broker-dealer or bank to another | Sep 21, 2026 |
| 5 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Lutz, Fl | Affiliated broker-dealer or bank to another | Sep 14, 2026 |
| 20 | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Roseville, Ca +6 | Affiliated broker-dealer or bank to another | Sep 11, 2026 |
| 3 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Medford, Or | Affiliated broker-dealer or bank to another | Sep 11, 2026 |
| 2 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Hales Corners, Wi | Affiliated broker-dealer or bank to another | Sep 11, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Rainbow City, Al | Affiliated broker-dealer or bank to another | Sep 2, 2026 |
| 2 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Westford, Ma +1 | Affiliated broker-dealer or bank to another | Aug 28, 2026 |
| 4 | M•• I•••••••• S•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Newtown, Ct +3 | Affiliated broker-dealer or bank to another | Aug 26, 2026 over 5 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Annapolis, Md | Affiliated broker-dealer or bank to another | Aug 20, 2026 |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | East Hills, Ny +1 | Affiliated broker-dealer or bank to another | Aug 19, 2026 over 12 d |
| 3 | I••••••••• A•••••• A•••••••• L•• independent RIA | C••••• I••••••••• A••••••• L•• BD affiliated | Rock Hill, Sc | RIA to affiliated broker-dealer or bank | Aug 12, 2026 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Avon Lake, Oh +1 | Affiliated broker-dealer or bank to another | Aug 3, 2026 |
| 5 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | San Ramon, Ca | Affiliated broker-dealer or bank to another | Jul 27, 2026 over 3 d |
| 2 | T••••• A••••••• S•••••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Atlanta, Ga | Affiliated broker-dealer or bank to another | Jun 25, 2026 over 5 d |
| 2 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Yarmouth, Me +1 | Affiliated broker-dealer or bank to another | Jun 25, 2026 |
| 4 | O•••• I••••••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Lakeland, Fl +1 | Affiliated broker-dealer or bank to another | Jun 15, 2026 |
| 3 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Westerville, Oh +1 | Affiliated broker-dealer or bank to another | Jun 12, 2026 |
| 5 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Durham, Nc +1 | Affiliated broker-dealer or bank to another | Jun 2, 2026 over 8 d |
| 3 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Salem, In +2 | Affiliated broker-dealer or bank to another | May 17, 2026 |
| 4 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Harleysville, Pa +2 | Affiliated broker-dealer or bank to another | May 6, 2026 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Portland, Or | Affiliated broker-dealer or bank to another | May 6, 2026 |
| 3 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Burnsville, Mn | Affiliated broker-dealer or bank to another | Apr 29, 2026 |
| 6 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Waltham, Ma +1 | Affiliated broker-dealer or bank to another | Apr 22, 2026 over 13 d |
| 2 | B••••• F•••••• W••••• M••••••••• L•• independent RIA | C••••• I••••••••• A••••••• L•• BD affiliated | Webster, Ny | RIA to affiliated broker-dealer or bank | Apr 21, 2026 |
| 7 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Battle Creek, Mi +5 | Affiliated broker-dealer or bank to another | Apr 20, 2026 over 8 d |
| 2 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | San Ramon, Ca +1 | Affiliated broker-dealer or bank to another | Apr 13, 2026 over 1 d |
| 2 | A•••••• P••••••• P•••••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Dallas, Tx | Affiliated broker-dealer or bank to another | Apr 6, 2026 over 1 d |
| 8 | A••••••••• W••••• P••••••• independent RIA | C••••• I••••••••• A••••••• L•• BD affiliated | Blaine, Mn +2 | RIA to affiliated broker-dealer or bank | Apr 1, 2026 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Waltham, Ma | Affiliated broker-dealer or bank to another | Apr 1, 2026 over 1 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Murfreesboro, Tn | Affiliated broker-dealer or bank to another | Mar 25, 2026 over 5 d |
| 4 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Lebanon, Tn +2 | Affiliated broker-dealer or bank to another | Mar 24, 2026 over 6 d |
| 2 | D•••••• L••• S••••• L•• independent RIA | C••••• I••••••••• A••••••• L•• BD affiliated | Rome, Ga | RIA to affiliated broker-dealer or bank | Mar 9, 2026 |
| 3 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Scranton, Pa +1 | Affiliated broker-dealer or bank to another | Mar 5, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Valencia, Ca | Affiliated broker-dealer or bank to another | Mar 5, 2026 |
| 2 | S•••••••• A••••••• L•• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Mar 5, 2026 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | C••••• I••••••••• A••••••• L•• BD affiliated | Bloomfield Hills, Mi +1 | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2026 over 9 d |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Feb 12, 2026 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to another | Jan 30, 2026 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | San Diego, Ca | Affiliated broker-dealer or bank to another | Jan 29, 2026 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jan 29, 2026 over 4 d |
| 6 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Medford, Wi +2 | Affiliated broker-dealer or bank to another | Jan 12, 2026 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Wilmington, Nc | Affiliated broker-dealer or bank to another | Jan 5, 2026 |
| 3 | G••• C•••• S••••••••• I••• other | C••••• I••••••••• A••••••• L•• BD affiliated | Los Angeles, Ca +1 | Other | Dec 31, 2025 |
| 4 | W•••• F•••• A••••••• wirehouse | C••••• I••••••••• A••••••• L•• BD affiliated | Fond Du Lac, Wi | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 |
| 2 | A••••••••• W••••• P••••••• independent RIA | C••••• I••••••••• A••••••• L•• BD affiliated | Wayzata, Mn | RIA to affiliated broker-dealer or bank | Dec 19, 2025 over 5 d |
| 4 | S•••••••• A••••••• L•• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Dec 17, 2025 over 1 d |
| 3 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | West Palm Beach, Fl +1 | Affiliated broker-dealer or bank to another | Dec 16, 2025 over 3 d |
| 2 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Chepatchet, Ri | Affiliated broker-dealer or bank to another | Dec 12, 2025 over 14 d |
| 2 | S••••••• P•••••• C••••• G••••• L•• no RAUM | C••••• I••••••••• A••••••• L•• BD affiliated | Newport Beach, Ca | Other | Dec 9, 2025 |
| 2 | S••••••• P•••••• C••••• G••••• L•• no RAUM | C••••• I••••••••• A••••••• L•• BD affiliated | Knoxville, Tn | Other | Dec 9, 2025 |
| 2 | E••••• J•••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Dec 9, 2025 over 2 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Crestview Hills, Ky | Affiliated broker-dealer or bank to another | Dec 9, 2025 |
| 2 | A••••••••• W••••• P••••••• independent RIA | C••••• I••••••••• A••••••• L•• BD affiliated | Minnetonka, Mn | RIA to affiliated broker-dealer or bank | Dec 4, 2025 |
| 3 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Dec 3, 2025 over 2 d |
| 4 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Poway, Ca +3 | Affiliated broker-dealer or bank to another | Nov 26, 2025 over 21 d |
| 6 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Mystic, Ct +4 | Affiliated broker-dealer or bank to another | Nov 24, 2025 over 32 d |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Riverside, Ca | Affiliated broker-dealer or bank to another | Nov 19, 2025 |
| 5 | A••••••••• W••••• P••••••• independent RIA | C••••• I••••••••• A••••••• L•• BD affiliated | Minnetonka, Mn | RIA to affiliated broker-dealer or bank | Nov 11, 2025 over 6 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Greenboro, Ga | Affiliated broker-dealer or bank to another | Nov 4, 2025 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Waltham, Ma +1 | Affiliated broker-dealer or bank to another | Nov 4, 2025 over 13 d |
derived from registration dates
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The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.