DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Citizens Securities, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Santander Securities BD affiliated	Citizens Securities, Inc. BD affiliated	Lexington, Ma +1	Affiliated broker-dealer or bank to another	Jun 29, 2026
3	Morgan Stanley wirehouse	Citizens Securities, Inc. BD affiliated	Santa Monica, Ca +1	Wirehouse to affiliated broker-dealer or bank	Jun 18, 2026
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Bordentown, Nj +1	Wirehouse to affiliated broker-dealer or bank	Apr 24, 2026 over 3 d
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Cranston, Ri +2	Wirehouse to affiliated broker-dealer or bank	Jul 10, 2025 over 11 d
2	Strategic Advisers LLC national BD	Citizens Securities, Inc. BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jul 3, 2025 over 5 d
4	Flagstar Securities, Inc. independent RIA	Citizens Securities, Inc. BD affiliated	New York, Ny +1	RIA to affiliated broker-dealer or bank	Jun 26, 2025
2	RBC Capital Markets, LLC national BD	Citizens Securities, Inc. BD affiliated	Beverly Hills, Ca +1	Affiliated broker-dealer or bank to another	Jun 17, 2025
2	Lion Street Advisors, LLC BD affiliated	Citizens Securities, Inc. BD affiliated	Bellevue, Wa	Affiliated broker-dealer or bank to another	Apr 23, 2025
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	New York, Ny +1	Wirehouse to affiliated broker-dealer or bank	Mar 18, 2025
2	J.P. Morgan Securities LLC wirehouse	Citizens Securities, Inc. BD affiliated	New York, Ny +1	Wirehouse to affiliated broker-dealer or bank	Feb 10, 2025 over 4 d
5	RBC Capital Markets, LLC national BD	Citizens Securities, Inc. BD affiliated	Naples, Fl	Affiliated broker-dealer or bank to another	Jan 29, 2025
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Philadelphia, Pa +1	Wirehouse to affiliated broker-dealer or bank	Dec 16, 2024 over 1 d
2	Hsbc Securities (USA) Inc. BD affiliated	Citizens Securities, Inc. BD affiliated	New Hyde Park, Ny	Affiliated broker-dealer or bank to another	Oct 10, 2024 over 11 d
3	J.P. Morgan Securities LLC wirehouse	Citizens Securities, Inc. BD affiliated	Corona, Ca +2	Wirehouse to affiliated broker-dealer or bank	Oct 2, 2024
3	J.P. Morgan Securities LLC wirehouse	Citizens Securities, Inc. BD affiliated	Boston, Ma	Wirehouse to affiliated broker-dealer or bank	Jun 1, 2024
3	J.P. Morgan Securities LLC wirehouse	Citizens Securities, Inc. BD affiliated	Forest Hills, Ny +2	Wirehouse to affiliated broker-dealer or bank	May 29, 2024 over 3 d
5	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	New York, Ny +1	Wirehouse to affiliated broker-dealer or bank	Apr 26, 2024 over 33 d
4	J.P. Morgan Securities LLC wirehouse	Citizens Securities, Inc. BD affiliated	San Francisco, Ca +1	Wirehouse to affiliated broker-dealer or bank	Apr 20, 2024
2	E*Trade Capital Management, LLC independent RIA	Citizens Securities, Inc. BD affiliated	New York, Ny +1	RIA to affiliated broker-dealer or bank	Aug 21, 2023
2	J.P. Morgan Private Wealth Advisors LLC BD affiliated	Citizens Securities, Inc. BD affiliated	San Francisco, Ca	Affiliated broker-dealer or bank to another	Jun 16, 2023
3	Citigroup Global Markets Inc. BD affiliated	Citizens Securities, Inc. BD affiliated	Irving, Tx	Affiliated broker-dealer or bank to another	May 1, 2023
2	Fidelity Personal And Workplace Advisors BD affiliated	Citizens Securities, Inc. BD affiliated	Wayne, Nj +1	Affiliated broker-dealer or bank to another	Sep 13, 2022 over 4 d
14	Cetera Investment Advisers LLC BD affiliated	Citizens Securities, Inc. BD affiliated	Freehold, Nj +13	Affiliated broker-dealer or bank to another	Aug 17, 2022
5	Cetera Investment Advisers LLC BD affiliated	Citizens Securities, Inc. BD affiliated	Brooklyn, Ny +3	Affiliated broker-dealer or bank to another	Aug 17, 2022
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	New York, Ny +1	Wirehouse to affiliated broker-dealer or bank	Jun 30, 2022 over 1 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Brooklyn, Ny +1	Wirehouse to affiliated broker-dealer or bank	May 11, 2022 over 11 d
2	Santander Securities BD affiliated	Citizens Securities, Inc. BD affiliated	Pottsville, Pa +1	Affiliated broker-dealer or bank to another	Apr 8, 2022 over 3 d
5	Hsbc Securities (USA) Inc. BD affiliated	Citizens Securities, Inc. BD affiliated	New York, Ny +1	Affiliated broker-dealer or bank to another	Feb 18, 2022 over 4 d
2	Columbia Management Investment Advisers, LLC asset manager	Citizens Securities, Inc. BD affiliated	Boston, Ma	Other	Oct 7, 2021 over 1 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Citizens Securities, Inc. BD affiliated	Boston, Ma +1	Affiliated broker-dealer or bank to another	Jun 29, 2021 over 10 d
2	Td Ameritrade, Inc. no RAUM	Citizens Securities, Inc. BD affiliated	New York, Ny +1	Other	Jan 11, 2021
2	Td Ameritrade, Inc. no RAUM	Citizens Securities, Inc. BD affiliated	Radnor, Pa	Other	Jan 11, 2021
2	Santander Securities BD affiliated	Citizens Securities, Inc. BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Aug 28, 2020
2	Santander Securities BD affiliated	Citizens Securities, Inc. BD affiliated	Villanova, Pa	Affiliated broker-dealer or bank to another	Aug 28, 2020
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Seekonk, Ma +1	Wirehouse to affiliated broker-dealer or bank	Feb 19, 2020 over 5 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Camp Hill, Pa +1	Wirehouse to affiliated broker-dealer or bank	Dec 24, 2019 over 9 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Providence, Ri	Wirehouse to affiliated broker-dealer or bank	Apr 15, 2019 over 9 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Riverside, Ri	Wirehouse to affiliated broker-dealer or bank	Feb 14, 2019
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. BD affiliated	Riverside, Ri	Wirehouse to affiliated broker-dealer or bank	Nov 29, 2018 over 6 d
2	Pnc Wealth Management BD affiliated	Citizens Securities, Inc. BD affiliated	Romeo, Mi +1	Affiliated broker-dealer or bank to another	Nov 1, 2018
2	Pnc Wealth Management BD affiliated	Citizens Securities, Inc. BD affiliated	North Huntingdon, Pa +1	Affiliated broker-dealer or bank to another	Nov 1, 2018 over 7 d
2	Sigfig Wealth Management LLC independent RIA	Citizens Securities, Inc. BD affiliated	Phoenix, Az	RIA to affiliated broker-dealer or bank	Sep 17, 2018
4	Scottrade Investment Management BD affiliated	Citizens Securities, Inc. BD affiliated	Saint Louis, Mo	Affiliated broker-dealer or bank to another	Mar 7, 2018 over 2 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. other	Riverside, Ri +1	Other	Oct 25, 2017 over 7 d
2	Pnc Wealth Management other	Citizens Securities, Inc. other	Ocean City, Nj +1	Other	Jul 19, 2017 over 6 d
3	Pnc Wealth Management other	Citizens Securities, Inc. other	Philadelphia, Pa +2	Other	Apr 28, 2017 over 7 d
2	Huntington Financial Advisors other	Citizens Securities, Inc. other	Lagrange, Oh +1	Other	Apr 26, 2017 over 12 d
3	Key Investment Services LLC other	Citizens Securities, Inc. other	Pittsburgh, Pa	Other	Dec 31, 2016 over 9 d
2	Santander Securities other	Citizens Securities, Inc. other	Framingham, Ma +1	Other	Jun 3, 2016 over 6 d
2	Pnc Wealth Management other	Citizens Securities, Inc. other	Pittsburgh, Pa +1	Other	May 19, 2016
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. other	Riverside, Ri	Other	Oct 14, 2015 over 6 d
2	Pnc Wealth Management other	Citizens Securities, Inc. other	State College, Pa +1	Other	Aug 3, 2015 over 11 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Citizens Securities, Inc. other	Somerville, Ma +1	Other	Aug 3, 2015 over 14 d
2	J.P. Morgan Securities LLC wirehouse	Citizens Securities, Inc. other	Berea, Oh +1	Other	Jan 26, 2015 over 11 d

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54 teams match.derived from registration dates