Teams that joined Newedge Advisors

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Oppenheimer & Co. Inc. BD affiliated	Newedge Advisors BD affiliated	Delray Beach, Fl	Affiliated broker-dealer or bank to another	Mar 11, 2022
3	Advice And Planning Services BD affiliated	Newedge Advisors BD affiliated	Hamden, Ct	Affiliated broker-dealer or bank to another	Mar 2, 2022 over 7 d
4	Raymond James & Associates, Inc. national BD	Newedge Advisors BD affiliated	Greenville, Sc	Affiliated broker-dealer or bank to another	Feb 4, 2022 over 14 d
3	M••••• S•••••• wirehouse	N•••••• A••••••• BD affiliated	Norman, Ok +1	Wirehouse to affiliated broker-dealer or bank	Feb 1, 2022
2	T••••• A••••••• S•••••••• I••• BD affiliated	N•••••• A••••••• BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Nov 17, 2021 over 6 d
3	E•••••••• A•••••••• L•• national BD	N•••••• A••••••• BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Nov 1, 2021 over 21 d
2	K•• I••••••••• S••••••• L•• BD affiliated	N•••••• A••••••• BD affiliated	Brooklyn, Oh	Affiliated broker-dealer or bank to another	Oct 22, 2021
2	W•••• F•••• A••••••• wirehouse	N•••••• A••••••• BD affiliated	Melville, Ny	Wirehouse to affiliated broker-dealer or bank	Oct 1, 2021 over 3 d
3	A••••• A•• P••••••• S••••••• BD affiliated	N•••••• A••••••• BD affiliated	Hamden, Ct +1	Affiliated broker-dealer or bank to another	Sep 8, 2021
2	L•• F•••••••• L•• BD affiliated	N•••••• A••••••• BD affiliated	Los Alamitos, Ca	Affiliated broker-dealer or bank to another	Aug 4, 2021
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	N•••••• A••••••• BD affiliated	Montvale, Nj +1	Wirehouse to affiliated broker-dealer or bank	Jun 22, 2021
2	W•••• F•••• A••••••• wirehouse	N•••••• A••••••• BD affiliated	Arlington Heights, Il	Wirehouse to affiliated broker-dealer or bank	Jun 9, 2021 over 1 d
2	A••••• A•• P••••••• S••••••• BD affiliated	N•••••• A••••••• BD affiliated	Melville, Ny +1	Affiliated broker-dealer or bank to another	Apr 9, 2021
2	F••••••• H••••• A•••••••• L•• independent RIA	N•••••• A••••••• BD affiliated	Newburyport, Ma +1	RIA to affiliated broker-dealer or bank	Apr 1, 2021
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	N•••••• A••••••• independent RIA	Wellesley Hills, Ma	Wirehouse to independent RIA	Oct 9, 2020
2	C•••••• W••••• M••••••••• G•••• unclassified	N•••••• A••••••• independent RIA	Columbus, Ga	Other	Sep 1, 2020
2	R•••••• J•••• • A••••••••• I••• national BD	N•••••• A••••••• independent RIA	New Orleans, La	Affiliated broker-dealer or bank to independent RIA	Jul 2, 2020
3	U•• F•••••••• S••••••• I••• wirehouse	N•••••• A••••••• independent RIA	Tulsa, Ok	Wirehouse to independent RIA	Mar 23, 2020
2	L••••••••• L•• no RAUM	N•••••• A••••••• independent RIA	Scottsdale, Az	Other	Jan 16, 2020
2	W•••• F•••• A••••••• wirehouse	N•••••• A••••••• independent RIA	Arlington Heights, Il +1	Wirehouse to independent RIA	Dec 5, 2019 over 1 d
3	U•• F•••••••• S••••••• I••• wirehouse	N•••••• A••••••• independent RIA	Rockland, Ma	Wirehouse to independent RIA	Jul 30, 2019
2	O•••• F•• I••• BD affiliated	N•••••• A••••••• independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Jul 19, 2019 over 4 d
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	N•••••• A••••••• independent RIA	Shreveport, La	Wirehouse to independent RIA	Dec 13, 2018
3	O•••• I••••••••• I••• BD affiliated	N•••••• A••••••• independent RIA	Lafayette, La +1	Affiliated broker-dealer or bank to independent RIA	Dec 1, 2018 over 3 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	N•••••• A••••••• independent RIA	Sidney, Ne	Affiliated broker-dealer or bank to independent RIA	Sep 20, 2018
14	I••••••••• C•••••• O• A••••••• I••• other	N•••••• A••••••• independent RIA	Appleton, Wi +3	Other	Nov 29, 2017 over 7 d
7	I••••••••• C•••••• O• A••••••• I••• other	N•••••• A••••••• independent RIA	Bismarck, Nd +3	Other	Nov 29, 2017 over 7 d
3	I••••••••• C•••••• O• A••••••• I••• other	N•••••• A••••••• independent RIA	Chaska, Mn +1	Other	Nov 29, 2017
2	I••••••••• C•••••• O• A••••••• I••• other	N•••••• A••••••• independent RIA	Aberdeen, Sd +1	Other	Nov 29, 2017
2	W•••• F•••• A••••••• wirehouse	N•••••• A••••••• other	High Point, Nc	Other	Sep 25, 2017
2	W•••• F•••• A••••••• wirehouse	N•••••• A••••••• other	Lake Charles, La	Other	Mar 27, 2017
3	N••••••••• M••••• I••••••••• S••••••••• no RAUM	N•••••• A••••••• other	San Antonio, Tx	Other	Sep 14, 2016
2	R•••••• J•••• • A••••••••• I••• national BD	N•••••• A••••••• other	Monroe, La	Other	Jun 24, 2016
2	C•••••• O•• A•••••••• L•• no RAUM	N•••••• A••••••• other	Seattle, Wa	Other	Nov 18, 2015

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94 teams match.derived from registration dates

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.