Teams that joined LPL Financial LLC

Search by name with RIA and Wealth Intelligence

1,739 teams

Advisors	From	To	Branch	Type	Left
4	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Raleigh, Nc +2	Wirehouse to affiliated broker-dealer or bank	May 21, 2021 over 12 d
2	Avantax Advisory Services BD affiliated	LPL Financial LLC BD affiliated	Circleville, Oh +1	Affiliated broker-dealer or bank to another	May 19, 2021 over 9 d
3	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Peoria, Il	Affiliated broker-dealer or bank to another	May 18, 2021
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Clearwater, Fl +1	Affiliated broker-dealer or bank to another	May 17, 2021
4	T•••••• C••••••• I••• independent RIA	L•• F•••••••• L•• BD affiliated	Irvine, Ca	RIA to affiliated broker-dealer or bank	May 13, 2021 over 4 d
2	U•• F•••••••• S••••••• I••• wirehouse	L•• F•••••••• L•• BD affiliated	Charlotte, Nc +1	Wirehouse to affiliated broker-dealer or bank	May 13, 2021 over 8 d
3	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Iselin, Nj	Affiliated broker-dealer or bank to another	May 7, 2021 over 6 d
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Valdosta, Ga +1	Affiliated broker-dealer or bank to another	May 4, 2021 over 1 d
2	B•• H••••• F•••••••• A•••••••• I•• bank affiliated	L•• F•••••••• L•• BD affiliated	Chicago, Il	Other	May 4, 2021
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	May 4, 2021 over 2 d
5	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Youngstown, Oh +3	Affiliated broker-dealer or bank to another	May 3, 2021 over 7 d
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Pearland, Tx +1	Affiliated broker-dealer or bank to another	Apr 27, 2021 over 8 d
2	T••••• A••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Apr 27, 2021 over 2 d
2	V••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Montvale, Nj +1	Affiliated broker-dealer or bank to another	Apr 26, 2021
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Red Bank, Nj +1	Wirehouse to affiliated broker-dealer or bank	Apr 23, 2021 over 13 d
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Green Bay, Wi +2	Wirehouse to affiliated broker-dealer or bank	Apr 19, 2021 over 15 d
6	J••• M••••• S••••••••• L•• wirehouse	L•• F•••••••• L•• BD affiliated	Wheaton, Il +3	Wirehouse to affiliated broker-dealer or bank	Apr 14, 2021 over 8 d
5	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Greenville, Sc	Wirehouse to affiliated broker-dealer or bank	Apr 9, 2021 over 3 d
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Ithaca, Ny +1	Wirehouse to affiliated broker-dealer or bank	Apr 7, 2021 over 12 d
2	W•••••• • R••• BD affiliated	L•• F•••••••• L•• BD affiliated	Kennewick, Wa	Affiliated broker-dealer or bank to another	Mar 29, 2021 over 8 d
2	T••••• A••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Mar 17, 2021 over 5 d
3	S•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Tempe, Az	Affiliated broker-dealer or bank to another	Mar 14, 2021
5	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Pittsburgh, Pa	Affiliated broker-dealer or bank to another	Mar 12, 2021
3	C•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Royal Oak, Mi +1	Affiliated broker-dealer or bank to another	Mar 12, 2021
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Los Angeles, Ca +1	Affiliated broker-dealer or bank to another	Mar 12, 2021 over 7 d
3	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• BD affiliated	New York, Ny +1	Wirehouse to affiliated broker-dealer or bank	Mar 5, 2021 over 13 d
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Irving, Tx	Affiliated broker-dealer or bank to another	Mar 3, 2021 over 7 d
4	R•••• A••••••• S•••••••• I••• independent RIA	L•• F•••••••• L•• BD affiliated	Glenview, Il	RIA to affiliated broker-dealer or bank	Mar 2, 2021
2	R•••• A••••••• S•••••••• I••• independent RIA	L•• F•••••••• L•• BD affiliated	Sea Girt, Nj	RIA to affiliated broker-dealer or bank	Mar 2, 2021
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Del Rio, Tx +1	Affiliated broker-dealer or bank to another	Mar 2, 2021 over 3 d
3	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	St Louis, Mo +1	Affiliated broker-dealer or bank to another	Feb 18, 2021 over 22 d
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Lake Elmo, Mn	Affiliated broker-dealer or bank to another	Feb 16, 2021
5	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Santa Barbara, Ca +2	Wirehouse to affiliated broker-dealer or bank	Feb 10, 2021 over 15 d
2	N•••••••• W••••• P••••••• L•• independent RIA	L•• F•••••••• L•• BD affiliated	West Hartford, Ct	RIA to affiliated broker-dealer or bank	Feb 8, 2021 over 2 d
2	R•••••• J•••• • A••••••••• I••• national BD	L•• F•••••••• L•• BD affiliated	Weston, Fl +1	Affiliated broker-dealer or bank to another	Feb 3, 2021 over 2 d
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	La Mesa, Ca +1	Affiliated broker-dealer or bank to another	Feb 1, 2021 over 7 d
2	N••••••••• M••••• I••••••••• S••••••••• no RAUM	L•• F•••••••• L•• BD affiliated	Virginia Bch, Va	Other	Feb 1, 2021
2	H•••••• T••••••• • K•••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	S Burlington, Vt	Affiliated broker-dealer or bank to another	Jan 29, 2021
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Columbia, Mo	Affiliated broker-dealer or bank to another	Jan 26, 2021
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Long Beach, Ca	Wirehouse to affiliated broker-dealer or bank	Jan 21, 2021
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Irving, Tx	Affiliated broker-dealer or bank to another	Jan 15, 2021
2	C••••••• S••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Monroeville, Pa +1	Affiliated broker-dealer or bank to another	Jan 8, 2021 over 11 d
2	T• A••••••••• I••• no RAUM	L•• F•••••••• L•• BD affiliated	Chicago, Il	Other	Jan 6, 2021 over 5 d
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Peoria, Az	Wirehouse to affiliated broker-dealer or bank	Jan 5, 2021
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Fort Worth, Tx +1	Affiliated broker-dealer or bank to another	Dec 24, 2020
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Naperville, Il	Affiliated broker-dealer or bank to another	Dec 22, 2020
6	S•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Pittsburgh, Pa	Affiliated broker-dealer or bank to another	Dec 14, 2020 over 8 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Hurst, Tx	Affiliated broker-dealer or bank to another	Dec 10, 2020
5	K••••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Hollywood, Fl	Affiliated broker-dealer or bank to another	Dec 9, 2020 over 10 d
3	K••••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Dec 9, 2020 over 9 d
6	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Irving, Tx	Affiliated broker-dealer or bank to another	Dec 8, 2020 over 23 d
3	C••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	San Diego, Ca	Affiliated broker-dealer or bank to another	Dec 8, 2020
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Lancaster, Pa	Affiliated broker-dealer or bank to another	Dec 4, 2020
6	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Green Brook, Nj +3	Affiliated broker-dealer or bank to another	Dec 2, 2020 over 6 d
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Colorado Spring, Co +1	Affiliated broker-dealer or bank to another	Dec 1, 2020
2	U••• B•••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Los Angeles, Ca +1	Affiliated broker-dealer or bank to another	Dec 1, 2020 over 1 d
6	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Round Rock, Tx +1	Affiliated broker-dealer or bank to another	Nov 30, 2020 over 8 d
4	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Kaukauna, Wi	Affiliated broker-dealer or bank to another	Nov 30, 2020
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Westlake Village, Ca +1	Wirehouse to affiliated broker-dealer or bank	Nov 25, 2020
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Grand Rapids, Mi	Wirehouse to affiliated broker-dealer or bank	Nov 25, 2020

derived from registration dates

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