DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Epoch Investment Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bergquist Wang, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sanderson Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Allianz Global Investors U.S. Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Michael J. Bergquist Financial & Estate Planning reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Premium Point Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- High Falls Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fcg Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Prime Group Advisor, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Riverstone Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Anchor Capital Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Novel Capital Management Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dynasty Financial Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Leader Capital Corp. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Sullivan Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Marketfield Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brophy Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lasalle Investment Management (Securities), L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Zaff Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sawtelle Financial Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Paulson Management Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Isc Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Beirne Wealth Consulting Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Camarda Wealth Advisory Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Johnson Martin Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cheviot Value Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Apeluchin Capital Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- New Vernon Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Royal Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Meritage Capital, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Great Northern Asset Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Howland Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Virtus Private Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Portfolio Strategy Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Questar Asset Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Edgestream Partners, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Oneamerica Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Adderack Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Private Wealth Management Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stepstone Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nuveen Fund Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Arbalet Capital Management, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cougar Global Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wilsey Asset Management Incorporated reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jackson, Grant Investment Advisers, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Merriman reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Multi-Financial Securities Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Knollwood Investment Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Robert A. Mecca & Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Avendus Capital Private Ltd. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pathway Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gerding Edlen reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cornerstone reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Primevest Financial Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Allabastion Wealth Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Overbrook Management Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cetera Investment Advisers Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Oakum Bay Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ma Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Domus Capital Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)